60 Day Notice

3235-0672 60 Day Notice.pdf

Electronic Data Collection System-Tips, Complaints, Referrals (TCR)

60 Day Notice

OMB: 3235-0672

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Federal Register / Vol. 83, No. 150 / Friday, August 3, 2018 / Notices

the person identified in the FOR FURTHER
INFORMATION CONTACT section by
telephone for advice on filing
alternatives.
FOR FURTHER INFORMATION CONTACT:

David A. Trissell, General Counsel, at
202–789–6820.
SUPPLEMENTARY INFORMATION: The
August 6, 2018 comment due date
applies to MC2018–196 and CP2018–
274; MC2018–197 and CP2018–275;
MC2018–198 and CP2018–276;
MC2018–199 and CP2018–277;
MC2018–200 and CP2018–278.
The August 7, 2018 comment due
date applies to Docket Nos. MC2018–
201 and CP2018–279.
Table of Contents
I. Introduction
II. Docketed Proceeding(s)

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I. Introduction
The Commission gives notice that the
Postal Service filed request(s) for the
Commission to consider matters related
to negotiated service agreement(s). The
request(s) may propose the addition or
removal of a negotiated service
agreement from the market dominant or
the competitive product list, or the
modification of an existing product
currently appearing on the market
dominant or the competitive product
list.
Section II identifies the docket
number(s) associated with each Postal
Service request, the title of each Postal
Service request, the request’s acceptance
date, and the authority cited by the
Postal Service for each request. For each
request, the Commission appoints an
officer of the Commission to represent
the interests of the general public in the
proceeding, pursuant to 39 U.S.C. 505
(Public Representative). Section II also
establishes comment deadline(s)
pertaining to each request.
The public portions of the Postal
Service’s request(s) can be accessed via
the Commission’s website (http://
www.prc.gov). Non-public portions of
the Postal Service’s request(s), if any,
can be accessed through compliance
with the requirements of 39 CFR
3007.40.
The Commission invites comments on
whether the Postal Service’s request(s)
in the captioned docket(s) are consistent
with the policies of title 39. For
request(s) that the Postal Service states
concern market dominant product(s),
applicable statutory and regulatory
requirements include 39 U.S.C. 3622, 39
U.S.C. 3642, 39 CFR part 3010, and 39
CFR part 3020, subpart B. For request(s)
that the Postal Service states concern
competitive product(s), applicable

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statutory and regulatory requirements
include 39 U.S.C. 3632, 39 U.S.C. 3633,
39 U.S.C. 3642, 39 CFR part 3015, and
39 CFR part 3020, subpart B. Comment
deadline(s) for each request appear in
section II.

Christopher C. Mohr, Comments Due:
August 7, 2018.
This Notice will be published in the
Federal Register.

I. Docketed Proceeding(s)

[FR Doc. 2018–16600 Filed 8–2–18; 8:45 am]

