Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule- FFIEC 102

ICR 201910-3064-004

OMB: 3064-0199

Federal Form Document

IC Document Collections
214914 Modified
ICR Details
3064-0199 201910-3064-004
Active 201610-3064-002
Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule- FFIEC 102
Extension without change of a currently approved collection   No
Approved without change 12/10/2019
Retrieve Notice of Action (NOA) 10/18/2019
  Inventory as of this Action Requested Previously Approved
12/31/2022 36 Months From Approved 12/31/2019
4 0 4
48 0 48
0 0 0

The Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule (FFIEC 102). is filed quarterly by FDIC-supervised banks and savings associations that are subject to the market risk capital rule. A bank, savings association, bank holding company, savings and loan holding company, or U.S. intermediate holding company must apply the market risk capital rule if the institution has aggregate trading assets and trading liabilities, as reported in the institution’s most recent Consolidated Reports of Condition and Income (Call Report) or Consolidated Financial Statements for Holding Companies (FR Y-9C), as applicable, equal to (a) 10 percent or more of quarter-end total assets or (b) $1 billion or more. The data collected in the Market Risk Regulatory Report is needed to assess the reasonableness and accuracy of a market risk institution’s calculation of its minimum capital requirements under the revised market risk capital rule and to evaluate a market risk institution’s capital in relation to its risks. Each market risk institution is required to file the FFIEC 102. The FFIEC 102 allows the agencies to better track growth in the more credit-risk related, less liquid, and less actively traded products subject to the market risk rule.

US Code: 12 USC 1464 Name of Law: null
   US Code: 12 USC 1817 Name of Law: Federal Deposit Insurance Act

Not associated with rulemaking

  84 FR 29933 06/25/2019
84 FR 55685 10/17/2019

IC Title Form No. Form Name
FFIEC 102 FFIEC 102 FFIEC 102 Reporting Form

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4 4 0 0 0 0
Annual Time Burden (Hours) 48 48 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0

Manuel Cabeza 202 898-3781 [email protected]


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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