Rule 18a-4(d)(1) (Counterparty Notice)-- Initial Burden

Rule 18a-4 – Segregation requirements for security-based swap dealers and major security-based swap participants.

OMB: 3235-0700

IC ID: 236997

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Rule 18a-4(d)(1) (Counterparty Notice)-- Initial Burden TM-270-650
 
No New
 
Mandatory
 
17 CFR 240.18a-10

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

38 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 38,000 0 38,000 0 0 0
Annual IC Time Burden (Hours) 2,280 0 2,280 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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