NCS3_LUCA_AttachmentD_2020 LUCA Respondent Guide Paper Address List Format

NCS3_LUCA_AttachmentD_D-2031 2020 LUCA Respondent Guide Paper Address List Format.pdf

2020 Census Local Update of Census Addresses Operation (LUCA)

NCS3_LUCA_AttachmentD_2020 LUCA Respondent Guide Paper Address List Format

OMB: 0607-0994

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2020 Census Local Update of Census
Addresses Operation (LUCA)
Respondent Guide
Paper Address List Format

U.S. Department of Commerce
Economic and Statistics Administration
U.S. CENSUS BUREAU
census.gov

This Page Intentionally Left Blank

Table of Contents
Paperwork Reduction Act Statement ..................................................................................... viii 
Introduction to The 2020 Census Local Update of Census Addresses Operation .............. ix 
Chapter 1.  Before You Begin Your Review ............................................................................. 1 
1.1  The Census Bureau’s Master Address File ..................................................................................... 1 
1.2  The Topologically Integrated Geographic Encoding and Referencing Database ............................ 1 
1.3  What is a Housing Unit?................................................................................................................... 1 
1.4  What are Group Quarters? .............................................................................................................. 2 
1.5  Unacceptable Types of Housing Units and Group Quarters............................................................ 3 
1.6  Census Bureau Addresses .............................................................................................................. 3 
1.7  Census Tract .................................................................................................................................... 4 
1.8  Census Block ................................................................................................................................... 5 
1.9  What is Geocoding? ......................................................................................................................... 5 
1.10  Ungeocoded Addresses ................................................................................................................... 5 
1.11  Strategies for Reviewing the Address List ....................................................................................... 6 
1.12  Local Address Sources .................................................................................................................... 6 
Chapter 2.  The LUCA Paper Address Materials ..................................................................... 7 
2.1  Protecting Census Bureau Paper Address Information ................................................................... 7 
2.2  D-2007—The Census Address List ................................................................................................. 7 
2.3  D-2008—The Address List Add Page ............................................................................................ 13 
2.4  D-2009—The Address Count List .................................................................................................. 16 
Chapter 3.  The LUCA Paper Maps ......................................................................................... 18 
3.1  Reading a Large Format LUCA Paper Map ................................................................................... 18 
3.2  The Census Bureau PDF Maps ..................................................................................................... 23 
Chapter 4.  Reviewing and Updating the Address List, Address List Add Page, and Paper
Maps ...................................................................................................................... 39 
4.1  Adding Residential Addresses to the Address List Add Page ....................................................... 39 
4.2  Adding Records with Similar Information ....................................................................................... 39 
4.3  Adding Residential City Style Addresses to the Address List Add Page ....................................... 39 
4.4  Updating Addresses on the Census Address List ......................................................................... 56 
4.5  Non-City Style Addresses .............................................................................................................. 95 
4.6  Ungeocoded Addresses—Counties Only .................................................................................... 108 
4.7  Transitory Location Addresses .................................................................................................... 113 
4.8  Nonresidential Addresses (The N Action Code) .......................................................................... 121 
4.9  Addresses Not in Your Jurisdiction (The J Action Code) ............................................................. 123 
Chapter 5.  TIGER Partnership Shapefiles .......................................................................... 125 
Shapefile Background .................................................................................................................. 125
Preparing Your Edited Shapefile for Submission ......................................................................... 134

Chapter 6.  Submitting Your Updated Materials ................................................................. 136 
6.1  Preparing Your Updated LUCA Materials for Submission ........................................................... 136 
Chapter 7.  Next Steps ........................................................................................................... 144 
APPENDICES ........................................................................................................................... 146 
Appendix A  Confidentiality and Security Guidelines ............................................................................ A-1 
Introduction .................................................................................................................................. A-1
Title 13, U.S. Code ....................................................................................................................... A-1
The Confidentiality Agreement..................................................................................................... A-2
Security Guidelines ...................................................................................................................... A-2
Appendix B  The Large Fomat Paper Map Legend .............................................................................. B-1 
Appendix C  The PDF Small Format Map Legend ................................................................................ C-1 
Appendix D  Physical Location Description and Street Type Abbreviation Examples .......................... D-1 
Appendix E  Unit Designation Abbreviation .......................................................................................... E-1 
Appendix F  Confidentiality Agreement Form ........................................................................................F-1 
Appendix G  Inventory Form for the Return or Submission of LUCA Materials .................................... G-1 

2020 Census LUCA Respondent Guide—Paper

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Appendix H  Destruction or Return of Title 13 Materials Form.............................................................. H-1 
Appendix I  Contact Information Update Form ...................................................................................... I-1 
Appendix J  MAF/TIGER Feature Classification ................................................................................... J-1 
Appendix K  Shapefile Names .............................................................................................................. K-2 
Appendix L  Shapefile Layouts .............................................................................................................. L-1 
Appendix M  Glossary ............................................................................................................................ M-1 

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List of Figures
Figure 1. 2020 Census Paper Address List Tract/Block Sort Example ...................................................... 11 
Figure 2. 2020 Census Paper Address List Street Name/House, Unit, Census Tract, and Census Block
Number Sort Example............................................................................................................ 12 
Figure 3. The Address List Add Page ......................................................................................................... 15 
Figure 4. Address Count List ...................................................................................................................... 17 
Figure 5. Boundary Improvements.............................................................................................................. 20 
Figure 6. Example of a LUCA Large Format Parent Sheet Paper Map ...................................................... 21 
Figure 7. Block to Map Sheet Relationship List .......................................................................................... 22 
Figure 8. “maps” Folder............................................................................................................................... 23 
Figure 9. “maps” Extracted Files ................................................................................................................. 24 
Figure 10. Boundary Improvements............................................................................................................ 25 
Figure 11. The Block to Map Sheet Relationship File ................................................................................. 25 
Figure 12. Example of the Digital Block to Map Sheet Relationship List Opened in WordPad .................. 26 
Figure 13. Importing a File in Excel ............................................................................................................ 26 
Figure 14. Text Import Wizard Step 1 ......................................................................................................... 27 
Figure 15. Text Import Wizard Step 2 ......................................................................................................... 27 
Figure 16. Text Import Wizard Step 3 ......................................................................................................... 28 
Figure 17. Entity Index Map ........................................................................................................................ 29 
Figure 18. Paper Icon.................................................................................................................................. 30 
Figure 19. Scroll Bar ................................................................................................................................... 30 
Figure 20. Map Screen Icon ........................................................................................................................ 30 
Figure 21. Image Magnification ................................................................................................................... 30 
Figure 22. Parent Sheet .............................................................................................................................. 31 
Figure 23. Parent Sheet Zoomed In............................................................................................................ 31 
Figure 24. Command Prompt Screen ......................................................................................................... 32 
Figure 25. List of Files for the Title13 Block Maps ...................................................................................... 32 
Figure 26. Two Sheets Required to Display One Block (1000) .................................................................. 34 
Figure 27. Pages 2 and 3 Showing the Individual Images of Block 1000 (Training—Fictitious Information)
............................................................................................................................................... 35 
Figure 28. Landscape Map Image Example (Training—Fictitious Information).......................................... 35 
Figure 29. Inset Map (Training—Fictitious Information) .............................................................................. 36 
Figure 30. Printing Small Format Block Maps............................................................................................. 37 
Figure 31. Advance Printing ........................................................................................................................ 37 
Figure 32. Print As Image ........................................................................................................................... 37 
Figure 33. Small Format PDF Block Map (Training—Fictitious Information) .............................................. 38 
Figure 34. Example Address Ranges and Address Breaks (Training—Fictitious Information) .................. 40 

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Figure 35. Adding New City Style Addresses for a New Street (Training—Fictitious Information) ............ 42 
Figure 36. Adding New City Style Addresses for a New Street and Unique Map Spot Numbers (Training—
Fictitious Information)............................................................................................................. 43 
Figure 37. Adding New City Style Addresses for a New Street with Lat/Long Structure Coordinates and
Unique Map Spot Numbers (Training—Fictitious Information) .............................................. 44 
Figure 38. Adding a New Street on the Small Format Paper Map (Training—Fictitious Information) ........ 45 
Figure 39. Adding a New Street and Unique Map Spot Numbers on the Small Format Paper Map
(Training—Fictitious Information) ........................................................................................... 45 
Figure 40. Adding New City Style Addresses for GQ Multiunit Structures to the Address List Add Page
(Training—Fictitious Information) ........................................................................................... 48 
Figure 41. Adding New City Style Addresses for GQ Multiunit Structures and Map Spots (Training—
Fictitious Information)............................................................................................................. 49 
Figure 42. Adding New City Style Addresses for GQ Multiunit Structures with Lat/Long Structure
Coordinates (Training—Fictitious Information) ...................................................................... 50 
Figure 43. Identifying New GQ Multiunit Structures with Map Spots on the Small Format Paper Map
(Training—Fictitious Information) ........................................................................................... 51 
Figure 44. Adding City Style Addresses for a New Multiunit Structure to the Address List Add Page
(Training—Fictitious Information) ........................................................................................... 53 
Figure 45. Adding City Style Addresses for a New Multiunit Structure and Map Spots (Training—Fictitious
Information) ............................................................................................................................ 54 
Figure 46. Adding City Style Addresses for a New Multiunit Structure with Lat/Long Structure Coordinates
(Training—Fictitious Information) ........................................................................................... 55 
Figure 47. Identifying a New Multiunit Structure on the Small Format Paper Map (Training—Fictitious
Information) ............................................................................................................................ 56 
Figure 48. Correcting the Location of a Street and its Associated Addresses on the Census Address List
............................................................................................................................................... 59 
Figure 49. Identifying the Location of a Street and its Associated Addresses on the Small Format Paper
Map (Training—Fictitious Information) ................................................................................... 60 
Figure 50. Identifying the Location of a Street and its Associated Addresses on the Small Format Paper
Map with Address Ranges and Address Breaks (Training—Fictitious Information) .............. 60 
Figure 51. Correcting an Address Located in an Incorrect Block on the Census Address List .................. 62 
Figure 52. Correcting an Address Located in an Incorrect Block on the Small Format Paper Map
(Training—Fictitious Information) ........................................................................................... 63 
Figure 53. Correcting a Street Name on the Census Address List ............................................................. 64 
Figure 54. Correcting a Street Name on the Small Format Paper Map (Training—Fictitious Information) 65 
Figure 55. Deleting Addresses on the Census Address List for a Section of a Deleted Street .................. 68 
Figure 56. Deleting a Section of a Street and Addresses that No Longer Exist on the Small Format Paper
Map (Training—Fictitious Information) ................................................................................... 69 
Figure 57. Deleting Addresses that no Longer Exist on the Census Address List ..................................... 70 
Figure 58. Deleting a Street and Addresses that no Longer Exist on the Small Format Paper Map
(Training—Fictitious Information) ........................................................................................... 71 
Figure 59. Deleting an Incorrect House Number on the Census Address List ........................................... 72 

