Form 5300 NCUA Call Report

NATIONAL CREDIT
UNION ADMINISTRATION
ALEXANDRIA, VA 22314-3428
OFFICIAL BUSINESS

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This booklet contains the Call Report, Form
5300. This form is effective March 31, 2020
until superseded. Please complete the Call
Report using accounting and statistical
information from your credit union’s records
as of reporting cycle date. Instructions for
completing the form are available for
te,
separate download on the NCUA website,
rovides
vides
www.ncua.gov. The NCUA website provides
the quarterly filing date. In addition,, credit
union contacts of record receive quarterly
e highlights.
email notifications of the cycle

T

TO THE BOARD OF DIRECTORS OF THE
CREDIT UNION ADDRESSED:

NATIONAL
UN
UNI
CREDIT UNION
NISTR
NISTRAT
ADMINISTRATION

uestio
uestions,
If you have any non-technical questions,
it Union
please contact your National Credit
Administration Regional Office or your
ur state
sta
credit union supervisor, as appropriate.
Please call NCUA Customer Service at 1800-827-3255 with any technical questions.

CALL REPORT
Form 5300
Effective
March 31, 2020
Until Superseded

Credit Union Name:_____________________________

Federal Charter/Certificate Number:________________

INSTRUCTIONS FOR REPORTING REQUIREMENTS
7KH&DOO5HSRUWFRQWDLQVWKUHHVHFWLRQVDFRUHVHFWLRQSDJHV3&$1HW:RUWK&DOFXODWLRQ:RUNVKHHW3DJHDQG
supplementary schedules.
All credit unions must complete the core section every reporting period. 7KH3&$1HW:RUWK&DOFXODWLRQ:RUNVKHHWrequires no
input unless you have early adopted Accounting Standards Codification Topic 326: Financial Instruments - Credit Losses,
completed a merger or acquisition that qualifies for Business Combination Accounting or intend to use an optional Total Assets
Election to compute your net worth ratio. In this case, you must input your financial information into the system.
The supplementary schedules A - E, pages 13 - 22, require your input only if applicable. The table below reflects the
supplementary schedules and applicable reporting requirements for each schedule.
REPORTING REQUIREMENT

A - Specialized Lending

Complete this schedule if your credit union:
ƔKDVLQGLUHFWORDQVRXWVWDQGLQJ
ƔKDVUHDOHVWDWHORDQVRXWVWDQGLQJRUUHDOHVWDWHOHQGLQJDFWLYLW\\HDUWRGDWH
ƔKDVSXUFKDVHGORDQVIURPRUVROGORDQVWRRWKHUILQDQFLDOLQVWLWXWLRQV\HDUWRGDWH
ƔKDVSDUWLFLSDWLRQORDQVRXWVWDQGLQJRUSDUWLFLSDWLRQOHQGLQJDFWLYLW\\HDUWRGDWH
DQGLQ
ƔKDVFRPPHUFLDOEXVLQHVVORDQVRXWVWDQGLQJRUFRPPHUFLDOOHQGLQJDFWLYLW\\HDUWR
date, or
XUHG7'5
ƔKDVDQ\7URXEOHG'HEW5HVWUXFWXUHG7'5ORDQVRXWVWDQGLQJRUKDVDSSURYHG7'5
loans year-to-date or,
3&,/VSXUFKDVHGRUR
ƔKDVFUHGLWLPSDLUHGORDQV3&,/VSXUFKDVHGRUREWDLQHGLQDPHUJHURU
ƔKDVILQDQFLDODVVHWVZLWKFUHGLWGHWHULRUDWLRQ3&'VSXUFKDVHGRUREWDLQHGLQD
KFUHGLWGHWHULRUDWLRQ3&
merger.

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SCHEDULE

B - Investments, Supplemental
Information

edule if your credi
Complete this schedule
credit union:
FODVVLILHGDV7UDGLQ
ƔKDVLQYHVWPHQWVFODVVLILHGDV7UDGLQJ$YDLODEOHIRU6DOHRU+HOGWR0DWXULW\
QYHVWPHQWVWKDW
ƔKDVQRQVHFXULW\LQYHVWPHQWVWKDWPHHWWKHUHTXLUHPHQWVRI6HFWLRQD
YHVWPHQWVSXUFKDV
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9,
703.19,
DVLQYHVWPHQWUHSXUFKD
ƔKDVLQYHVWPHQWUHSXUFKDVHDJUHHPHQWV
VLQYHVWPHQWVQRWDX
ƔKDVLQYHVWPHQWVQRWDXWKRUL]HGE\WKH)&8$FWRU1&8$5XOHVDQG5HJXODWLRQVRU
ƔKDVLQYHVWP
ƔKDVLQYHVWPHQWVLQEURNHUHGFHUWLILFDWHVRIGHSRVLWRUEURNHUHGVKDUHFHUWLILFDWHVRU
ƔKDVDVVHWVSXUFKDVHGWRIXQGHPSOR\HHEHQHILWSODQVRUGHIHUUHGFRPSHQVDWLRQSODQV
VDVVHWVSXU
e not authorized
aut
that are
under Part 703, or
ƔKDVDVVHWVSXUFKDVHGWRIXQG&KDULWDEOH'RQDWLRQ$FFRXQWV
DVVH

C - Credit Union Service Organization
&862,QIRUPDWLRQ

Comple
Complete this schedule if your credit union has investments, loans, or an aggregate
ash outlay in CUSOs.
cash

''HULYDWLYH7UDQVDFWLRQV5HSRUW

Complete this schedule if your credit union uses derivative contracts.

E - Bank Secrecy Act/Anti-Money
Laundering Information

Complete this schedule if Money Services Businesses hold accounts at your credit
union.

