Rule 17a-3(a)(16)

Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers

OMB: 3235-0033

IC ID: 209188

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Rule 17a-3(a)(16)
 
No Modified
 
Mandatory
 
17 CFR 240.17a-3

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

200 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 200 0 0 50 0 150
Annual IC Time Burden (Hours) 5,400 0 0 1,350 0 4,050
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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