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Figure 60. Adding Corrected House Numbers to the Address List Add Page (Training—Fictitious
Information) ............................................................................................................................ 74 
Figure 61. Deleting Incorrect Apt/Unit Numbers on the Census Address List ............................................ 76 
Figure 62. Adding Corrected Apt/Unit Numbers to the Address List Add Page (Training—Fictitious
Information) ............................................................................................................................ 78 
Figure 63. Deleting a Single Housing Unit Address Converted to a Multiunit Structure on the Address List
............................................................................................................................................... 80 
Figure 64. Adding Multiunit Addresses Converted from a Single Housing Unit to the Address List Add
Page (Training—Fictitious Information) ................................................................................. 82 
Figure 65. Deleting Addresses for a Multiunit Conversion to a Single Housing Unit on the Census Address
List.......................................................................................................................................... 84 
Figure 66. Adding a Single Housing Unit Address to the Address List Add Page (Training—Fictitious
Information) ............................................................................................................................ 86 
Figure 67. Deleting the Address for a Group Quarters Conversion to a Single Housing Unit .................... 88 
Figure 68. Adding a Single Housing Unit Address (Training—Fictitious Information) ................................ 90 
Figure 69. Deleting the Address of a Single Housing Unit Converted to a Group Quarters ....................... 92 
Figure 70. Adding an Address for a Group Quarters Converted from a Single Housing Unit Address
(Training—Fictitious Information) ........................................................................................... 94 
Figure 71. Adding New Physical Location Description Addresses (Training—Fictitious Information)........ 97 
Figure 72. Adding New Physical Location Description Addresses with Lat/Long Structure Coordinates and
Map Spots (Training—Fictitious Information) ........................................................................ 98 
Figure 73. Identifying New Physical Location Description Addresses with Map Spots on the Small Format
Paper Map (Training—Fictitious Information) ........................................................................ 99 
Figure 74. Adding Rural Route and Box Number Addresses (Training—Fictitious Information).............. 101 
Figure 75. Adding Rural Route and Box Number Addresses with Lat/Long Structure Coordinates and Map
Spots (Training—Fictitious Information) .............................................................................. 102 
Figure 76. Identifying Missing Addresses with Map Spots on the Small Format Paper Map (Training—
Fictitious Information)........................................................................................................... 103 
Figure 77. Deleting a Location Description Address that no Longer Exists on the Census Address List 105 
Figure 78. Adding a Corrected Physical Location Description Address (Training—Fictitious Information)
............................................................................................................................................. 107 
Figure 79. Ungeocoded Addresses on the Census Address List (Counties Only) ................................... 109 
Figure 80. Adding Geocodes for Ungeocoded Addresses on the Census Address List (Counties Only) 110 
Figure 81. Geocoding Ungeocoded Addresses on the Census Address List with Lat/Long Structure
Coordinates and Map Spots (Counties Only) ...................................................................... 111 
Figure 82. Geocoding Ungeocoded Addresses on the Census Address List with Lat/Long Structure
Coordinates and Map Spots (Counties Only) ...................................................................... 112 
Figure 83. Adding Unique Map Spot Number on the Small Format Paper Map (Training—Fictitious
Information) .......................................................................................................................... 113 
Figure 84. Adding a New City Style Address for a TL (Training—Fictitious Information) ......................... 116 
Figure 85. Correcting a TL Address on the Address List .......................................................................... 118 

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Figure 86. Adding a Corrected TL Address to the Address List Add Page (Training—Fictitious
Information) .......................................................................................................................... 120 
Figure 87. Identifying a Nonresidential Address ....................................................................................... 122 
Figure 88. Identifying an Out of Jurisdiction Address ............................................................................... 124 
Figure 89. Create Features ....................................................................................................................... 128 
Figure 90. Line Tool .................................................................................................................................. 129 
Figure 91. Digitizing a New/Missing Street ............................................................................................... 129 
Figure 92. Map and Attribute Table for Adding a New/Missing Street ...................................................... 130 
Figure 93. Map and Attribute Table for Correcting a Street Name ........................................................... 131 
Figure 94. Attribute Table for Correcting MTFCC ..................................................................................... 131 
Figure 95. Attribute Table for Deleting a Road Feature ............................................................................ 132 
Figure 96. Incorrect Location of a Street................................................................................................... 132 
Figure 97. Map and Attribute Table for Correcting the Location of a Street ............................................. 133 
Figure 98. Summary of Actions ................................................................................................................. 134 
Figure 99. Export Data Selection .............................................................................................................. 135 
Figure 100. Export Data ............................................................................................................................ 135 
Figure 101. Edited Road Features for Submission ................................................................................... 135 
Figure 102. Mailing Envelopes .................................................................................................................. 138 
Figure 103. Mailing Envelopes .................................................................................................................. A-5 
Figure 104. Map Legend ........................................................................................................................... B-1 
Figure 105. Census Block Map Legend .................................................................................................... C-1 

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List of Tables
Table 1: LUCA Schedule.............................................................................................................................. xi 
Table 2: Entity Identification Codes .............................................................................................................. 8 
Table 3: Entity Type and Entity Code ......................................................................................................... 24 
Table 4: Edges Shapefile Data Dictionary ................................................................................................ 127 
Table 5: Change Type Codes for Feature Corrections ............................................................................. 127 
Table 6: SWIM Submission ....................................................................................................................... 138 
Table 7: Location and Street Abbreviation Examples ............................................................................... D-1 
Table 8: Unit Abbreviation Examples ........................................................................................................ E-1 
Table 9: MAF/TIGER Classification ........................................................................................................... J-1 
Table 10: State Shapefiles Names ........................................................................................................... K-2 
Table 11: County Shapefile Names .......................................................................................................... K-3 
Table 12: Edges Shapefile (PVS_17_v2_edges) ...................................................................................... L-1 
Table 13: Address Ranges Attribute File (PVS_17_v2_addr) ................................................................... L-2 
Table 14: Census Block Shapefile (PVS_17_v2_tabblock) ....................................................................... L-3 
Table 15: Census Tract Shapefile (PVS_17_v2_curtracts) ....................................................................... L-4 
Table 16: American Indian Areas Shapefile (PVS_17_v2_aial) ................................................................ L-5 
Table 17: County and Equivalent Areas Shapefile (PVS_17_v2_county) ................................................. L-6 
Table 18: County Subdivisions Shapefile (PVS_17_v2_mcd) ................................................................... L-7 
Table 19: Incorporated Place Shapefile (PVS_17_v2_place).................................................................... L-8 

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PAPERWORK REDUCTION ACT STATEMENT
A federal agency may not conduct or sponsor, nor shall a person be subject to a penalty
for failure to comply with a collection of information subject to the requirements of the
Paperwork Reduction Act (PRA) unless that collection of information displays a current
valid OMB Control Number. This collection is voluntary. The authority for conducting this
collection comes from Title 13 U.S.C., Chapter 1, Subchapter 1, Section 16.
The OMB Control Number for this information collection is 0607-0994. Public reporting
for this collection of information is estimated to be approximately 21 hours per response,
including the time for reviewing instructions, completing and reviewing the collection of
information.
Comments concerning the accuracy of this burden and suggestions for reducing the
burden should be directed to:
Paperwork Reduction 0607-0994
United States Census Bureau
4600 Silver Hill Road
Room 4H177
Washington, DC 20233
The Census Bureau issued a Federal Register Notice to revise its confidentiality pledge
language to address the new cybersecurity screening requirements:
Per the Federal Cybersecurity Enhancement Act of 2015, your data are protected from
cybersecurity risks through screening of the systems that transmit your data.

2020 Census LUCA Respondent Guide—Paper

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INTRODUCTION TO THE 2020 CENSUS LOCAL UPDATE OF
CENSUS ADDRESSES OPERATION
A.

Background

The 2020 Census Local Update of Census Addresses Operation (LUCA) is a voluntary
decennial census operation. LUCA is the only opportunity prior to the 2020 Census for
tribal, state, and local governments (including the District of Columbia and Puerto Rico)
to review and update the Census Bureau’s residential address list for their jurisdiction.
The Census Bureau relies on a complete and accurate address list to reach every living
quarters and associated population for inclusion in the census. The Census Address
List Improvement Act of 1994 (Public Law 103-430) authorizes the LUCA operation.
Refer to  for more
information.
Title 13, United States Code (U.S.C.), provides for the confidential treatment of address
information and structure points showing the location of housing units or group quarters.
For more information about Title 13, U.S.C., please refer to
. Signed confidentiality agreements and restrictions are required to participate in
LUCA. See Appendix A, Confidentiality and Security Guidelines or refer to
.

B.

LUCA Responsibilities

The Census Bureau’s LUCA responsibilities include:
 Provide training to LUCA participants.
 Provide the necessary materials to participants.
 Provide assistance.
 Process updates submitted by LUCA participants.
 Review and validate LUCA submissions.
 Provide feedback materials for participant review.
 Provide assistance for participants to resolve any address discrepancies.
 Provide for a formal appeal of disputed addresses by an independent federal agency
outside of the Census Bureau and the Department of Commerce.

The LUCA participant responsibilities include:
 Select your LUCA liaison and reviewers. The Census Bureau suggests that individuals in






your jurisdiction involved in zoning enforcement, not work on this operation since this may
create a conflict of interest.
Sign and return D-2002—Registration Form.
Read, understand, and agree to abide by D-2004—Confidentiality and Security
Guidelines including all liaisons, reviewers, and anyone with access to Title 13, U.S.C.
materials (See Appendix A for the terms of the Confidentiality and Security Guidelines).
Sign and return D-2005—Confidentiality Agreement Form including the signature of all
liaisons, reviewers, and anyone with access to Title 13 materials.
Complete and return the D-2006—Self-Assessment Checklist.
Complete and return the D-2003—Product Preference Form.

