IC1 - Electronic Filing of Proposed Rule Changes

Rule 19b-4 Filings with Respect to Securities-Based Swap Submissions, Advance Notices and Proposed Rule Changes by Self-Regulatory Organizations and the Security-Based Swap Stay of Clearing Requiremen

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0045 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1832 IC1 - Electronic Filing of Proposed Rule Changes Form and Instruction
SEC 1832 Form 19b-4 form19b-4.pdf www.sec.gov/files/form19b-4.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	IC1 - Electronic Filing of Proposed Rule Changes	Agency IC Tracking Number:	270-38

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 248.819 17 CFR 240.19b-4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1832	Form 19b-4	form19b-4.pdf	https://www.sec.gov/files/form19b-4.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 42	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,638	-585	2,223
Annual IC Time Burden (Hours)	67,158	-19,539	86,697
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.