Information Collection

NEW: 15c3-1 Account Control Agreements – Outside Counsel Review (Costs)

IC 236945 under ICR 201907-3235-012 · OMB 3235-0200.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0200 can be found here:

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Information Collection (IC) Details

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IC Title:	NEW: 15c3-1 Account Control Agreements â Outside Counsel Review (Costs)	Agency IC Tracking Number:	TM-270-197

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 15c3-1 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 16	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	16	16
Annual IC Time Burden (Hours)	0	0
Annual IC Cost Burden (Dollars)	42,667	42,667

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.