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
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


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

Ensure that everyone working on LUCA understands the procedures for participating in
the operation and Census Bureau terminology and concepts.
Keep Census Bureau addresses and maps showing structure points1 (housing units and
group quarters locations) confidential and ensure they are used only for census
purposes.
Ensure the receipt of all required materials for the LUCA review.
Prepare a strategy to conduct the review of LUCA materials.
Complete your address list review and return your updated materials to the Census
Bureau within 120 calendar days of receiving your LUCA materials.
Review the Census Bureau’s detailed feedback materials.
Address discrepancies to the LUCA Appeals Office.
Destroy (preferred method) or return all Title 13 materials to the Census Bureau after the
appeal process is complete.
Sign and date the D-2012—Destruction or Return of Title 13, U.S.C. Materials Form.

For your convenience, several forms are included in the Appendix and are available on
the LUCA Web site at . These forms
include:







C.

D-2001—Contact Information Update Form—if you need to update LUCA contact
information, complete and return this form.
D-2004—Confidentiality and Security Guidelines—provides a detailed explanation for
protecting and safeguarding the confidential Census Bureau materials covered by Title
13, United States Code (U.S.C.).
D-2005—Confidentiality Agreement Form—if your LUCA Liaison changes or to add
additional reviewers complete and return this form.
D-2008—Address List Add Page.
D-2011—Inventory Return Form for the Return/Submission of Materials—return this form
with your address and feature updates.
D-2012—Destruction or Return of Title 13 Materials—use this form at the conclusion of
the LUCA operation to inform the Census Bureau that the LUCA liaison has destroyed or
returned all Title 13 materials.

Training and Technical Support

Training workshops provide instruction using the LUCA materials. In addition, selftraining aids and webinars are available online at the LUCA Web site at
.
Note: If you need additional information or assistance, please call 1-844-344-0169 or email at
[email protected].

1

A structure point is a coordinate location that represents the location of one or more housing units and/or group quarters.
Structure points are protected by Title 13, U.S.C. See Appendix A, Confidentiality and Security Guidelines.

2020 Census LUCA Respondent Guide—Paper

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Table 1: LUCA Schedule
Date

Event

January 2017

Advance notice mailed to Highest Elected Officials (HEO), Tribal Chairs (TC),
and other LUCA contacts.

March 2017

October 2017

LUCA Promotional Workshops begin.
LUCA Invitation and Registration materials mailed to HEOs, TCs, and
Governors.
LUCA Training Workshops begin.

February-April 2018

Participants receive their LUCA materials.

March-September 2018

Census Bureau processes LUCA submissions.

April 2018-May 2019

Census Bureau validates 2020 LUCA addresses.

June-August 2019

Census Bureau delivers feedback materials to participants for review.

April 1, 2020

Census Day.

July 2017

2020 Census LUCA Respondent Guide—Paper

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CHAPTER 1. BEFORE YOU BEGIN YOUR REVIEW
Chapter 1 explains some of the terms and concepts used by the Census Bureau and
recommended strategies for your LUCA review. Refer to the Glossary or visit the
Census Bureau’s Web site at  for additional
terms and definitions.

1.1

The Census Bureau’s Master Address File

The Master Address File (MAF) is a nationwide database of all addresses used to
support many of the Census Bureau’s operations. Besides containing mailing addresses
and ZIP Codes, an address record in the MAF also contains geographic information
about the location of addresses. In areas where there are non-city style addresses
(e.g., rural route or post office box number), the address record may contain additional
information such as a location description.

1.2

The Topologically Integrated Geographic Encoding and
Referencing Database

Address records in the MAF link to road segments or road features in the Topologically
Integrated Geographic Encoding and Referencing (TIGER) database. The TIGER
database includes the geographic coordinates and names of all streets, water features,
and other linear features, and boundaries for jurisdictions and statistical areas (census
tracts2, census blocks3, etc.) used to tabulate decennial census data.

1.3

What is a Housing Unit?

The Census Bureau defines a housing unit as:
A single-family house, townhouse, mobile home, trailer, apartment, group of rooms,
or a single room occupied as a separate living quarters or, if vacant, intended for
occupancy as a separate living quarters. Separate living quarters is one in which
one or more occupants (or intended occupants, if vacant) live separate from any
other individual(s) in the building and have direct access to the living quarters
without going through another living quarters, such as from outside the building or
through a common hall.
The following types of housing units are acceptable and should be included on the
address list you submit to the Census Bureau:


Houses, including townhouses, condominiums, and apartments.

2

A census tract is a small, relatively permanent statistical division of a county or statistically equivalent entity, delineated for the
purpose of presenting Census Bureau statistical data.

3

A census block is a geographic area bounded by visible features, such as streets, roads, streams, and railroad tracks, and
invisible features, such as the boundaries of governmental units and other legal entities. Census blocks are the smallest area for
which the Census Bureau collects and tabulates statistical information.

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1.4

Living quarters within an otherwise nonresidential structure such as an apartment within a
church, school, or business.
Mobile homes or trailers occupied as separate living quarters, or if vacant, intended for
occupancy as separate living quarters.
Transitory location (TL) sites for movable or mobile housing, portable housing units,
boats, motorized recreational vehicles (RVs), tents, trailers that are pulled by cars or
trucks. See Section 4.7.
Any housing units under construction that will be habitable (closed to the elements with
final roof, windows, and doors) on Census Day, April 1, 2020.

What are Group Quarters?

Group Quarters (GQ) are a place where people live or stay, in a group living
arrangement owned or managed by an entity or organization providing housing and/or
services for the residents. This is not a typical household-type living arrangement.
These services may include custodial or medical care as well as other types of
assistance, and residency is commonly restricted to those receiving these services.
Residents of group quarters are usually not related.
The following types of group quarters are acceptable and should be included on the
address list:


Correctional facilities:
Federal and state prisons.
Local jails and other municipal confinement facilities.
Correctional residential facilities.




Group homes.
Juvenile facilities:
Group homes for juveniles (non-correctional).
Residential treatment centers for juveniles (non-correctional).
Correctional facilities intended for juveniles.



Nursing homes:
Nursing facilities/skilled-nursing facilities.

Note: Residents of assisted living, congregate care, and continuing care communities who are
not receiving skilled nursing care are included in the housing unit population. Assisted
living quarters are considered housing units and not group quarters as long as they have
separate access from outside or from a common hall.




Homeless shelters.
Hospitals:
Mental (psychiatric) hospitals and psychiatric units in other hospitals.
Hospitals with patients who have no usual home elsewhere.
In-patient hospice facilities.

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College or university dormitories, fraternities, sororities.
Workers’ group living quarters or dormitories.
Religious group quarters.
Any group quarters under construction that will be habitable (closed to the elements with
final roof, windows, and doors) on Census Day, April 1, 2020.

Note: Housing units and group quarters can exist within the same structure. For example,
assisted living quarters (housing units) may be located in the same structure that
contains a nursing facility (group quarters).

1.5

Unacceptable Types of Housing Units and Group Quarters

Exclude the following unacceptable types of housing units and group quarters
addresses from your updates to the Census Address List:
 Condemned or scheduled for demolition.
 Under construction or remodeling for conversion to a nonresidential purpose.
 Used solely for nonresidential storage.
 Used solely as offices or businesses in which no one is living.
 Used solely for ceremonial purposes.
 Transitory units (TU) including pads, sites, slips, units, and rooms located at transitory


locations (TL). See Section 4.7.
Under construction and will not be habitable (closed to the elements with final roof,
windows, and doors) on Census Day, April 1, 2020.

Note: The LUCA materials do not contain residential addresses within military installations. The
Department of Defense provides the enumeration numbers to the Census Bureau for
those living on military bases. The Census Bureau does not canvass or mail to
addresses on military installations so there is no need to include these addresses as part
of the LUCA review.

1.6

Census Bureau Addresses

1.6.1

Residential and Nonresidential Addresses

The Census Bureau divides all addresses into two use types, residential and
nonresidential. Residential addresses are addresses of housing units and/or group
quarters where one or more people could live. Nonresidential addresses are addresses
of a structure or unit within a structure that do not serve as a residence, such as
commercial establishments, schools, government offices, and churches.
Note: Some structures can contain both residential and nonresidential units, even though they
have a single address such as an apartment over a store or a home with an office. In
this instance, the LUCA operation considers this address residential since it contains a
housing unit.

2020 Census LUCA Respondent Guide—Paper

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1.6.2

City Style Address Format

The Census Bureau classifies housing units and group quarters that have a house
number and street name address, for example, 212 Elm Street or 137 Clark Court,
Apt. 3, as city style addresses. In some instances, the house number may also include
an alpha character such as 35A or W9254. These are mailing address or addresses
that provide location for emergency services, such as police, fire, and rescue
(E-911 addresses).
City style addresses for housing units in multiunit structures, such as apartment
buildings, contain a unit designator, for example, Apt 101 or Suite D or a location
designator such as “rear” or “basement” (Refer to Appendix E, Unit Designation
Abbreviation). The Census Bureau and the United States Postal Service (USPS)
treat these designators as part of the housing unit address, and they are included
in each affected census address record.
Note: For 2020 LUCA, participants must provide unit identifiers (e.g., Apt 1, Apt 2, Unit A,
Unit B) for multiunit buildings. Ensure that all your apartment buildings, especially small
multiunit buildings (3-4 units), such as large houses subdivided into apartments, have a
separate address line for each unit that includes the basic street address and the
individual unit designation.

1.6.3

Non-city Style Address Format

The Census Bureau classifies addresses that do not include a house number and/or a
street name as non-city style addresses. Non-city style addresses may not include a
complete house number and street name address. Frequently used non-city style
mailing addresses include:
 Rural route and box number.
 Highway contract route and box number.
 General delivery.
 Post Office box only delivery (Not accepted for LUCA).
Non-city style addresses often do not follow any numeric sequence and may not be
associated with the name of the street or highway on which they are located. For this
reason, the Census Bureau uses different methods to compile the list of addresses for
inclusion into the address list, such as a physical location description (BRICK HOUSE
w/ATTACHED GARAGE ON RIGHT), structure points (geographic coordinates), and
census geographic codes (state code, county code, census tract number, census block
number).

1.7

Census Tract

Census tracts are small, relatively permanent statistical subdivisions of a county or
statistically equivalent entity. Numbered uniquely within each county, census tracts:



Delineated for presenting Census Bureau statistical data.
Generally, have a population size between 1,200 and 8,000 people, with an optimum size
of 4,000 people.

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




1.8

Follow relatively permanent visible features.
May follow governmental unit boundaries and other non-visible features.
Occasionally split due to population growth or merged because of substantial
population decline.
Consists of a six-digit code with a decimal between the fourth and fifth digit, contains a
four-digit base number, including leading zeroes, plus a two-digit number suffix, with
trailing zeroes. For example, 1234.01 and 0003.00.

