NEW: Rule 17a-3(35) Record of Identity of Associate Person Responsible for Account/Individual Burden

Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers

OMB: 3235-0033

IC ID: 231807

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NEW: Rule 17a-3(35) Record of Identity of Associate Person Responsible for Account/Individual Burden TM-240-026
 
No Unchanged
 
Mandatory
 
17 CFR 240.17a-3(35) 17 CFR 240.15l-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

2,766 756
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 101,999,016 0 0 0 0 101,999,016
Annual IC Time Burden (Hours) 1,359,983 0 0 0 0 1,359,983
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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