INSTRUCTIONS FOR CORRECTING A SUBMITTED CALL REPORT
If a previously submitted Call Report contains errors, inaccurate information, or omissions, you must correct and
resubmit it. Instructions for correcting and resubmitting Call Reports in CU Online can be found in the
Credit Union Online Instruction Guide for Natural Person Credit Unions

OMB No. 3133-0004

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

Credit Union Name:_____________________________

Federal Charter/Certificate Number:________________

CERTIFICATION OF NCUA 5300 CALL REPORT AS OF: _______________________
By signing below, I hereby certify the information being submitted is complete and accurate to the best of my knowledge and has
been certified by the person below. If submitted information is not accurate, I understand I am required to submit a corrected Call
Report upon notification or the discovery of a need for correction. I understand false entries and reports or statements, including
material omissions, with intent to injure or defraud the credit union, the National Credit Union Administration, its examiners, or
other individuals or companies is punishable under 18 U.S.C. 1006.

Certifying Official:
Last Name:
Please Print
First Name:
Please Print
Last Name:

First Name:

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Signature 

Signature 

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9DOLGDWLRQ'DWHBBBBBBBBBBBBBBBBBBBBB

eet the requirem
requirement to provide
pro
The instructions to prepare this form meet
guidance to small credit unions under Section 212 of the
ment Fairness Act of 1996.
1996
1
Small Business Regulatory Enforcement
ent
Paperwork Reduction Act Statement
g burden associated
asso
The estimated average public reporting
with this information collection is 4 hours per response. Comments
stimate a
concerning the accuracy of this burden estimate
and or any other aspect of this information collection, including suggestions for
d to the:
reducing this burden to should be addressed
National Credit Union Administration
Office of General Counsel
Attn: PRA Clearance Officer
'XNH6WUHHW
Alexandria, VA 22314-3428
An agency may not conduct or sponsor, and a person is not required to respond to, an information collection unless it displays a
valid OMB control number.

OMB No. 3133-0004

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

This page must be completed by all credit unions.

AS0050

Acct

T
F
A
R
D

> 1-3 Years
AS0051

Acct

> 3-5 Years
ears

AS0052
AS0

Acct
cct

> 5-10 Years
Ye

AS0053

Acct

> 10 Years

OMB No. 3133-0004

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

V6XPRI($6
b. +HOGWR0DWXULW\6HFXULWLHVQHWRIDOORZDQFHIRUFUHGLWORVVHVRQ+70'HEW6HFXULWLHV6XPRI($6DQG$6
8. 'HSRVLWVLQFRPPHUFLDOEDQNV
B
744A
744B
744C1
S&Ls, savings banks
9. Loans to and investments in
672A
672B
672C1
672
natural person credit unions
10. Nonperpetual Capital Account
769A1
769B1
9B1
11. Perpetual Contributed Capital
12. All other investments in corporate
652A
652B
652C1
652
credit unions
13. All other investments
766A
766B
766C1
14. TOTAL INVESTMENTS Sum of Accounts AS0055,
799A1
799B
799C1
AS0061, AS0067, AS0001, 744C,
672C, 769A, 769B, 652C, and
766E
1
Also complete Line 7DLI\RXKDYHHDUO\DGRSWHG$6&7RSLF)LQDQFLDO,QVWUXPHQWV&UHGLW/RVVHV&(&/

744D
672D

652D
766D

799D

672C2

652C2
766C2

799C2

Page 1

799I

766E

652C

769A
769B

672C

744C

AS0001

AS0041

AS0067
AS0073

AS0066
AS0072

AS0055

Acct

Acct
AS0004
AS0005
730A
730B1
AS0003
730B2
730B
730C

AS0061

TOTAL AMOUNT

E

Amount

AS0010

AS0060

AS0054

Acct

744C2

5. 7UDGLQJ'HEW6HFXULWLHV
AS0056
AS0057
AS0058
AS0059
AS
6. $YDLODEOHIRU6DOH'HEW6HFXULWLHV
AS0062
AS0063
AS0064
AS0065
AS006
7. +HOGWR0DWXULW\'HEW6HFXULWLHV1
AS0068
AS0069
AS0070
AS0071
69
AS007
DGRSWHG$6&7RSLF)LQDQ
a. $OORZDQFHIRU&UHGLW/RVVHVRQ+70'HEW6HFXULWLHV(QWHUDQDPRXQWLI\RXKDYHHDUO\DGRSWHG$6&7RSLF)LQDQFLDO,QVWUXPHQWV&UHGLW/RVVHV&(&/DVDSSOLFDEOH

4. Equity Securities

<= 1 Year

D

Coin and Currency
Cash Items in Process of Collection
7RWDO&DVKRQ+DQG
&DVKRQ'HSRVLWLQ&RUSRUDWH&UHGLW8QLRQV
&DVKRQ'HSRVLWLQD)HGHUDO5HVHUYH%DQN
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LQDQFL
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$PRXQW
$PRXQWV'HSRVLW

3. &DVK(TXLYDOHQWV,QYHVWPHQWVZLWK2ULJLQDO0DWXULWLHVRI7KUHH0RQWKVRU/HVV
INVESTMENTS: If your credit union reports amounts for items 4 - 10 below, complete Schedule B - Investments,
Information.
ents, Supplemental Informa
B
C1
C2
A

a.
b.
c.
a.
b.
c.
d.

Have you early adopted ASC Topic 326: Financial Instruments - Credit Losses (CECL)? Select yes or no.
NOTE - Review the Call Report Instructions carefully if you have early adopted ASC Topic 326: Financial Instruments - Credit Losses (CECL).