Census Block

A geographic area bounded by visible features, such as streets, roads, streams, and
railroad tracks, and invisible features, such as the boundaries of governmental units and
other legal entities. A census block is the smallest area for which the Census Bureau
collects and tabulates statistical information. Census blocks are numbered within
census tracts and are unique to the census tract to which they belong. For example, if
your jurisdiction has three different census tracts then each will likely contain a census
block 1000. Pay close attention to both the census tract and census block number on
the address list when conducting your review and making updates.
Note: The 2020 LUCA operation uses 2010 tabulation blocks represented as “tabblock2010” in
the TIGER Partnership shapefiles for digital map participants.

1.9

What is Geocoding?

In order to process your address submissions, the Census Bureau requires the
inclusion of census geographic code information (geocodes). Geocoding is the
assignment of an address or structure to a location identified by one or more geographic
codes. Geographic codes include the correct state, county, census tract, and census
block codes.
Because the Census Bureau counts people where they live, geocodes support the
systematic collection of data that allows Census enumerators to locate an address.
They are also important in allocating data from questionnaire responses to the correct
location. You must include geocodes or structure coordinates (latitude and longitude) for
the Census Bureau to process your address submissions. The Census Bureau will not
accept addresses without the geocodes including the state, county, census tract, and
census block codes or by providing structure coordinates (latitude and longitude) on
the address list. You can find the census geographic codes on your LUCA materials.

1.10

Ungeocoded Addresses

The USPS provides addresses to the Census Bureau on a regular basis. Although
these addresses include state and county codes, the Census Bureau further geocodes
these addresses to include the census tract and census block. In some cases, where
the Census Bureau does not have new roads or road names in TIGER, these
addresses could remain ungeocoded to the correct census tract or block. The Census
Address List for state and county participants may contain ungeocoded addresses that
could indicate areas of new growth where the Census Bureau may be missing the
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corresponding road features. Please provide the geocodes or the structure coordinates
(latitude and longitude) for these addresses, if known, to ensure that the Census Bureau
can enumerate each housing unit in the correct location.

1.11

Strategies for Reviewing the Address List

When deciding how to conduct the LUCA review, consider your time, staff, and
available local address information. If a complete review is not possible, focus your
review on these areas:
 Annexed land.
 Apartment buildings and complexes.
 Areas along governmental boundaries.
 Areas of new housing construction (apartment complexes/subdivisions).
 Blocks with the greatest address count differences between the Census address block






count and your address block count.
E-911 address conversion areas.
Group Quarters (e.g., housing such as college dorms, and nursing homes).
New mobile home parks or new scattered mobile homes.
Single-family homes converted to multifamily homes, and vice versa.
Warehouses converted to residential lofts.

Note: New for the 2020 LUCA Operation, multiunit identifiers (i.e., Apt 1, Apt 2, or Unit 1,
Unit 2) are required for all newly added addresses and address updates for multiunit
structures. The Census Bureau will not process a multiunit address without multiunit
identifiers.

1.12

Local Address Sources

There are many possible sources of local address information. Some of these sources
may not match the Census Address List exactly, but they are a good indication of where
change is taking place and can help you identify addresses that you need to add to the
census address list.
Potential local address sources for compiling your residential address list:
 Annexation records.
 Assessment or tax files (residential units).
 Driver’s license files.
 E-911 address files.
 Housing inspection records or occupancy permits.
 Local utility records.
 New housing construction or building permits (include units that are under construction




only if final roof, doors, and windows will be in place on Census Day, April 1, 2020).
Planning and zoning records.
School enrollment records.
Voter registration files.

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CHAPTER 2. THE LUCA PAPER ADDRESS MATERIALS
This chapter discusses protecting Census Bureau address information and describes
the Census Address List, Address List Add Page, and Address Count List. The
examples shown may differ from the finalized materials. All address list and map
examples containing map spots use fictitious information.

2.1

Protecting Census Bureau Paper Address Information

The LUCA liaison accepts the responsibility for protecting and safeguarding the
confidential Census Bureau materials covered by Title 13, U.S.C. This includes the
Census Address List, all address list paper copies, and maps (including copies)
containing structure points (map spots). For detailed information refer to Appendix A,
Confidentiality and Security Guidelines.
If you need to add additional reviewers during your LUCA review, a blank Confidentiality
Agreement Form (D-2005) is included in Appendix F. Be sure additional reviewers read
and understand the Confidentiality and Security Guidelines, Appendix A, before signing
and returning the Confidentiality Agreement Form (D-2005), Appendix F, to the Census
Bureau.

2.2

D-2007—The Census Address List

The Census Address List contains all of the residential (city style and non-city style)
addresses known to the Census Bureau within your jurisdiction. It also contains census
geographic codes (state, county, census tract, census block) that indicate the
location of each address. The paper address list is on 8 ½ x 14 inch (legal size) paper.
Each sheet contains six addresses. Figure 1. 2020 Census Paper Address List
Tract/Block Sort Example displays an example of the tract/block sort of the Census
Address List. Figure 2. 2020 Census Paper Address List Street Name/House, Unit,
Census Tract, and Census Block Number Sort Example displays an example of the
street name/house number sort of the Census Address List.
The Census Address List for county participants may contain ungeocoded addresses.
Please provide the geocodes or the structure coordinates (latitude and longitude) for
these addresses, if known, to ensure that the Census Bureau can enumerate each
housing unit in the correct location. Refer to Section 4.6, Ungeocoded Addresses—
Counties Only.

2.2.1

Heading Area

The top of each page of the paper address list is the heading area. This area contains:
 The product type (Address List).
 The operation name [2020 Census Local Update of Census Addresses Operation




(LUCA)].
The Sort Type (e.g., Tract/Block).
The Entity Name and Entity ID code (e.g., Winter County CO88009).
The page number out of the total number of pages (e.g., 17 of 20).

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


The creation date (e.g., 01/04/2018).
The disclosure statement—Disclosure Prohibited by Title 13, U.S.C.

The paper address list sort depends on the selection you chose when you registered:
 Census Tract #/Block #/Street Name/House #/Unit #, or
 Street Name/House #/Census Tract #/Census Block #.
The entity section contains your entity name and unique Federal Information Processing
Series (FIPS) entity identification (entity ID) code. The code is of variable length,
depending on your entity type. For example:
 State: Alabama, ST01
 County: Mercer County, Pennsylvania, CO42085
 Place: Abbeville city, Alabama, PL0100124
 Minor Civil Division: Salem Township, Mercer County, Pennsylvania, MC4208567472
Table 2: Entity Identification Codes
Entity

Entity Identification Code

Total
Characters

State

ST (2 alpha) + (2 numeric)

4

County

CO (2 alpha) + State (2 numeric) + County (3 numeric)

7

Place

PL (2 alpha) + State (2 numeric) + FIPS Place (5 numeric)

9

Minor Civil
Division (MCD)

MC (2 alpha) + State (2 numeric) + County (3 numeric) + FIPS
MCD (5 numeric)

12

2.2.2

Entity ID Codes for Tribal Governments

The entity section contains your entity name and unique Federal Information Processing
Series (FIPS) code assigned by the Census Bureau to your tribe and associated
geographic area. This fixed length alphanumeric code is composed of 12 characters.
The tribal code is 6 characters:
 TR + a 4-digit numeric code
TR0013, and

The tribal geographic area code is 6 characters:
 TA + a 4-digit numeric code
TA0185.

Below is an example of a tribal identification code and its associated geographic area:
 TR0013TA0185
TR0013 represents the Utu Utu Gwaitu Paiute Tribe of the Benton Paiute
Reservation, and
TA0185 represents Benton Paiute Reservation, the geographic area associated with
the Utu Utu Gwaitu Pauite Tribe.

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2.2.3

Static Information

Do not edit the gray columns on the Census Address List. These columns include:
 Column 1, Line Number—the sequential number of the address record.
 Column 2, MAFID—the unique control number (maximum character length is 9



characters) assigned by the Census Bureau to each address.
Column 5, GQ Flag—displays a ‘Y’ for addresses that are considered group quarters,
such as nursing homes or dormitories.
Column 6, City Style Mail Delivery Address or E-911 Address or the Physical
Location Description and Road Name—contains the following sub-columns that you
may not edit:
6a, Complete Address Number—housing unit or group quarters house number,
which can contain numbers, letters, hyphens, or other characters.
6c, Group Quarters Name—the name of a group quarters such as BAYSIDE
NURSING HOME or DOBBS HALL.
6d, Facility Name or Physical Location Description—may include a Facility Name
such as UNIVERSITY OF ILLINOIS or a brief physical location description for a noncity style address such as 2 STORY STONE HOUSE/SHUTTERS.
6e, Apt/Unit Number—apartment or unit number, if applicable. This column may
contain apartment unit numbers (e.g., 101 or 101A), location (e.g., rear, basement), or
trailer lot number. (See Appendix E for Unit Designation Abbreviation Examples.)







Column 7, Non-city Style Address Mail Delivery—identifies non-city style mail delivery
addresses (may contain rural route and box numbers or highway contract route numbers
and box numbers).
Column 7a, Non-city Style ZIP Code—identifies the mail delivery ZIP Code for a noncity style address.
Column 9, City Style Address Flag—displays “Y” if city style address, an “N” if non-city
style address.
Column 10a, Latitude—populated only if the Census Bureau has captured an address
structure point for the address, otherwise blank.
Column 10b, Longitude—populated only if the Census Bureau has captured an address
structure point for the address, otherwise blank.

Note: Do not edit the gray rows containing the statement “NO KNOWN ADDRESSES IN THIS
BLOCK.” If there are residential addresses known in these blocks, add them to the
Address List Add Page.

2.2.4

Editing the Census Address List

The columns you can edit on the Census Address List include:
 Column 3, Action Code—used to record the type of change when an update is made to
the address list, including:
C—Correction to this addresses.
D—Delete this address.

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J—Address is not in this jurisdiction.
N—Address is nonresidential.
Note: For reference, the bottom of each page of the address list contains the Action Code
descriptions.



Column 4, Census Geography Location of Address—contains the following subcolumns:
4a, State County Code—identifies the FIPS state and county code for your
jurisdiction.
4b, Census Tract—uniquely identifies the census tracts within a county or statistically
equivalent entity (up to a 4-digit number followed by a decimal point and a 2-digit
suffix).
4c, Census Block—identifies uniquely numbered census blocks within each census
tract.