1. Docket No(s).: MC2018–196 and
CP2018–274; Filing Title: USPS Request
to Add Priority Mail & First-Class
Package Service Contract 85 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: July 27, 2018; Filing
Authority: 39 U.S.C. 3642 and 39 CFR
3020.30 et seq.; Public Representative:
Curtis E. Kidd, Comments Due: August
6, 2018.
2. Docket No(s).: MC2018–197 and
CP2018–275; Filing Title: USPS Request
to Add Parcel Select Contract 32 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: July 27, 2018; Filing
Authority: 39 U.S.C. 3642 and 39 CFR
3020.30 et seq.; Public Representative:
Gregory Stanton, Comments Due:
August 6, 2018.
3. Docket No(s).: MC2018–198 and
CP2018–276; Filing Title: USPS Request
to Add Priority Mail Express, Priority
Mail & First-Class Package Service
Contract 43 to Competitive Product List
and Notice of Filing Materials Under
Seal; Filing Acceptance Date: July 27,
2018; Filing Authority: 39 U.S.C. 3642
and 39 CFR 3020.30 et seq.; Public
Representative: Christopher C. Mohr,
Comments Due: August 6, 2018.
4. Docket No(s).: MC2018–199 and
CP2018–277; Filing Title: USPS Request
to Add Priority Mail Contract 455 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: July 27, 2018; Filing
Authority: 39 U.S.C. 3642 and 39 CFR
3020.30 et seq.; Public Representative:
Christopher C. Mohr, Comments Due:
August 6, 2018.
5. Docket No(s).: MC2018–200 and
CP2018–278; Filing Title: USPS Request
to Add Priority Mail Contract 456 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: July 27, 2018; Filing
Authority: 39 U.S.C. 3642 and 39 CFR
3020.30 et seq.; Public Representative:
Christopher C. Mohr, Comments Due:
August 6, 2018.
6. Docket No(s).: MC2018–201 and
CP2018–279; Filing Title: USPS Request
to Add Priority Mail Contract 457 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: July 27, 2018; Filing
Authority: 39 U.S.C. 3642 and 39 CFR
3020.30 et seq.; Public Representative:

BILLING CODE 7710–FW–P

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Stacy L. Ruble,
Secretary.

SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Electronic Data Collection System; SEC
File No. 270–621, OMB Control No.
3235–0672.

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit an extension for this
current collection of information to the
Office of Management and Budget for
approval.
The Commission invites comment on
updates to its Electronic Data Collection
System database (the Database), which
will support information provided by
members of the public who would like
to file an online tip, complaint or
referral (TCR) to the Commission. The
Database will be a web based e-filed
dynamic report based on technology
that pre-populates and establishes a
series of questions based on the data
that the individual enters. The
individual will then complete specific
information on the subject(s) and nature
of the suspicious activity, using the data
elements appropriate to the type of
complaint or subject. The information
collection is voluntary. The public
interface to the Database will be
available using the agency’s website,
www.sec.gov. The Commission
estimates that it takes a complainant, on
average, 30 minutes to submit a TCR
through the Database. Based on the
receipt of an average of approximately
16,000 annual TCRs for the past three
fiscal years, the Commission estimates
that the annual reporting burden is
8,000 hours.
Written comments are invited on: (a)
Whether this collection of information
is necessary for the proper performance

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Federal Register / Vol. 83, No. 150 / Friday, August 3, 2018 / Notices
of the functions of the agency, including
whether the information will have
practical utility; (b) the accuracy of the
agency’s estimate of the burden imposed
by the collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication. Please direct your written
comments to Pamela Dyson, Director/
Chief Information Officer, Securities
and Exchange Commission, c/o Candace
Kenner, 100 F St. NE, Washington DC
20549; or send an email to: PRA_
[email protected].
Dated: July 30, 2018.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2018–16601 Filed 8–2–18; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION

Self-Regulatory Organizations; Cboe
BYX Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change to Exchange
Rule 11.13, Order Execution and
Routing, To Amend the Operation of
the Super Aggressive Order
Instruction

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July 30, 2018.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on July 16,
2018, Cboe BYX Exchange, Inc. (the
‘‘Exchange’’ or ‘‘BYX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange has
designated this proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to Section 19(b)(3)(A) of the
Act 3 and Rule 19b–4(f)(6) thereunder,4
which renders it effective upon filing
with the Commission. The Commission
is publishing this notice to solicit
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6).
2 17

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I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange filed a proposal to
amend paragraph (b)(4)(C) of Exchange
Rule 11.13 related to Super Aggressive
order instructions.
The text of the proposed rule change
is available at the Exchange’s website at
www.markets.cboe.com, at the principal
office of the Exchange, and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change

[Release No. 34–83738; File No. SR–
CboeBYX–2018–012]

1 15

comments on the proposed rule change
from interested persons.