2. &DVKRQ'HSRVLW$PRXQWV'HSRVLWHGLQ)LQDQFLDO,QVWLWXWLRQV

1. &DVKRQ+DQG

CASH:

ASSETS

Federal Charter/Certificate Number:________________

STATEMENT OF FINANCIAL CONDITION AS OF: _______________

Credit Union Name:_________________________________________

Credit Union Name:_________________________________________

Federal Charter/Certificate Number:________________

STATEMENT OF FINANCIAL CONDITION AS OF: _______________
This page must be completed by all credit unions.
ASSETS -- CONTINUED
LOANS HELD FOR SALE: See Instructions.
Amount
15. /RDQV+HOGIRU6DOH

Acct
003

LOANS AND LEASES:
Number of Loans

Acct

Amount

16. TOTAL LOANS & LEASES
025A
17. Less: Allowance for Loan & Lease Losses - Skip to item 18 if you have early adopted ASC Topic 326: Financial Instruments &UHGLW/RVVHV&(&/
18. Less: Allowance for Credit Losses on Loans & Leases - Enter an amount if you have early adopted ASC Topic 326: Financial
,QVWUXPHQWV&UHGLW/RVVHV&(&/

Acct
025B
719
AS0048

OTHER ASSETS:
19. Foreclosed and Repossessed Assets

24.

Acct

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

Acct
798A1
798A2
798A3
798A

798B1
798B2
B2
798B3
98B3
798B
79

25. TOTAL ASSETS 6XPRILWHPVFGOHVVDQGGFDQGH
OHVVDQG
OHVVDQG

OMB No. 3133-0004

Amount

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20.
21.
22.
23.

a. Real Estate
b. Automobiles
c. Other
d. Total Foreclosed and Repossessed Assets
Land and Building
Other Fixed Assets
1&8$6KDUH,QVXUDQFH&DSLWDOL]DWLRQ'HSRVLW
Intangible Assets
a. Identifiable Intangible Assets
b. Goodwill
c. Total Intangible Assets
Other Assets
a. Accrued Interest on Loans
b. Accrued Interest on Investments
c. All Other Assets
d. 1RQ7UDGLQJ'HULYDWLYH$VVHWV
e. Total Other Assets

Number of Loans

Amount
A

Acct
009D1
009D2

Amount

Acct
009A
009B
009C
009E

Amount

Acct
007
008
794

009D

009
010

Page 2

Dividend Rate

599

553
552
532
547
554
585

Acct

B1. 1 - 3 Years

Acct
883B1
011B1
058B1
867B1
925A1
860B1

B2. > 3 Years

Acct
883B2
011B2
058B2
867B2
925A2
860B2

452
454
458
451
453
455
96
966
457
460

Acct

A. < 1 Yearr

Acct

902A
657A
911A
1A
908A
908
906A
63
630A
013A
880A
018A

B 1 - 3 Years
B1.
Yea

908B1
906B1
630B1
013B1
880B1
018B1

Acct

B2. > 3 Years

908B2
906B2
630B2
013B2
880B2
018B2

Acct

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

$FFRXQWV+HOGE\0HPEHU3XEOLF8QLWV
$FFRXQWV+HOGE\1RQPHPEHU3XEOLF8QLWV
Employee Benefit Member Shares
Employee Benefit Nonmember Shares
3ODQ0HPEHU'HSRVLWV
Non-dollar denominated deposits
+HDOWK6DYLQJV$FFRXQWV
'ROODU$PRXQWRI6KDUH&HUWLILFDWHVHTXDOWRRUJUHDWHUWKDQ([FOXGLQJEURNHUHGVKDUHFHUWLILFDWHVSDUWLFLSDWHGRXWE\WKHEURNHULQVKDUHVRIOHVVWKDQ
'ROODU$PRXQWRI,5$.HRJK$FFRXQWVHTXDOWRRUJUHDWHUWKDQ
'ROODU$PRXQWRI6KDUH'UDIWV6ZHSWWR5HJXODU6KDUHVRU0RQH\0DUNHW$FFWVDVSDUWRI6ZHHS3URJUDP
'ROODU$PRXQWRI&RPPHUFLDO6KDUH$FFRXQWV
Negative Shares Included in All Other Unsecured Loans/Lines of Credit on Page 6

OMB No. 3133-0004

21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.

Acct
883A
011A
058A
867A

T
F
A
R
D

Number of Accounts

Additional information on Shares/ Deposits reported in items 11 - 18 a
above:

20. TOTAL LIABILITIES - Sum Items 6, 7, 8, 9, 10, and 19

6KDUH'UDIWV
Regular Shares
Money Market Shares
Share Certificates
,5$.(2*+$FFRXQWV
All Other Shares
727$/6+$5(6
1RQPHPEHU'HSRVLWV
727$/6+$5(6$1''(326,76

SHARES/DEPOSITS:

11.
12.
13.
14.
15.
16.
17.
18.
19.

A. < 1 Year

This page must be completed by all credit unions.

Borrowing Repurchase Transactions
6XERUGLQDWHG'HEW
6XERUGLQDWHG'HEWLQFOXGHGLQ1HW:RUWK
727$/6HDFKFROXPQ
860A
1RQ7UDGLQJ'HULYDWLYH/LDELOLWLHV
$FFUXHG'LYLGHQGV ,QWHUHVW3D\DEOHRQ6KDUHV 'HSRVLWV
Accounts Payable and Other Liabilities
QFLDO,QVWUXPHQ
(QWHUDQDPRXQWLQ$FFRXQW/,LI\RXKDYHHDUO\DGRSWHG$6&7RSLF)LQDQFLDO,QVWUXPHQWV&UHGLW/RVVHV&(&/DVDSSOLFDEOH

'UDZV$JDLQVW/LQHVRI&UHGLW
Other Notes, Promissory Notes and Interest Payable

10. Allowance for Credit Losses on Off-Balance Sheet Credit Exposures

1.
2.
3.
4.
5.
6.
7.
8.
9.

LIABILITIES:

Amount

C. Total Amount

C. Total Amount

Page 3

643
644

Acct
631
632
633
634
635
636
637
638
639
641

LI0069

902
657
911
908C
906C
630
013
880
018

Acct

LI0003

883C
011C
058C
867C
925A
860C
825A
820A
825

Acct

Federal Charter/Certificate Number:________________

STATEMENT OF FINANCIAL CONDITION AS OF: _______________

Credit Union Name:_________________________________________

Credit Union Name:_________________________________________

Federal Charter/Certificate Number:________________

STATEMENT OF FINANCIAL CONDITION AS OF: _______________
This page must be completed by all credit unions.