Column 6, City Style Mail Delivery Address or E-911 Address or the Physical
Location Description and Road Name—contains the following sub-columns that you
may edit:
6b, Complete Street Name—including prefix and/or suffix directional as part of the
address of the housing unit or group quarters.
6f, City Style ZIP Code—5-digit ZIP Code for each address.



Column 8, Map Spot Number—unique numbers assigned by the Census Bureau to a
structure that contains a housing unit or a group quarters address in selected areas.

Note: The Census Address List for county participants may contain ungeocoded addresses.
They do not contain census tract and census block codes. If your county receives
ungeocoded addresses, they are listed at the end of your Census Address List.
Please provide the geocodes or structure coordinates (latitude and longitude) for
these addresses, if known, to ensure and accurate housing unit enumeration in the
correct location.

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Figure 1. 2020 Census Paper Address List Tract/Block Sort Example

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Figure 2. 2020 Census Paper Address List Street Name/House, Unit, Census Tract, and Census
Block Number Sort Example

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2.3

D-2008—The Address List Add Page

Use the Address List Add Page to add residential addresses for your jurisdiction not
shown on the Census Address List and addresses that require a change or correction
as discussed in Section 2.2.4. The Census Bureau provides you with five (5) copies of
the Address List Add Page. We suggest that you make additional copies before
recording your updates. For your convenience, a blank Address List Add Page is
included on the last page of this guide. In addition, a blank Address List Add Page is on
the LUCA Web site at .

2.3.1

Heading Area

The top of each page of the Address List Add Page is the heading area. This area
contains:
 The product type (Address List Add Page).
 The operation name [2020 Census Local Update of Census Addresses Operation


(LUCA)].
Information you must record on each Address List Add Page that you update and return
to the Census Bureau:
The Add Page For—include your entity name (e.g., Winter Co).
The Entity ID Code—available on the Census Address List; you must provide this
code for the Census Bureau to process your address submissions (e.g., CO88009).
The Page Number and Total Number of Pages (e.g., 10 of 20).
The Name of Preparer—the name of the person recording the information. (preparer
required to have signed Confidentiality Agreement Form)
The Date Completed (e.g., 03/04/2018).

2.3.2



Columns to Complete
Column 1, Line Number—print the sequential number for each added address record.
Section 2, Census Geographic Location of Address—used to record the census
geographic code of the address or addresses you are adding. Section 2 contains the
following sub-columns:
o
o

o

2a—State County Code Number—the address list displays the state and county
codes combined in column 4a, State County Code, to enter in column 2a.
2b—Census Tract Number—uniquely identifies the census tracts within a county or
statistically equivalent entity (up to a 4-digit number followed by a decimal point and
a 2-digit suffix).
2c—Census Block Number—identifies uniquely numbered census blocks within
each census tract.

Note: The Census Bureau will not process address submissions that do not contain census
geographic information codes or map spot location (by placing a dot on the map) or by
providing latitude/longitude structure coordinates on the address list. You can find the
specific entity codes (state code number, county code number, census tract number,
and the census block number) on your LUCA materials. When adding addresses, pay
attention to the correct format as well as correct census codes for each individual
address.

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

Column 3, Enter “Y” if this is a Group Quarters—used to indicate if an address is a
group quarters. If the address is a group quarters, print a ‘Y’ in this column.

Note: If you enter a “Y” in column 3, you must provide a group quarters name (column 4d) and
a facility name (column 4e) if the group quarters are associated with a facility (e.g. GQ
Name – Dobbs Hall; Facility Name – University of Illinois). The Census Bureau will not
process an identified group quarters address record without a group quarters name.



Section 4, Residential Address—used to record the residential address. Record the
following information in the sub-columns:
4a—Complete Address Number—an address number, alone or with an address
number prefix and/or address number suffix, that identifies a location along a
thoroughfare or within a community (e.g., the “123” in 123 Aca Street, Atlantis, LE
99997).
4b—Complete Street Name—street or road name associated with the address.
4c—RR or HCR and Box Number—If the address is a rural route (RR) and box
number or highway contract route (HCR) and box number, record it in this section.
4d—Group Quarters Name—if the address is a group quarters, record the name of
the facility (e.g., Atlantis Gardens Nursing Home).
4e—Facility Name or Physical Location Description—enter the facility name if the
group quarters are associated with the facility.
4f—Apt/Unit Number—if the address is an apartment or unit, record the unit
designation (e.g., 101). If the address contains a location designation (e.g., rear,
basement) or trailer lot number, record the appropriate information. (Refer to
Appendix E, Unit Designation Abbreviation.).

Note: New for the 2020 LUCA Operation, multiunit identifiers are required for all new added
addresses and address updates for multiunit structures for LUCA. The Census Bureau
will not process a multiunit address without a multiunit identifier.
4g—Mailing ZIP Code—5-digit ZIP Code.





Column 5, Unique Map Spot Number—(Optional) enter a unique alphanumeric
character (e.g., A1) in this column to indicate the location of the address on the census
map after adding the corresponding map spot to the paper map (small format preferred,
but can be added to the large format map if you chose not receive the small format
maps).
Column 6, Address Use, if Known, M=Mailing, L=Location, B=Both—(Optional) if
known, enter a value indicating if the address is used for M (mail purposes), L (location
purposes, including emergency services), or B (both mailing and location purposes).

Refer to Figure 3 for an example of the Address List Add Page. For your convenience,
a blank Address List Add Page is included on the last page of this guide. In addition, a
blank Address List Add Page is on the LUCA Web site at
.

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Figure 3. The Address List Add Page

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2.4

D-2009—The Address Count List

The Address Count List contains the number of housing unit and group quarters
addresses on the Census Address List for each census block within your jurisdiction.
Use this list to identify inconsistencies between the Census Bureau’s housing units
and/or group quarters address counts and your housing unit and/or group quarters
address counts. The Address Count List contains 72 census blocks per page and is for
reference only.

2.4.1

Heading Area

The top of each page of the Address Count List is the heading area. This area contains:
 The product type (Address Count List).
 The operation name [2020 Census Local Update of Census Addresses Operation





2.4.2

(LUCA)].
The entity code (e.g., CO88099).
The entity name (e.g., Winter County).
The page number out of the total number of pages (e.g., 17 of 20).
The creation date (e.g., 01/04/2018).

Column Contents

The Address Count List contains three sections with four columns each:
1. Census Tract Number—uniquely identifies the census tracts within a county or
statistically equivalent entity (up to a 4-digit number followed by a decimal point
and a 2-digit suffix).
2. Census Block Number—identifies uniquely numbered census blocks within each
census tract.
3. Count of Housing Unit Addresses—count of all housing unit addresses known to the
Census Bureau for each census block within your jurisdiction.
4. Census Count of Group Quarters Addresses—count of all group quarters addresses
known to the Census Bureau for each census block within your jurisdiction.

2.4.3

Ungeocoded Addresses

If you are a county participant that received ungeocoded addresses, the Unable to
Geocode row on the last page shows the total number of ungeocoded addresses in the
Count of Housing Unit Addresses column.

2.4.4

Total Row Contents

A Total row on the last page of your list shows the total number of census blocks on the
Address Count List, the Census Bureau’s total count of housing unit addresses, and the
Census Bureau’s total count of group quarters addresses.

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Figure 4. Address Count List

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CHAPTER 3. THE LUCA PAPER MAPS
To support the LUCA paper map selection, the Census Bureau provides:
 Large format paper maps (36”x32”), which may include one or more sheets, to all
participants that selected the Paper or Paper/Adobe Portable Document Format (PDF)
product preference for the map selection. Use these maps to geocode your addresses.
o





The focus of the LUCA operation is addresses. While helpful, map updates are only
required to indicate new, or updates to existing, non-city style address records.
Participants choosing the paper address list/large format paper product preference
that wish to make map updates to accompany their address list updates, must use
the large format maps since they do not receive the PDF small format block maps.
Due to the scale of the large format maps, updates may be difficult. Please do not
allocate much of your 120-day review period attempting map updates. Focus on the
address list.

DVD containing PDF small format (8.5”x14”) block maps including map spots (address
structure coordinates showing the location of residential addresses). Only those
participants that selected the large format paper map with PDF materials receive the Title
13 small format block maps. A PDF of the large format maps is included with this product
preference.
Block to Map Sheet Relationship List containing all of the census blocks within your
jurisdiction and identifies the large format parent map sheet(s) on which each census
block is located.

See Appendix B for a detailed explanation of the legend for the large format paper
map. All map examples depicting map spots use fictitious information for illustration,
instruction, and training purposes only.

3.1

Reading a Large Format LUCA Paper Map

There are three types of paper map sheets:
1. Index Sheets
2. Parent Sheets
3. Inset Sheets

3.1.1






3.1.2





Index Sheets—for reference (if more than one map sheet)
Covers the entire extent of your jurisdiction.
Divided into numbered grids that correspond to the parent sheets.
Each numbered grid corresponds to the area covered by a parent sheet.
Provided to jurisdictions with more than one parent sheet.
Index sheets are for reference purpose only.

Parent Sheets
Detailed view of a section of your jurisdiction.
Corresponds to a grid and grid number on the Index sheet.
Shows detail for features and geographic areas.
Identifies location of census tracts and blocks within your jurisdiction on the parent sheet.

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Note: Blocks affected by boundary improvements may contain a block number with an alpha
suffix on the parent sheet and/or inset map. You do not need to provide the alpha suffix
when changing or adding a geocode to a new address.

3.1.3






3.1.4

Inset Sheets
Do not exist for every jurisdiction or on every parent sheet.
Shows the detail of congested areas on parent sheets.
Highlighted on the parent sheet with a fill pattern and identified with an alpha
character (e.g., A).
May be multiple sheets (e.g., A1, A2).
Shows detail for features and geographic areas.

Map Information

The LUCA paper large format map shows some of the same information found on a
typical road map, such as streets and roads, water features, and legal boundaries.
However, the LUCA map displays this information using symbols unique to the Census
Bureau. The map displays the following information:
 Entity boundary.
 Entity name and FIPS Entity Code.
 Census tract boundaries and numbers.
 Census block boundaries and numbers.
 Streets and street names.
 Railroads.
 Water features.
The Map Border
 The key to adjacent areas, if your jurisdiction has multiple map sheets.
 Entity identification information.
 Barcode.
 Scale.
 North arrow.
The Map Legend
 Boundaries.
 Transportation.
 Other Features.
 Landmarks.
 Footnotes and Notes.
See Appendix B for a detailed description of the map legend.