1. Purpose
The Exchange proposes to amend the
description of the Super Aggressive ReRoute instruction (‘‘Super Aggressive
instruction’’) under paragraph (b)(4)(C)
of Exchange Rule 11.13, Order
Execution and Routing to: (i) Specify
that an incoming BYX Post Only Order
or Partial Post Only at Limit Order that
would lock a resting order with a Super
Aggressive instruction must be
designated as eligible for display on the
Exchange (a ‘‘displayed order’’) for the
order with a Super Aggressive
instruction to engage in a liquidity swap
and execute against that incoming order;
and (ii) modify language from the
description of the Super Aggressive
instruction that states if an order that
does not contain a Super Aggressive
instruction maintains higher priority
than one or more Super Aggressive
eligible orders, the Super Aggressive
eligible order(s) with lower priority
would not be converted and an
incoming BYX Post Only Order or
Partial Post Only at Limit Order would
be posted or cancelled in accordance
with Exchange Rule 11.9(c)(6) or
11.9(c)(7).
At the outset, the Exchange notes that
based on the Exchange’s current pricing

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schedule, because BYX offers rebates to
remove liquidity and charges fees to add
liquidity, BYX Post Only Orders and
Partial Post Only at Limit Orders
remove liquidity on entry against resting
interest and are not booked/displayed if
there is contra-side interest. As such,
the descriptions below of the changes to
Rule 11.13(b)(4)(C), including the
examples of the revised operation of the
Super Aggressive functionality are
currently inapplicable because BYX
Post Only Orders and Partial Post Only
at Limit Orders execute against resting
liquidity first, before the logic discussed
below is triggered. However, consistent
with its prior practice, the Exchange is
proposing the changes to Rule
11.13(b)(4)(C) related to the Super
Aggressive instruction in this filing in
order to retain consistent rules and
functionality with its affiliated
exchanges 5 to the extent the Exchange
decides to propose changes to its fee
structure in the future such that ‘‘Post
Only’’ functionality is more relevant to
the operation of the Exchange.
Super Aggressive is an optional order
instruction that directs the System 6 to
route an order when an away Trading
Center locks or crosses the limit price of
the order resting on the BYX Book.7 If
an order with a Super Aggressive
instruction were to be locked by an
incoming BYX Post Only Order or
Partial Post Only at Limit Order
(hereafter collectively referred to as a
‘‘Post Only Order’’) that does not
remove liquidity pursuant to Rule
11.9(c)(6) or 11.9(c)(7), respectively,8
5 The Exchange notes that its affiliates, Cboe BZX
Exchange, Inc. and Cboe EDGX Exchange, Inc., also
recently filed to adopt the functionality described
in this filing and such functionality is applicable on
such exchanges because orders equivalent to BYX
Post Only Orders and/or Partial Post Only at Limit
Orders can be entered on such exchanges and do
not always remove against contra-side interest on
entry pursuant to such exchanges’ fee schedules.
See SR–CboeBZX–2018–051 and SR–CboeEDGX–
2018–025, each filed July 11, 2018.
6 The term ‘‘System’’ is defined as ‘‘the electronic
communications and trading facility designated by
the Board through which securities orders of Users
are consolidated for ranking, execution and, when
applicable, routing away.’’ See Exchange Rule
1.5(aa).
7 See Exchange Rule 1.5(e).
8 A BYX Post Only Order will remove contra-side
liquidity from the BYX Book if the order is an order
to buy or sell a security priced below $1.00 or if
the value of such execution when removing
liquidity equals or exceeds the value of such
execution if the order instead posted to the BYX
Book and subsequently provided liquidity,
including the applicable fees charged or rebates
provided. See Exchange Rule 11.9(c)(6). A Partial
Post Only at Limit Order will remove liquidity from
the BYX Book up to the full size of the order if, at
the time of receipt, it can be executed at prices
better than its limit price. See Exchange Rule
11.9(c)(7). As noted above, due to the current BYX
pricing schedule, which offers rebates to remove

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