Form FFIEC 009a FFIEC 009a Country Exposure Information Report

Board of Governors of the Federal Reserve System
Federal Deposit Insurance Corporation
Office of the Comptroller of the Currency

OMB Number 7100-0035
OMB Number 3064-0017
OMB Number 1557-0100
Approval expires September 30, 2019
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Federal Financial Institutions Examination Council

Country Exposure Information Report—FFIEC 009a
Report at the close of business
Month / Day / Year

This report is required to be filed pursuant to authority contained
in the following statutes: 12 U.S.C. §§ 161 and 1817 (national
banks), 12 U.S.C. § 1464 (federal savings associations), 12 U.S.
C. §§ 248(a), 1844(c), and 3906 (state member banks and bank
holding companies); 12 U.S.C. §§ 1467a(b)(2) and 5412 (savings
and loan holding companies); 12 U.S.C. 5365(a) (intermediate
holding companies); and 12 U.S.C. §§ 1817 and 1820 (insured
state nonmember commercial and savings banks and insured
state savings associations).

All FFIEC 009a respondents must submit their completed report via
the Federal Reserve System’s Reporting Central application within
45 days of the reporting date for March 31, June 30, and September
30, and within 50 calendar days of the December 31 reporting date.
Any FFIEC 009a respondent who needs guidance on Reporting
Central is encouraged to visit the Federal Reserve System website,
http://www.frbservices.org/centralbank/reportingcentral/index.html, for
additional information.

Name, title, and phone number of the person to whom inquiries
regarding this report may be directed:
Reporting Institution (CEXA 9017)

City (CEXA 9130)

State (CEXA 9200)

Name (CEXA 8901)

Title (CEXA C496)

Legal Entity Identifier (LEI) of the Reporting Institution
(Report only if the reporting institution already has an LEI.) (CEXA 9224)

Area Code / Phone Number (CEXA 8902)

A copy of this report will be made available to the public at http://www.ffiec.gov/e16.htm.
Public reporting burden for this collection of information is estimated to average 6 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. A federal agency may not conduct or sponsor, and an organization (or a person) is not
required to respond to a collection of information, unless it displays a currently valid OMB control number. Comments concerning the accuracy of this burden estimate and suggestions for
reducing this burden should be directed to the Office of Information and Regulatory Affairs, Office of Management and Budget, Paperwork Reduction Project, Washington, DC 20503, and
to one of the following: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551; Assistant Executive Secretary, Federal Deposit
Insurance Corporation, Washington, DC 20429; and Legislative and Regulatory Analysis Division, Office of the Comptroller of the Currency, Washington, DC 20219.
09/2016

FFIEC 009a
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Country Exposure Information Report
Part A
Information on exposure (as defined for Column 4) to any country that exceeds 1 percent of the reporting institution's total assets or 20 percent of its total capital, whichever is less.

U.S. Dollar Amounts in Millions
Country

CEX59209

CEXA

Amount of
CrossAmount of
border
Gross
Claims
Claims
Outstanding Amount of Outstanding
Foreign
After
from
Office
Mandated
Derivative
Adjustments Claims on
Products
Local
for Transfer
after
Total of
of Exposure Residents
Mandated
(Excluding (Excluding Adjustments Columns (1)
Derivative for Transfer
Plus (2)
Derivative
Products) of Exposure
Plus (3)
Products)

5215
(1)

M881
(2)

M882
(3)

4254
(4)

Cross-Border and ForeignCollateral Held Against Claims With No Risk Transfer Office Commitments and
(Reported in Columns 1 and 2—By Counterparty)
Guarantees

Distribution of Amounts in Columns 1 and 2 (Except Column 13)
By Type of Borrower

Gross
ForeignOffice
Liabilities

Banks

Public

NBFIs

M883
(5)

M884
(6)

M885
(7)

M886
(8)

By Maturity

Credit Derivatives (By Reference Entity)
Gross-Gross

Gross-Net

Trading Assets

Other

One Year
and Under

Over One
Year

Trading
Assets

M887
(9)

M888
(10)

M889
(11)

M956
(12)

Offsetting
Securities
Positions for (HTM and
Trading Book
AFS)

M874
(13)

M869
(14)

Total
Collateral

Of Which,
Cash

M870
(15)

M871
(16)

Of Which,
Resale
Agreements
and
Securities
Of Which,
Lending
Same
(CounterCountry
party)

M872
(17)

M873
(18)

Unused
Commitments

C936
(19)

Guarantees
(Excluding
Credit
Total Credit Total Credit Total Credit Total Credit
Derivatives Derivatives Derivatives Derivatives Derivatives
Sold)
Purchased
Sold
Purchased
Sold

M875
(20)

M876
(21)

M877
(22)

M878
(23)

M879
(24)

Part B
Information on exposures (as defined in Part A, Column 4) to any country not listed in Part A, where exposure exceeds 0.75 percent but does not exceed 1 percent of the reporting institution's assets or is between 15 percent and 20 percent of its total
capital, whichever is less.
Names of countries where exposures meet the reporting criteria stated for Part B:

Statement by management of the reporting institution concerning the information reported above (optional).

(CEXA 5224)

Total amount of exposure to all of the countries listed in Part B .......................... CEXA 5223 $
Management's statement will not be edited or screened by the supervisory agencies. Disclosure of the statement shall not signify that any federal supervisory agency has verified or confirmed the accuracy of the information
contained therein.
12/2013