Rule 18a-3 - Initial Margin Model

Rule 18a-3 – Non-cleared security-based swap margin requirements for security-based swap dealers and major security-based swap participants for which there is not a prudential regulator.

OMB: 3235-0702

IC ID: 236978

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Rule 18a-3 - Initial Margin Model TM-270-651
 
No New
 
Mandatory
 
17 CFR 240.18a-3

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

22 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 22 0 22 0 0 0
Annual IC Time Burden (Hours) 5,867 0 5,867 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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