Investment Company Act Rule 7d-1

Rule 7d-1 (17 CFR 270.7d-1) under the Investment Company Act of 1940

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0311 can be found here:

Documents and Forms

Document Name Document Type
EDGAR PIA_Redacted.pdf EDGAR PIA REDACTED IC Document
secsorn2.pdf SEC SORN 2 IC Document

Information Collection (IC) Details

IC Title:	Investment Company Act Rule 7d-1	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 270.7d-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Applications for Registration or Exemption under the Investment Company Act of 1940.	FR Citation: 66 FR 7820

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1	0	1
Annual IC Time Burden (Hours)	4	-4	8
Annual IC Cost Burden (Dollars)	4,000	0	4,000

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA REDACTED	EDGAR PIA_Redacted.pdf	09/09/2016
SEC SORN 2	secsorn2.pdf	09/09/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.