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Boundary Improvements
The map products reflect jurisdiction boundary improvements. A boundary improvement
may split a census block. In these instances, the split block number contains the root
number and a suffix. For example, the root block 1001, split by a boundary
improvement, is now 1001A and 1001B. The jurisdiction containing 1001A receives only
those addresses located within their jurisdiction. The jurisdiction containing 1001B
receives only those addresses located within their jurisdiction.

Figure 5. Boundary Improvements

Map Example
This example describes some of the symbols used on the Census Bureau large format
parent sheet map.

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Figure 6. Example of a LUCA Large Format Parent Sheet Paper Map

3.1.5

D-2010—Block to Map Sheet Relationship List

The Block to Map Sheet Relationship List identifies the large format parent map sheet
or sheets on which each census block is located. The sort for this product is by census
tract number and census block number in ascending order. In the example shown in
Figure 7, census block 1000 in census tract 46.00 is located on parent sheets 4 and 6.

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Figure 7. Block to Map Sheet Relationship List

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3.2

The Census Bureau PDF Maps

If you selected to receive the Census Bureau’s PDF maps, you are required by law to
follow the security guidelines as explained in Section A.4.1, Protecting Digital Title 13
Materials of the Confidentiality and Security Guidelines in Appendix A. In addition to
the large format paper maps, the Title 13 Data Disc contains the Census Bureau’s Title
13 block maps in a folder named “maps.” You need the password sent to you
separately from your paper LUCA materials to open the zipped, encrypted file as
described in Section 3.2.1. The DVD also contains the 2020 Census Local Update of
Census Addresses Operation (LUCA) paper respondent guide in PDF format,
2020LUCA_paper_respondent_guide.pdf and a Readme file, Readmefirst2.txt.
All map examples depicting map spots use fictitious information for illustration,
instruction, and training purposes only.

3.2.1

Opening the PDF Maps

You need Adobe Reader (or Acrobat Professional) to open and view the LUCA PDF
maps. If needed, you can download the free PDF software at
.




To keep your work organized, create a new directory or new folder on your hard drive.
Insert the Title 13 Data Disc.
Right click on the folder named “maps” and select copy.

Figure 8. “maps” Folder




Open the new folder you created and paste the copied “maps” folder.
Double-click the “maps” folder, the following files appear in the folder:
Readme.txt—contains an Adobe Reader statement.
About_the_maps.pdf—contains tips for using the pdf small format block maps and
includes a brief description of the map types and supplemental files. In addition, this
file includes tips for printing the small format maps.
LUCA20.pdf—contains images of the large format paper maps
you received.
LUCA20< EntType >_BLK2MS.txt—contains a list of all the blocks within
your jurisdiction and the sheet or grid number(s) that identify the parent sheet where
the block is located. This file is in a semicolon text format.
Title13_BlockMaps.exe—this .exe contains the Title 13 small format block maps to
update road features and map spots.

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Figure 9 shows the folder containing the extracted file:

Figure 9. “maps” Extracted Files

See Section 3.2.6.1 for instructions on opening the Title13_BlockMaps.exe file.
3.2.1.1

Examples of File Names

The following are a few examples using entity types and entity codes:







LUCA20C88003.pdf—Large format bundled PDF map for a county.
LUCA20P2302060.pdf—Large format bundled PDF map for a place.
LUCA20M2717317918.pdf—Large format bundled PDF map for an MCD (township).
LUCA20R0010.pdf— Large format bundled PDF map for a reservation.
LUCA20C88003_BLK2MS.txt—Block to Map Sheet Relationship List for a county.
LUCA20M8817317918_BLK2MS.txt—Block to Map Sheet Relationship List for an MCD.
Table 3: Entity Type and Entity Code
 IS ENTITY TYPE:
C = COUNTY
M = MINOR CIVIL DIVISION (MCD)
P = INCORPORATED PLACE
R = AMERICAN INDIAN RESERVATION

2020 Census LUCA Respondent Guide—Paper

 IS ENTITY CODE:
COUNTY = SSCCC
MCD = SSCCCMMMMM
PLACE = SSPPPPP
AIR = RRRR
SS = STATE CODE (FIPS)
CCC = COUNTY CODE (FIPS)
MMMMM = MCD CODE (FIPS)
RRRR = AIR CODE (CENSUS)

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3.2.2

Boundary Improvements
The PDF small format block map
products reflect jurisdiction boundary
improvements. A boundary improvement
may split a census block. For the small
format block maps in these instances, the
split block number contains the root
number and a suffix. For example, the
root block 1001, split by a boundary
improvement, is now 1001A and 1001B.
The jurisdiction containing 1001A
receives only those addresses located
within their jurisdiction. The jurisdiction
containing 1001B receives only those
addresses located within their jurisdiction.

Figure 10. Boundary Improvements

3.2.3

The LUCA20_BLK2MS.txt File

The Block to Map Sheet Relationship List is a semicolon delimited text file. This file
contains the specific map sheet or sheets on which each census block is located. You
can open the file with a simple text editor such as WordPad or Notepad. You can also
import the file with spreadsheet software such as Excel.
To open the file in your text editor:
Click on the LUCA20_BLK2MS.txt file

Figure 11. The Block to Map Sheet Relationship File

When the file opens, the information appears in the following columns:
o

Type

o

Block GEOID

o

Block Suffix

o

Sheets

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In the following example, the Block GEOID (880090501071000) contains:






State 88.
County 009.
Census tract 050107.
Census block 1000.
The number of parent sheets, 2.

TYPE;BLK_GEOID;BLK_SUFFIX;SHEETS
Block;880090501071000;;2
Block;880090501071001;A;2
Block;880090501071001;B;2
Block;880090501071002;;2
Block;880090501071003;;2
Figure 12. Example of the Digital Block to Map Sheet Relationship List Opened in WordPad

To import the file into a spreadsheet such as Excel:
Open a new Excel spreadsheet.
Select ‘Data’. Click on ‘Get External Data.’ Select ‘From Text.’

Figure 13. Importing a File in Excel

Navigate to the folder where you saved the file and select the file. When the file
highlights, select ‘Import’ at the bottom of the screen.
The ‘Text Import Wizard’ window opens in Excel. Step 1 of 3, select ‘Next.’

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Figure 14. Text Import Wizard Step 1

Step 2 of 3, select the ‘Semicolon’ box. From the ‘Text qualifier’ drop-down menu,
select ‘(none)’. Select ‘Next.’

Figure 15. Text Import Wizard Step 2

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Step 3 of 3, hold down the ‘Shift’ key and select the last column. The columns will
highlight black.
Select the ‘Text’ radio button.
Click ‘Finish’ at the bottom of the window.

Figure 16. Text Import Wizard Step 3

When the Import Data window opens, select ‘OK.’ The file opens in Excel.

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3.2.4

The LUCA20.pdf File

Figure 17. Entity Index Map

The LUCA20.pdf file contains your entity’s PDF file of the index
map and all the parent and inset paper maps you received bundled into one file. The
lower right corner of the map provides information about the total number of map sheets
within the file.The numbered grids displayed on the index map correspond to each large
format parent sheet number within the file. You can find where each census block is
located using the Block to Map Sheet Relationship List,
LUCA20_BLK2MS.txt.

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3.2.5

Navigating the PDF Large Format Map File
Once the index map is open, you can click the paper icon
in the upper left to display the thumbnails (The screen
display depends on the version of Adobe you use).
These map sheet page numbers correspond to the grid
numbers on the main index sheet.

Figure 18. Paper Icon

Use the scroll bar beside the thumbnails or the
tool bar at the top of the screen to view each
parent sheet.

Figure 19. Scroll Bar

Click on the map sheet icon to display the parent
sheet on the full screen.

Figure 20. Map Screen Icon

To zoom in or out, use the plus or minus symbols or
the dropdown arrow for the image size (percentage)
you need to display.

Figure 21. Image Magnification

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The parent sheets provide a
detailed view of a section of
your jurisdiction. When
zoomed in, you can identify
the location of census tracts,
census blocks, features, and
street names.

Figure 22. Parent Sheet

Figure 23. Parent Sheet Zoomed In

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3.2.6

The Title13_Block Maps.exe File

This file contains the Title 13 small format block maps to update road features and map
spots. The print size is legal, 8 ½ X 14. (You must use legal size, 8 ½ X 14-inch paper
to ensure optimal scale and use.). Print only those maps that you need for updates and
return them with your updated address list.
3.2.6.1


Opening the Title 13 Block Maps

Double-click the file named Title13_BlockMaps.exe to extract the small format block
maps.

Figure 24. Command Prompt Screen

A command prompt will open and ask for your password. Enter the password sent to
you by the Census Bureau. (Your password is invisible and does not appear as you
type.) The small format block maps will extract to the “maps” folder.


The following list of files opens in the folder:

Figure 25. List of Files for the Title13 Block Maps

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3.2.6.2

The BlockInfo_LUCA20.txt File

The BlockInfo_LUCA20.txt file is a semicolon delimited text file
that includes basic information for each block in the participant entity. Follow the
instructions in Section 3.2.6.1 to open the file.
File Name Examples:
BlockInfo_LUCA20C88003.txt
BlockInfo_LUCA20M881731791.txt
BlockInfo_ LUCA20R0010.txt

Each record includes information specific to that block: block GEOID; state code; county
code; census tract code; related place code; related MCD code; related Federal
American Indian Reservation code; parent sheet map scale; block map file name; and
total number of map sheets.
Example:
BLK_GEOID;State;County;Tract;Place;MCD;FAIR;ParentScale;MapFilename;TotalSheets
500039710001021;50;003;9710.00;53125;04825;;1419;LUCA20BLK_500039710001021.pdf;1
500039710001022;50;003;9710.00;53125;04825;;980;LUCA20BLK_500039710001022.pdf;6

3.2.6.3

The LUCA20BLK.pdf File

The large format and small format PDF block maps use current block, therefore the “full
block code” may include alpha block suffixes. Each record includes the state code,
county code, census tract code, and census block code.
File Name Examples:
LUCA20BLK_880350403051064.pdf
LUCA20BLK_880350403051063.pdf
LUCA20BLK_880350403051062A.pdf—with alpha block suffix
LUCA20BLK_880350403051062B.pdf—with alpha block suffix



To view a block map, click on the PDF file for the block number you need to review
and/or update.

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3.2.6.4

Multi-sheeted (Bundled) PDF Block Maps
Page 1 of 3

Figure 26. Two Sheets Required to Display One Block (1000)

Page 1 of 3–a small format block map file may contain a single block or may contain
multi-sheeted (bundled PDF) images within a single block. For a multi-sheeted block,
the first map displays an index map. In this illustration, census tract 0054.00, block
1000, requires two sheets to display individually. (These are larger area blocks. Some
large census blocks may require up to 50 or more sheets.)
For multi-sheeted blocks, select only the sheet that you need to print to make your
updates.