EQUITY:
Amount

Acct

33. Undivided Earnings

940

34. Regular Reserves

931

35. Appropriation for Non-Conforming Investments (State Credit Unions ONLY)

668

36. 2WKHU5HVHUYHV$SSURSULDWLRQVRI8QGLYLGHG(DUQLQJV

658

37. Equity Acquired in Merger

658A

38. Miscellaneous Equity

996

39. 2WKHU&RPSUHKHQVLYH,QFRPHQRWDOUHDG\LQFOXGHGLQLWHPV

945B

40. $FFXPXODWHG8QUHDOL]HG1HW*DLQV/RVVHVRQ&DVK)ORZ+HGJHV

945A

41. $FFXPXODWHG8QUHDOL]HG*DLQV/RVVHVRQ$YDLODEOHIRU6DOH'HEW6HFXULWLHV
42. $FFXPXODWHG8QUHDOL]HG/RVVHVIRU277,'XHWR2WKHU)DFWRUVRQHTM Debt Securities - Skip to item 43 if you have
HDUO\DGRSWHG$6&7RSLF)LQDQFLDO,QVWUXPHQWV&UHGLW/RVVHV&(&/
43. 1HW,QFRPHXQOHVVWKLVDPRXQWLVDOUHDG\LQFOXGHGLQ8QGLYLGHG(DUQLQJV

EQ0009
945C
602

44. TOTAL LIABILITIES, SHARES, AND EQUITY 6XPLWHPVDQGPXVWHTXDOLWHPSDJH
H

014

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course,
ourse, co
complete P
If the credit union has any unfunded commitments or loans sold or swapped with recourse,
Page 11 - Liquidity,
Commitments and Sources.

NCUA INSURED SAVINGS COMPUTATION
COM

This section must be completed
ted by all credit unions.

QG5HJXODWLRQVDUH
QG5HJXODWLRQVDUHDXWKRUL]HG
,QVXUHGVKDUHVDQGGHSRVLWVDVGHVFULEHGLQ3DUWRIWKH1&8$5XOHVDQG5HJXODWLRQVDUHDXWKRUL]HGE\VWDWHODZDQGLVVXHGWRPHPEHUVRU
FUHGLWXQLRQVRUJRYHUQPHQWG
UHGLWXQLRQVRUJRYHUQP
QRQPHPEHUVLQWKHFDVHRIORZLQFRPHGHVLJQDWHGFUHGLWXQLRQVRWKHUFUHGLWXQLRQVRUJRYHUQPHQWGHSRVLWRUV5HSRUWXQLQVXUHGVKDUHVLQWKLVVHFWLRQ'R
XQWVDUHJHQHUDOO\LQVXUHGXSWR
DUHJHQHUDOO\LQVXUHGXSW
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(See instructions for the
he following
ng items.)

WV
A. 8QLQVXUHG,5$DQG.(2*+0HPEHU6KDUHVDQG'HSRVLWV

U(PSOR\HH%HQHILW3ODQV
A1. 8QLQVXUHG.(2*+0HPEHU6KDUHVDQG'HSRVLWVIRU(PSOR\HH%HQHILW3ODQV

Uninsured Amount

Acct
065A1
065A3

G'HSRVLWV
HSRVLWV
B. 8QLQVXUHG(PSOR\HH%HQHILW0HPEHU6KDUHVDQG'HSRVLWV

065B1

C. 8QLQVXUHG0HPEHU3ODQ'HSRVLWV

065C1

YHUQPHQW'HSRVLWRUV
' 8QLQVXUHG0HPEHU$FFRXQWV+HOGE\*RYHUQPHQW'HSRVLWRUV

065D1

'HSR
'HSRVLWV
E. 2WKHU8QLQVXUHG0HPEHU6KDUHVDQG'HSRVLWV

065E1

HARES AND DEPOSIT
DEPO
DEPOSITS (A+A1+B+C+D+E)
F. TOTAL UNINSURED MEMBER SHARES

065A4

6KDUHVDQG'HSR
6KDUHVDQG'HSRV
G. 8QLQVXUHG1RQPHPEHU(PSOR\HH%HQHILW6KDUHVDQG'HSRVLWV

067A1

HUQPHQW'
+ 8QLQVXUHG1RQPHPEHU$FFRXQWV+HOGE\*RYHUQPHQW'HSRVLWRUV

067B1

V
I. 2WKHU8QLQVXUHG1RQPHPEHU6KDUHVDQG'HSRVLWV

067C1

J. TOTAL UNINSURED NONMEMBER SHARES AND DEPOSITS (G+H+I)

067A2

K. TOTAL UNINSURED SHARES AND DEPOSITS (F+J)

068A

L. TOTAL INSURED SHARES AND DEPOSITS (item 19 from page 3 less item K)

069A

OMB No. 3133-0004

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

Page 4

Credit Union Name:________________________________________

Federal Charter/Certificate Number:________________

STATEMENT OF INCOME AND EXPENSE
This page must be completed by all credit unions.
REPORT YEAR-TO-DATE NUMBERS FOR THE CYCLE
INTEREST INCOME YEAR-TO-DATE FOR THE CYCLE
1.
2.
3.
4.
5.

