Rule 18a-1(a) VaR Models

Rule 18a-1 – Net Capital Requirements For Security-Based Swap Dealers For Which There Is Not a Prudential Regulator

OMB: 3235-0701

IC ID: 206751

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Rule 18a-1(a) VaR Models TM-270-649
 
No Modified
 
Mandatory
 
17 CFR 240.18a-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers  77 FR 70214

4 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 4 6 -2 0 0 0
Annual IC Time Burden (Hours) 19,720 29,580 -9,860 0 0 0
Annual IC Cost Burden (Dollars) 2,629,333 3,944,000 -1,314,667 0 0 0

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