Rule 14f-1 60 Day Federal Register Notice

SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request Copies Available From:
Securities and Exchange Commission
Office of FOIA Services
100 F Street, NE
Washington, DC 20549-2736
Extension: Rule 14f-1
SEC File No. 270-127, OMB Control No. 3235-0108
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C.
3501 et seq.), the Securities and Exchange Commission (“Commission”) is soliciting comments
on the collection of information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and Budget for extension and
approval.
Under Exchange Act Rule 14f-1 (17 CFR 240.14f-1), if a person or persons have
acquired securities of an issuer in a transaction subject to Sections 13(d) or 14(d) of the
Exchange Act, and changes a majority of the directors of the issuer otherwise than at a meeting
of security holders, then the issuer must file with the Commission and transmit to security
holders information related to the change in directors within 10 days prior to the date the new
majority takes office as directors. The information filed under Rule 14f-1 must be filed with the
Commission and is publicly available. We estimate that it takes approximately 18 burden hours
to provide the information required under Rule 14f-1 and that the information is filed by
approximately 64 respondents for a total annual reporting burden of 1,152 hours (18 hours per
response x 64 responses).

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Written comments are invited on: (a) whether this proposed collection of information is
necessary for the performance of the functions of the agency, including whether the information
will have practical utility; (b) the accuracy of the agency’s estimate of the burden imposed by the
collection of information; (c) ways to enhance the quality, utility, and clarity of the information
collected; and (d) ways to minimize the burden of the collection of information on respondents,
including through the use of automated collection techniques or other forms of information
technology. Consideration will be given to comments and suggestions submitted in writing
within 60 days of this publication.
An agency may not conduct or sponsor, and a person is not required to respond to, a
collection of information unless it displays a currently valid control number.
Please direct your written comment to Charles Riddle, Acting Director/Chief Information
Officer, Securities and Exchange Commission, c/o Candace Kenner, 100 F Street, NE,
Washington, DC 20549 or send an e-mail to: [email protected].
signed by
EDUARDO Digitally
EDUARDO ALEMAN
2019.04.02
ALEMAN Date:
09:46:46 -04'00'

Eduardo A. Aleman
Deputy Secretary
April 2, 2019