Amount

,QWHUHVWRQ/RDQV*URVVEHIRUHLQWHUHVWUHIXQGV
/HVV,QWHUHVW5HIXQGHG
,QFRPHIURP,QYHVWPHQWV,QFOXGLQJ,QWHUHVWDQG'LYLGHQGVH[FOXGLQJVHFXULWLHVKHOGLQDWUDGLQJDFFRXQW
8QUHDOL]HG*DLQ/RVVGXHWRFKDQJHLQIDLUYDOXHRI(TXLW\6HFXULWLHV
727$/,17(5(67,1&20(6XPRILWHPV

Acct
110
119
120
IS0004
115

INTEREST EXPENSE YEAR-TO-DATE FOR THE CYCLE
'LYLGHQGVRQ6KDUHV,QFOXGHVGLYLGHQGVHDUQHGGXULQJFXUUHQWSHULRG
380
,QWHUHVWRQ'HSRVLWV7RWDOLQWHUHVWH[SHQVHIRUGHSRVLWDFFRXQWV(State Credit Union ONLY)
381
Interest on Borrowed Money
340
727$/,17(5(67(;3(16(6XPRILWHPV
350
Provision for Loan & Lease Losses - Skip to item 11 if you have early adopted ASC Topic 326: Financial Instruments - Credit
300
/RVVHV&(&/
Complete Item 11 AND Items 17 and 18 on Page 12LI\RXKDYHHDUO\DGRSWHG$6&7RSLF)LQDQFLDO,QVWUXPHQWV&UHGLW/RVVHV&(&/
a.
Loans & Leases
IS0011
11. Credit Loss Expense
b.
$YDLODEOHIRU6DOH'HEW6HFXULWLHV
IS0012
c.
+HOGWR0DWXULW\'HEW6HFXULWLHV
IS0013
d.
Off-Balance Sheet Credit Exposures
IS0016
e.
Total Credit Loss Expense
IS0017
12. 1(7,17(5(67,1&20($)7(53529,6,21)25/2$1$1'/($6(/266(6RU&5(',7/266(;3(16(,WHPOHVV
&5(',7/266(;
&5(',7/266(;3(16(
116
,WHPVDQGH

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6.
7.
8.
9.
10.

NON-INTEREST INCOME YEAR-TO-DATE FOR THE CYCLE

13. Fee Income
14. 2WKHU2SHUDWLQJ,QFRPH,QFOXGHVXQFRQVROLGDWHG&862,QFRPHDQG*DLQ/RVVDVVRFLDWHGZLWKWKH+HGJHG,WHP1RQ
LQ/RVVDVVRFLDWHGZLWKWKH+
DVVRFLDW
JH
JH
,QYHVWPHQW$VVHWVLQD1RQ7UDGLQJ)DLU9DOXH)9'HULYDWLYHV+HGJH
RWKHUVHFXULWLHV
KHUVHFXULWLHV
15. *DLQ/RVVRQ(TXLW\6HFXULWLHV'2127LQFOXGH*DLQ/RVVRQRWKHUVHFXULWLHV
RQ(TXLW\6HFXULWLHV
XLW\6HFXULWLHV
16. *DLQ/RVVRQ2WKHU6HFXULWLHV'2127LQFOXGH*DLQRU/RVVRQ(TXLW\6HFXULWLHV
a. 7RWDO2WKHU7KDQ7HPSRUDU\,PSDLUPHQW277,/RVVHV
ncome.
b. Less: Portion OTTI Losses in Other Comprehensive Income.
c. 277,/RVVHV5HFRJQL]HGLQ(DUQLQJV,QFOXGHLQ,WHP
HP
HP
QYHVWPHQWVLQD1RQ7UDGLQJ
QYHVWPHQWVLQD1RQ7UDGLQJ
d. *DLQ/RVVDVVRFLDWHGZLWKWKH+HGJHG,WHP,QYHVWPHQWVLQD1RQ7UDGLQJ)9
'HULYDWLYHV+HGJH,QFOXGHLQ,WHP
17. *DLQ/RVVRQ1RQ7UDGLQJ'HULYDWLYHV
18. *DLQ/RVVRQ'LVSRVLWLRQRI)L[HG$VVHWV
19. *DLQIURP%DUJDLQ3XUFKDVH0HUJHU
H
20. 2WKHU1RQRSHUDWLQJ,QFRPH([SHQVH

131
659
IS0021
IS0022

420A
420B
420C
420D
421
430
431
440
117

PRILWH
PRILWHPV
21. 727$/121,17(5(67,1&20(6XPRILWHPV

OR THE CYCLE
NON-INTEREST EXPENSE YEAR-TO-DATE FOR
22.
23.
24.
25.
26.
27.
28.
29.

Total Employee Compensation and Benefits
Travel and Conference Expense
Office Occupancy Expense
Office Operations Expense
Educational and Promotional Expenses
Loan Servicing Expense
Professional and Outside Services
Member Insurance

Amount

a. NCUSIF Premium Expense
b. Other Member Insurance Expense
c. Total Member Insurance
30.
31.
32.
33.

2SHUDWLQJ)HHV([DPLQDWLRQDQGRUVXSHUYLVLRQIHHV
Miscellaneous Operating Expenses
727$/121,17(5(67(;3(16(6XPRILWHPV
NET INCOME (LOSS) (item 12 plus item 21 less item 32)

RESERVE TRANSFERS YEAR-TO-DATE FOR THE CYCLE
34. Transfer to Regular Reserves

OMB No. 3133-0004

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

210
230
250
260
270
280
290
Acct
311A
310A
310
320
360
671
661A
393

Page 5

Credit Union Name:______________________________

Federal Charter/Certificate Number:________________

LOANS & LEASES AS OF: _______________
This page must be completed by all credit unions.
LOANS & LEASES: Report the interest rate, number, and amount of credit union loans on items 1 through 13 below. The Number (Account Code
025A1) and Amount (Account Code 025B1) reported on item 14 should equal the Number (Account Code 025A) and Amount (Account Code 025B)
reported on Page 2 item 16. Report participation loans (loans purchased by the credit union) or indirect loans in the appropriate category within this
section. Also, please complete Schedule A - Specialized Lending, if your credit union has any indirect loans, real estate loans, commercial loans,
member business loans, troubled debt restructured, or purchased credit impaired loans outstanding or if the credit union originated any real estate
loans, commercial, or member business loans during the reporting period.
Interest Rate

Number of Loans

Acct

Amount

Acct

521
522A
595A
522
523
524
565
595B

993
994A
963A
994
958
968
954
963C

396
397A
698A
397
385
370
002
698C

563A

959A

703A

562A

960A

386A

562B

960B

386B

900K4
900P
025A1

718A5
400P
025B1

D
R
AF
T

Non-Commercial Loans/Lines of Credit
1. Unsecured Credit Card Loans
2. 3D\GD\$OWHUQDWLYH/RDQV3$/V I and PALs II)&82QO\
3. Non-Federally Guaranteed Student Loans
4. All Other Unsecured Loans/Lines of Credit
5. New Vehicle Loans
6. Used Vehicle Loans
7. Leases Receivable
8. All Other Secured Non-Real Estate Loans/Lines of Credit
9. Loans/Lines of Credit Secured by a First Lien on a single 1- to 4Family Residential Property
10. Loans/Lines of Credit Secured by a Junior Lien on a single 1- to 4Family Residential Property
11. All Other Real Estate Loans/Lines of Credit

Acct

Commercial Loans/Lines of Credit

12. Commercial Loans/Lines of Credit Real Estate Secured
13. Commercial Loans/Lines of Credit Not Real Estate Secured

525
526
14. TOTAL LOANS & LEASES (Sum of items 1-13 must equal total loans
oans
ans and leases, Page 2.)
2

YEAR-TO-DATE LOAN INFORMATION

Number

15. /RDQV*UDQWHG 3 Years

Yes or No

Acct
566B

Acct

Total Amount

Acct

925B2

925

YEAR-TO-DATE GRANTS
QLRQ=360 days

>=360 days

758
778
023D
023C
023B

754
774

023C2

023T
023C1

028B
129B

032D
033D
034D
035D
023A

029D
030D

053D
035D1
035D2

028A
129A

Page 8

DL0121

715A
716A
041D
041C
041B

713A
714A

041C2

041T
041C1

Total Amount of
Reportable Delinquent
Loans
045B
130B

032E
033E
034E
035E
041A

029E
030E

045A
130A
053E
035E1
035E2

Total Number of
Reportable Delinquent
Loans

Federal Charter/Certificate Number:________________

DELINQUENT LOANS BY COLLATERAL TYPE AS OF: _______________

Credit Union Name:_________________________________________

b.
b.
b.
b.
b.
b.
b.
b.
b.
b.
b.
b.
b.
b.
b.
b.
b.

11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.

7'5&RQVXPHU/RDQVNOT Secured by Real Estate
7'5&RPPHUFLDO/RDQVNOT Secured by Real Estate
/RDQV+HOGIRU6DOH

Nonmember Commercial Loans NOT Secured By Real Estate
Agricultural Loans
&RPPHUFLDO&RQVWUXFWLRQ 'HYHORSPHQW/RDQV
7'5/RDQV6HFXUHGE\)LUVW0RUWJDJHV
7'5/RDQV6HFXUHGE\2WKHU5(/2&V
7'55(/RDQV$OVR5HSRUWHGDV&RPPHUFLDO/RDQV

Member Commercial Loans NOT Secured by Real Estate
Nonmember Commercial Loans Secured by Real Estate

Indirect Loans
Participation Loans
Interest Only & Payment Option 1st Mortgage Loans
Interest Only & Payment Option Other RE/LOC Loans
Residential Construction excluding Commercial Purpose
Member Commercial Loans Secured by Real Estate

Report Amount Only

7'5&RQVXPHU/RDQVNOT Secured by Real Estate
7'5&RPPHUFLDO/RDQVNOT Secured by Real Estate
/RDQV+HOGIRU6DOH

Nonmember Commercial Loans NOT Secured By Real Estate
Agricultural Loans
&RPPHUFLDO&RQVWUXFWLRQ 'HYHORSPHQW/RDQV
7'5/RDQV6HFXUHGE\)LUVW0RUWJDJHV
7'5/RDQV6HFXUHGE\2WKHU5(/2&V
7'55(/RDQV$OVR5HSRUWHGDV&RPPHUFLDO/RDQV

Member Commercial Loans NOT Secured by Real Estate
Nonmember Commercial Loans Secured by Real Estate

Indirect Loans
Participation Loans
Interest Only & Payment Option 1st Mortgage Loans
Interest Only & Payment Option Other RE/LOC Loans
Residential Construction excluding Commercial Purpose
Member Commercial Loans Secured by Real Estate

OMB No. 3133-0004

a.
a.
a.
a.
a.
a.
a.
a.
a.
a.
a.
a.
a.
a.
a.
a.
a.

11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.

Report Number Only

021E
021F
021I
021M
021N1
021G3
021G4
021P3
021P4
021H1
021Q1
021U
021V
021W1
021X
021Y1
071G

60-179
60days

036B
037B
038B
039B
040B2
043B3
043B4
4
046B3
6B3
046B4
046B
044B1
04
047B1
054B
54B
055B
055
056B1
05
057B
059B1
59B1
060B
060

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

020E
E
020F
20F
020
020I
020
020M
020N1
20N1
020G3
G3
020
020G4
020P3
020P4
020H1
020Q1
020U
020V
020W1
020X
020Y1
071F

30- 59 days
ays

036A
037A
038A
039A
040A1
043A3
043A4
046A3
046A4
044A1
047A1
054A
055A
056A1
057A
059A1
060A

60-179 days

022E
022F
022I
022M
022N1
022G3
022G4
022P3
022P4
022H1
022Q1
022U
022V
022W1
022X
022Y1
071H

180-359 days

036C
037C
038C
039C
040C1
043C3
043C4
046C3
046C4
044C1
047C1
054C
055C
056C1
057C
059C1
060C

180-359 days

T
F
A
R
D

30-59 days

Reportable Delinquency

This page must be completed by all credit unions.

036D
037D
038D
039D
040D1
043D3
043D4
046D3
046D4
044D1
047D1
054D
055D
056D1
057D
059D1
060D

023E
023F
023I
023M
023N1
023G3
023G4
023P3
023P4
023H1
023Q1
023U
023V
023W1
023X
023Y1
071I

>=360 days

>=360 days

Page 9

041E
041F
041I
041M
041N1
041G3
041G4
041P3
041P4
041H1
041Q1
041U
041V
041W1
041X
041Y1
071J

Total Amt of Reportable
Delinquent Loans

Total No. of Reportable
Delinquent Loans
036E
037E
038E
039E
040E1
043E3
043E4
046E3
046E4
044E1
047E1
054E
055E
056E1
057E
059E1
060E

Federal Charter/Certificate Number:________________

ADDITIONAL DELINQUENCY INFORMATION AS OF: _______________
(Included in the delinquent loan information reported on Page 8)

Credit Union Name:_________________________________________

Credit Union Name:_______________________________________

Federal Charter/Certificate Number:________________

LOAN CHARGE OFFS AND RECOVERIES AS OF: _______________
This page must be completed by all credit unions.
YTD Charge Offs

ADDITIONAL LOAN LOSS INFORMATION (Included in the loan losses reported above.)
11. Indirect Loans
12. Participation Loans
13. Interest Only & Payment Option 1st Mortgage Loans
14. Interest Only & Payment Option Other RE/LOC Loans
15. Residential Construction excluding Commercial Purpose
16. Member Commercial Loans Secured by Real Estate
17. Member Commercial Loans NOT Secured by Real Estate

YTD Charge Offs

18.
19.
20.
21.
22.
23.
24.
25.
26.

D
R
AF
T

LOAN LOSS INFORMATION
1. Unsecured Credit Card Loans
2. 3D\GD\$OWHUQDWLYH/RDQV3$/V I and PALs II)HGHUDO&82QO\
3. Non-Federally Guaranteed Student Loans
4. New Vehicle Loans
5. Used Vehicle Loans
6. Total 1st Mortgage Real Estate Loans/Lines of Credit
7. Total Other Real Estate Loans/Lines of Credit
8. Leases Receivable
9. $OO2WKHU/RDQV6HH,QVWUXFWLRQV
10. Total Charge Offs and Recoveries

Nonmember Commercial Loans Secured by Real Estate
Nonmember Commercial Loans NOT Secured By Real Estate
Agricultural Loans
&RPPHUFLDO&RQVWUXFWLRQ 'HYHORSPHQW/RDQV
7'5/RDQV6HFXUHGE\)LUVW0RUWJDJHV
7'5/RDQV6HFXUHGE\2WKHU5(/2&V
7'55(/RDQV$OVR5HSRUWHGDV&RPPHUFLDO/RDQV
7'5&RQVXPHU/RDQVNOT Secured by Real Estate
7'5&RPPHUFLDO/RDQVNOT Secured by Real Estate
te

BANKRUPTCY INFORMATION
27. $OOORDQVFKDUJHGRIIGXHWR%DQNUXSWF\<7'
7'
28. 1XPEHURIPHPEHUVZLWKORDQVRXWVWDQGLQJZKRKDYHILOHGIRU
DQGLQJZKRKDYHILOHGIRU
a. &KDSWHU%DQNUXSWF\<7'
b. &KDSWHU%DQNUXSWF\<7'
c. &KDSWHURU%DQNUXSWF\<7'
29. Total outstanding loan balances subject to bankruptcies
uptcies identified in items 28a - 28c.

No. of Members

FORECLOSURE INFORMATION
30. 5HDO(VWDWH/RDQV)RUHFORVHG 3 - 5 Years
738C
739D

> 5 - 10 Years
738D
739E

> 10 Years
738E

OMB No. 3133-0004

SCU= State Credit Union

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

FCU= Federal Credit Union

Page 18

733
733A

MORTGAGE-BACKED SECURITIES
11. &ROODWHUDOL]HG0RUWJDJH2EOLJDWLRQV5HDO(VWDWH0RUWJDJH,QYHVWPHQW&RQGXLWV&02V5(0,&V
12. Commercial Mortgage Backed Securities

Acct

981B
981
743D
743E
746

981C

981A

742C1
742C2
742C
745

786A
786B
786

Amount

739

738

740
740A
741C3
741C

Total Amount

INVESTMENTS MEETING SPECIFIC CRITERIA OF PART 703 (Federal
ONLY)
ederal Credit Unions ONLY
Formulas
mplex Coupon Form
Formula
8. Non-Mortgage Related Securities with Embedded Options or Complex
9. 1RQ0RUWJDJH5HODWHG6HFXULWLHVZLWK0DWXULWLHV*UHDWHUWKDQ7KUHH 1- 3 Years
738B

< = 1 Year
738A

Complete this schedule if amounts are reported on page 1, items 4-7; or if items below are applicable.

Amount of Fixed Rate
b. 727$/1&8$*8$5$17(('127(6
c. 7RWDO)',&,VVXHG*XDUDQWHHG1RWHV
d. All Other U.S. Government Obligations
e. TOTAL U.S. GOVERNMENT OBLIGATIONS
2. Federal Agency Securities
a. $JHQF\*6('HEW,QVWUXPHQWVQRWEDFNHGE\PRUWJDJHV
b. Agency/GSE Mortgage-Backed Securities
c. 727$/)('(5$/$*(1&<6(&85,7,(6

TYPES OF INVESTMENTS
1. U.S. Government Obligations
a. NCUA Guaranteed Notes
Amount of Variable Rate

Federal Charter/Certificate Number:________________

SCHEDULE B
INVESTMENTS, SUPPLEMENTAL INFORMATION AS OF: _______________

Credit Union Name:_________________________________________

Complete this schedule if amounts are reported on page 1, items 4-7; or if items below are applicable.

T
F
A
R
D

OMB No. 3133-0004

SCU= State Credit Union

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

FCU= Federal Credit
Cr
Credi Union

21. $PRXQWVUHSRUWHGLQ$VVHWVHFWLRQRIWKH6WDWHPHQWRI)LQDQFLDO&RQGLWLRQWRIXQG&KDULWDEOH'RQDWLRQ$FFRXQWV
&RQGLWLRQWRIXQG&KDULWDEOH
&RQGLWLRQWRIXQG&KDULWDEOH'

d. 7RWDOVXPLWHPVDF

iii. Other Non-insurance

ii. Other Insurance

E Endorsement

D Collateral Assignment

i. 6SOLW'ROODU/LIH,QVXUDQFH$UUDQJHPHQWV

b. Other Investments
c. Other Assets:

GHIHUUHGFRPSHQ
GHIHUUHGFRPSHQVDWLRQSO
20. $PRXQWVUHSRUWHGLQWKH$VVHWVHFWLRQRIWKH6WDWHPHQWRI)LQDQFLDO&RQGLWLRQWRIXQGHPSOR\HHEHQHILWSODQVRUGHIHUUHGFRPSHQVDWLRQSODQVXQGHU6HFWLRQFRI
1&8$5XOHVDQG5HJXODWLRQVLI)&8RUVLPLODUVWDWHSURYLVLRQVLI6&8WKDWDUHQRWDXWKRUL]HGXQGHU3DUWRI1&8$5XOHVDQG5HJXODWLRQV
RI1&8$5XOHVDQ
RI1&8$5XOHVDQG5HJX
a. Securities

Recorded Value

Page 19

789H

Acct

789G

789F

789E2

789E1

789E

789D

789C

Acct

788

19. Outstanding balance of brokered certificates of deposit and share certificates

Recorded Value

781
784A

780

16. Investment Repurchase Agreements

WHP
18. ,QYHVWPHQWV1RW$XWKRUL]HGE\WKH)&8$FWRU1&8$5XOHVDQG5HJXODWLRQV6&821/<([FOXGHLQYHVWPHQWVOLVWHGLQ,WHPDRUEEHORZ

801

15. )DLU9DOXHRI+HOGWR0DWXULW\Securities UHSRUWHGRQLWHP 7 RISDJH

17. Borrowing Repurchase Transactions Placed in Investments for Purposes of Positive Arbitrage

785
785A

13. 7RWDORI'HSRVLWVDQG6KDUHV0HHWLQJWKH5HTXLUHPHQWVRI6HFWLRQDFCU Only

Acct

14. 0DUNHW9DOXHRI,QYHVWPHQWV3XUFKDVHG8QGHUDQ,QYHVWPHQW3LORW3URJUDPFCU Only

MISCELLANEOUS INVESTMENT INFORMATION

Amount

Federal Charter/Certificate Number:________________

SCHEDULE B
INVESTMENTS, SUPPLEMENTAL INFORMATION (Continued) AS OF: _______________

Credit Union Name:____________________________________

SCHEDULE C

Federal Charter/Certificate Number:________________

OMB No. 3133-0004

c. Total Aggregate Cash Outlay in CUSOs

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

D

R

A

T
F

853

851
852

a. Total Value of Investments in CUSOs

Acct

b. Total Amount Loaned to CUSOs

Amount

Page 20

5HSRUWWKHDJJUHJDWHWRWDOVWKHFUHGLWXQLRQKDVLQDOO&862VUHJDUGOHVVRIZKHWKHU\RXUFUHGLWXQLRQRZQVWKH&862KDVDFRQWUROOLQJILQDQFLDOLQWHUHVWKDVWKH
DELOLW\WRH[HUWVLJQLILFDQWLQIOXHQFHRURZQVRQO\DVPDOOHUSRUWLRQRIWKH&862

CREDIT UNION SERVICE ORGANIZATION (CUSO) INFORMATION AS OF: _______________

Credit Union Name:____________________________________

OMB No. 3133-0004

Total Derivatives

i. $OO2WKHU'HULYDWLYHV

d. 2WKHU'HULYDWLYHV

Net Fair Value Gain
(Loss)

T
F
A
NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

1030

1027

1025
102

1026
026

i. 2 & 3 Year Notes

ii. 5 & 10 Year Notes

c. Treasury Futures:

1023
1

1024

i. Caps Purchased

ii. Floors Purchased

b. Interest Rate Options:

1021
1022

ii. Receive-fixed

iii. Basis

Acct

1020

Total Notional
Amount

i. Pay-fixed

a. Interest Rate Swaps:

1. 7RWDO'HULYDWLYH7UDQVDFWLRQV2XWVWDQGLQJ

1030C

1027C

1026C

1025C

1024C

1023C

1022C

1021C

1020C

Acct

Weighted Average
Years to Maturity

Page 21

1030Y

1027Y

1026Y

1025Y

1024Y

1023Y

1022Y

1021Y

1020Y

Acct

Federal Charter/Certificate Number:________________

SCHEDULE D
DERIVATIVE TRANSACTIONS REPORT AS OF: _______________

Credit Union Name:________________________________________

OMB No. 3133-0004

7. Seller of Prepaid Access

6. Provider of Prepaid Access

5. Money Transmitters

4. Monetary Instruments

3. Check Cashers

NCUA 5300
Effective March 31, 2020
Previous Editions Are Obsolete

T
F
A
R
D
1056

1055

1054

1053

1052

1051

2. 'HDOHUVLQ)RUHLJQ([FKDQJH

Acct
1050

Number of Accounts

Complete this schedule if the items below are applicable. This information will not be released to the public.

1. Total Money Services Businesses

MONEY SERVICES BUSINESSES

Page 22

1050A

Acct

Sum of
Accounts
1051 through
1056 may not
total to
Account 1050

Amount

Federal Charter/Certificate Number:________________

SCHEDULE E
BANK SECRECY ACT/ANTI-MONEY LAUNDERING INFORMATION AS OF: _______________

Credit Union Name:_________________________________________