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The small format block maps contain Title 13 map spots as shown below:

Page 2 of 3

Page 3 of 3

Figure 27. Pages 2 and 3 Showing the Individual Images of Block 1000 (Training—Fictitious Information)

Landscape Orientation
The PDF block
maps are portrait
orientation, as
shown above, or
landscape
orientation
depending on the
shape and
orientation of the
block. For multiunit
structures, the map
spot number
includes the
number of units in
parentheses. For
example, 6 (4)
indicates map spot
6 contains 4 units.
Figure 28. Landscape Map Image Example (Training—Fictitious Information)

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3.2.6.5 Inset Sheets
Inset sheets show the detail of congested areas on parent sheets. Inset sheets are:
 Highlighted on the parent sheet with a fill pattern.
 Identified with an alpha character such as H.
 May contain multi-sheeted images
 Identified with an alpha/numeric character such as H1, H2, etc.

Figure 29. Inset Map (Training—Fictitious Information)

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3.2.6.6

Printing the PDF Small Format Block Maps

To print a block map for updates, select File, then Print, or choose the printer icon.
Use the full size block map for making your updates. This ensures that the correct state,
county, census tract, and census block are shown in the map margin. You must use
legal size, 8 ½ x 14 paper, to ensure optimal scale and use. Refer to the file,
About_the_maps.pdf, for additional printing tips.

Figure 30. Printing Small Format Block Maps

If you have trouble printing, for example,
some areas such as water features print
black, select Advanced from the print
screen.
Figure 31. Advance Printing

Select the ‘Print As Image’ and click OK.

Figure 32. Print As Image

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Figure 33. Small Format PDF Block Map (Training—Fictitious Information)

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CHAPTER 4. REVIEWING AND UPDATING THE ADDRESS
LIST, ADDRESS LIST ADD PAGE, AND PAPER
MAPS
4.1

Adding Residential Addresses to the Address List Add Page

Use the Address List Add Page to add residential addresses for your jurisdiction not
shown on the Census Address List or to add addresses deleted from the Census
Address List and added to incorporate corrections that are not editable on the Census
Address List. Make sure to print all entries completely and legibly.
When adding an address, you must include the location of the housing unit or group
quarters structure by providing either the census geographic codes (i.e., state county
code, census tract number, and census block number) or map spot location (by placing
a dot on the map or by providing structure latitude/longitude coordinates on the Address
List Add Page. You can find the geographic codes on your LUCA materials.
If you choose to add structure coordinates, provide a minimum of eight characters
including the decimal, e.g., 42.58953 for latitude and minimum of nine characters for the
longitude including the negative and decimal, e.g., -87.58953.

4.2

Adding Records with Similar Information

When adding more than two addresses where the information is the same, you can print
the information in the first and last entry of each column then draw an arrow down to
indicate the similar information. The exceptions to this are the Apt/Unit Number (4f)
since you must enter each individual unit number for multiunit structures and when
adding individual Unique Map Spot Numbers (5).
Note: You may draw an arrow down in column 4a, Complete Address Number, only if the
house number is the same for all buildings or units. See Figure 35. Adding New City
Style Addresses for a New Street (Training—Fictitious Information).

4.3

Adding Residential City Style Addresses to the Address List
Add Page

When adding addresses to multiple pages, be sure to enter the appropriate Line
Number in column 1 for each address. For example, you can add four addresses to
each page of the Address List Add Page. Column 1 on page one begins with 1 and
ends with 4.
On the next page, page two, enter 5 in column 1, Line Number and end with 8.
Continue adding the line number sequence for each page as needed.
Note: Multiunit identifiers are required for all new added addresses and address updates for
multiunit structures for LUCA. The Census Bureau will not process an address without a
multiunit identifier.

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The following are a few examples of adding residential city style addresses to the
Address List Add Page:
 Adding new addresses for a new street.
 Adding addresses for a new group quarters multiunit structure.
 Adding addresses for a new multiunit structure.

4.3.1

Scenario: Adding New Addresses for a New Street

During your review, you may find addresses missing from the Address List located on
streets that are partially or entirely missing from the maps. See Figure 35 and
Error! Reference source not found. for adding new addresses for a new street to the
Address List Add Page and Figure 37 and Figure 38 for adding to new streets to the
small format paper maps. The paper map examples are PDF small format maps using
the zoom feature for clarity. When updating the small format maps, please use the full
size, 8 ½ X 14, full size map. Refer to Chapter 5, TIGER Partnership Shapefiles if you
are using shapefiles.
Olisan St is a new street with ten newly constructed housing
units in census tract 0054.00, census block 2001. The
addresses are missing from the Address List and the street
is missing from the map.
The address ranges4 for this street are 101 through 109 on
the east side of the street and 100 through 108 on the west
side of the street.
The address breaks5 are between 703 and 705 on Nale Pl
and 406 and 408 on Larme Ave.

Figure 34. Example Address Ranges and Address Breaks
(Training—Fictitious Information)

On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,
page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.

4

Address ranges are the lowest and highest address numbers used to identify structures along each
side of a street segment that has city style addresses. Usually one side of the street has even address
number and the opposite side has odd address numbers.

5

Address breaks are the city style addresses on each side of a boundary or at an intersection of a street
with another street or feature.

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Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)


Enter the information in section 2, Census Geographic Location of Address, including
the State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). If there are multiple entries, print the information in the first and last lines
needed and draw an arrow down from the first entry to the last entry.

Note: If you choose, you may enter the optional structure latitude and longitude coordinate
information in addition to or rather than the State County Code, Census Tract Number,
and Census Block Number in section 4, space permitting. See Figure 37. Adding New
City Style Addresses for a New Street with Lat/Long Structure Coordinates and
Unique Map Spot Numbers (Training—Fictitious Information).






Enter each individual house number in the Complete Address Number (4a) column.
Enter the Complete Street Name (4b) in the first and last lines needed and draw an
arrow down from the first entry to the last entry.
Enter the Mailing ZIP Code (4g) in the first and last lines needed and draw an arrow
down from the first entry to the last entry.
Optional: If you know the approximate location of each housing unit you are adding, you
may assign each individual address a Unique Map Spot Number (5) such as A1, A2, A3,
etc. Each map spot number must correspond to the address’s location if you are using
the paper map.

Refer to Figure 36. Adding New City Style Addresses for a New Street and Unique
Map Spot Numbers (Training—Fictitious Information) and Figure 39. Adding a
New Street and Unique Map Spot Numbers on the Small Format Paper Map
(Training—Fictitious Information).


Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow down
if the address use is the same.

Repeat this procedure for all the Address List Add Page sheets needed. See Figure 35.
Adding New City Style Addresses for a New Street (Training—Fictitious
Information).

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Figure 35. Adding New City Style Addresses for a New Street (Training—Fictitious Information)

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Figure 36. Adding New City Style Addresses for a New Street and Unique Map Spot Numbers
(Training—Fictitious Information)

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Figure 37. Adding New City Style Addresses for a New Street with Lat/Long Structure Coordinates
and Unique Map Spot Numbers (Training—Fictitious Information)

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On the Small Format Paper Map:
Using a colored pencil, draw the location of the
new street on the map.
Print the street name. In this example, Olisan
St.
Print the address ranges for each side of the
new street. For this example, 101-109 on the
east side of Olisan St and 100-108 on the west
side.
Print the address breaks where Olisan St
intersects Nale Pl (703-705) and Larme Ave
(406-408) as shown in the example.

Figure 38. Adding a New Street on the Small Format Paper Map
(Training—Fictitious Information)

On the Small Format Paper Map:
Optional: If you know the approximate location
of each housing unit you are adding, you may
assign each individual address a unique map
spot number, A1, A2, A3, A4, etc.
Label each map spot with its associated unique
map spot number as you recorded in column 5
on the Address List Add Page beginning with
A1, A2, A3, A4 etc.

Figure 39. Adding a New Street and Unique Map Spot Numbers on
the Small Format Paper Map (Training—Fictitious Information)

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4.3.2

Scenario: Adding a New Group Quarters Multiunit Structure
Addresses to the Address List Add Page

Although adding a group quarters address is similar to adding a housing unit, group
quarters addresses require a group quarters name, facility name, and a GQ flag. This
example demonstrates how to add a group quarters address that contains three
individual buildings.
Aristotle University constructed three new residence halls, Pandora Hall, Buildings 1, 2,
and 3 at 225, 227, and 229 Achilles Dr.
On the Address List Add Page:




Enter the appropriate heading information including your entity name, entity ID code,
page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1 for each building.
Enter the information in section 2, Census Geographic Location of Address, including
the State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). Enter the same information in the last line needed and draw an arrow
down.

Note: If you choose, you may enter the optional structure latitude and longitude coordinate
information in addition to or rather than the STATEFP, COUNTYFP, TRACT, and
BLOCK in section 4, space permitting. Refer to Figure 42.



Enter a “Y” in column 3, Enter “Y” if this is a Group Quarters, to flag that this is a group
quarters.

Note: If you enter a “Y” in column 3, you must provide a group quarters name (column 4c) and
a facility name (column 4d) if the group quarters are associated with a facility (e.g. Group
Quarters Name – Pandora Hall; Facility Name – Aristotle University). The Census
Bureau will not process an identified group quarters address record without a group
quarters name.








Enter the address number for each building, 225, 227, and 229 in column 4a, Complete
Address Number, in the first and last lines needed and draw an arrow down.
Enter the street name, Achilles Dr, in column 4b, Complete Street Name for each
building.
Enter the name of the group quarters in column 4d, Group Quarters Name. In this
example, Pandora Hall and the building number.
Enter the Facility Name in column 4e for each building, if the group quarters is
associated with a facility. In this example, the facility is Aristotle University.
Enter the Mailing ZIP Code (4g) in the first and last lines needed and draw an arrow
down from the first entry to the last entry.
Optional: If you know the approximate location of each building you are adding, you may
assign each building a unique map spot number (e.g., A1, A2, etc.) in column 5. Each

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map spot number added on the Address List must correspond to the building’s location if
you are using the small format paper map.

Refer to Figure 41. Adding New City Style Addresses for GQ Multiunit Structures
and Map Spots (Training—Fictitious Information), and Figure 43. Identifying New
GQ Multiunit Structures with Map Spots on the Small Format Paper Map
(Training—Fictitious Information).


Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.

Refer to Figure 40. Adding New City Style Addresses for GQ Multiunit Structures
to the Address List Add Page (Training—Fictitious Information).

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Figure 40. Adding New City Style Addresses for GQ Multiunit Structures to the Address List Add
Page (Training—Fictitious Information)

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Figure 41. Adding New City Style Addresses for GQ Multiunit Structures and Map Spots
(Training—Fictitious Information)

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Figure 42. Adding New City Style Addresses for GQ Multiunit Structures with Lat/Long Structure
Coordinates (Training—Fictitious Information)

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On the Small Format Map:
Optional: If you know the approximate
location of each address you are
adding, you may assign each
individual address a unique map spot
number, A1, A2, A3, etc.
Label each map spot with its
associated unique Map Spot Number
as you recorded in column 5 on the
Address List Add Page beginning with
A1, A2, A3, etc.

Figure 43. Identifying New GQ Multiunit Structures with Map Spots
on the Small Format Paper Map (Training—Fictitious Information)

4.3.3

Scenario: Adding Addresses for New Multiunit Buildings to the
Address List Add Page

You must provide unit identifiers (e.g. Apt 1, Apt 2, Unit A, Unit B) for multiunit buildings.
Multiunit buildings include large structures such as a high-rise building, smaller
structures such as buildings with 3-4 units, and large houses subdivided into
apartments.
A new two-story multiunit building in census tract 0054.00, block 1002 located at 2014
Maople Rd contains four apartments, two on the first floor and two on the second floor.
The addresses are not listed on the Address List.

On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,



page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)
Enter the information in section 2, Census Geographic Location of Address, including
the State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). Enter the same information in the last line and draw an arrow down. Enter
the house number in the first and last line needed in the Complete Address Number
(4a) column and draw an arrow down.

Note: If you choose, you may enter the optional structure latitude and longitude coordinate
information in addition to or rather than State County Code, Census Tract Number, and
Census Block Number in section 4, space permitting. Refer to Figure 46. Adding City
Style Addresses for a New Multiunit Structure with Lat/Long Structure
Coordinates (Training—Fictitious Information).

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


Enter the street name in the first and last lines needed in the Complete Street Name
(4b) and draw an arrow down.
Enter the Apt/Unit Number (4f) for each apartment or unit.

Note: You must provide unit identifiers (e.g. Apt 1, Apt 2, Unit A, Unit B) for multiunit buildings.
Ensure that all your apartment buildings, especially small multiunit buildings (3-4 units),
such as large houses subdivided into apartments, have a separate address line for each
unit that includes the basic street address and the individual unit designation.




Enter the Mailing ZIP Code (4g) in the first and last lines needed and draw an arrow
down.
Enter the Unique Map Spot Number (5)—Optional, if the approximate location is
known. See the note below.

Note: You may add a unique map spot number to the Address List Add Page for the newly
constructed apartment building. The unique map spot represents the structure and all of
the units within it, refer to Figure 45. If you add a unique map spot number on the
Address List Add Page, you must identify the map spot location on the small format
paper map, refer to Figure 47.



Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.



On the next page of the Address List Add Page, repeat the instructions until all of the
buildings and their individual units are added.

Refer to Figure 44. Adding City Style Addresses for a New Multiunit Structure to
the Address List Add Page (Training—Fictitious Information).

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Figure 44. Adding City Style Addresses for a New Multiunit Structure to the Address List Add
Page (Training—Fictitious Information)

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Figure 45. Adding City Style Addresses for a New Multiunit Structure and Map Spots (Training—
Fictitious Information)

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Figure 46. Adding City Style Addresses for a New Multiunit Structure with Lat/Long Structure
Coordinates (Training—Fictitious Information)

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On the Small Format Paper Map:
Optional: If you know the approximate location of
the multiunit unit structure you are adding, you may
assign a unique map spot number, such as A1.
Label the map spot with its associated Unique Map
Spot Number as you recorded in column 5 on the
Address List Add Page.

Figure 47. Identifying a New Multiunit Structure on the Small
Format Paper Map (Training—Fictitious Information)

4.4

Updating Addresses on the Census Address List

Action Codes
There are four action codes used to make updates to the Census Address List. You can
make updates to residential addresses only. You must include the appropriate action
code with each address record that you update. The Census Bureau will process only
those address records that contain an action code.
C—Correct this address.
D—Delete this address.
J—Address is not in this jurisdiction.
N—Address is nonresidential.

The C Action Code
Print a “C” in the Action Code, column 3, on the Census Address List for the following
situations:
 Incorrect state code.
 Incorrect county code.
 Incorrect census tract number.
 Incorrect census block number.
 Incorrect street name (including street directional and street type information).
 Incorrect ZIP Code.

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The D Action Code
Do not make corrections to any other columns when entering the “D” action code.
Print a “D” in the Action Code, column 3, on the Address List for the following
situations:
 Housing unit or multiunit structure no longer exists, is uninhabitable, or is a duplicate.
 Street or addresses along a street that no longer exists.
Print a “D” in the Action Code, column 3, on the Census Address List then use the
Address List Add Page to add corrected addresses for the following situations:
 Incorrect house number.
 Incorrect apartment or unit number.
 Single housing unit converted to a multiunit structure.
 Multiunit structure converted to a single housing unit.
 Single housing unit converted to a group quarters.
 Group quarters converted to a single housing unit.
The J Action Code
Enter a “J” in the Action Code (3) column for residential addresses that are not in your
jurisdiction. Do not make corrections to any other columns for an address not in your
jurisdiction.
The N Action Code
Print an “N” in the Action Code, column 3, on the Census Address List for addresses
that are listed on the Address List but are used for any purpose other than residential
such as:
 Businesses.
 Schools.
 Churches.
 Government offices.
Before entering an “N” action code, ensure that the structure does not contain a housing
unit. Some structures can contain both residential and nonresidential units even though
they have a single address such as an apartment over a store or a home with an office.
Do not make corrections to any other columns for nonresidential addresses.

4.4.1

Correcting Addresses (The C Action Code)

The following is a list of a few examples using the “C” Action Code:
 Correcting a street and addresses located in an incorrect block.
 Correcting an address located in an incorrect block.
 Correcting a street name.

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4.4.1.1 Scenario: Correcting the Location of a Street and its Associated
Addresses
Correcting the location of a street located in an incorrect census block is a two-step
process. First correct affected address on the Census Address List using the
instructions below, then identify the correct location of the street on the map.
The Census Address List shows 100 through 117 S Holdener St, map spots 38-52, as
located in census block 1003. According to local sources, S Holdener St is located
south of Pampas St in census block 1009.
On the Census Address List:
 Print a “C” in the Action Code (3) column for the first and last block number that needs





correction.
Draw an arrow down from the first entry to the last entry.
In the Census Block (4c) column, cross out the incorrect block number and print the
correct block number above it. In this example, cross out 1003 and print 1009 above it.
Draw an arrow down from the first entry to the last entry.
Repeat this procedure for all the Census Address List sheets containing the block
number that needs correction.

Refer to Figure 48. Correcting the Location of a Street and its Associated
Addresses on the Census Address List.


Indicate the correction on the paper map.

See Figure 49. Identifying the Location of a Street and its Associated Addresses
on the Small Format Paper Map (Training—Fictitious Information) and Figure 50.
Identifying the Location of a Street and its Associated Addresses on the Small
Format Paper Map with Address Ranges and Address Breaks (Training—
Fictitious Information).

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Figure 48. Correcting the Location of a Street and its Associated Addresses on the Census
Address List

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On the Small Format Paper Map:
Using a colored pencil, cross out the incorrect location
of S Holdener St with a series of “Xs.” Circle the entire
street to include all the affected map spots that need to
be moved with the street.
Redraw S Holdener St in its correct census block,
1009, and print the street name above it.
Draw an arrow to the correct location of
S Holdener St.

Figure 49. Identifying the Location of a Street and its Associated
Addresses on the Small Format Paper Map (Training—Fictitious
Information)

Identifying the Location of a Street and its
Associated Addresses on the Small Format
Paper Map with Address Ranges and Address
Breaks:
Optional: At this location, S Holdener St includes an
even numbered address range6 from 100 through
114 on the north and an odd numbered address
range from 101 through 117 on the south.
Print the address ranges above and below the
S Holdener St.
Print the address breaks where S Holdener St
intersects Aldin St between address numbers 101
and 1037.

Figure 50. Identifying the Location of a Street and its Associated
Addresses on the Small Format Paper Map with Address Ranges
and Address Breaks (Training—Fictitious Information)

6

Address ranges are the lowest and highest address numbers used to identify structures along each
side of a street segment that has city style addresses. Usually one side of the street has even address
numbers and the opposite side has odd address numbers.

7

Address breaks are the city style addresses on each side of a boundary or at an intersection of a street
with another street or feature.

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4.4.1.2 Scenario: Correcting an Address Located in an Incorrect Census Block
During your address review, you may find an address (house number/street name) is
correct but the structure is located in an incorrect census block.
The Census Address List shows 411 Alexander Blvd located in block 2001. Local
sources indicate that 411 Alexander Blvd is located in block 2005.
On the Census Address List:
 Print a “C” in the Action Code (3) column.
 In the Census Block (4c) column, cross out the incorrect block number and print the


correct block number above it. In this example, cross out 2001 and print 2005 above it.
Optional: If you know the approximate location of the address in the correct block, cross
out the map spot number in the Map Spot Number (8) column and print a unique map
spot number above it. In this example, the assigned map spot number is C1, representing
a correction.

Refer to Figure 51. Correcting an Address Located in an Incorrect Block on the
Census Address List.


Indicate the correction on the small format paper map.

Refer to Figure 52. Correcting an Address Located in an Incorrect Block on the
Small Format Paper Map (Training—Fictitious Information).

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Figure 51. Correcting an Address Located in an Incorrect Block on the Census Address List

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On the Small Format Paper Map:
Using a colored pencil, circle the incorrect map
spot of the address. In this example, 411
Alexander Blvd, map spot 11.
Draw a colored circle to represent the map spot
in the correct location.
Draw an arrow down from the incorrect map
spot to the correct location.

Figure 52. Correcting an Address Located in an Incorrect Block on
the Small Format Paper Map (Training—Fictitious Information)

4.4.1.3 Scenario: Correcting an Incorrect Street Name
Incorrect street names on the Census Address List may happen for a variety of reasons.
For instance, they may occur when the Census Bureau receives the USPS Delivery
Sequence File (DSF)8 that contains an incorrect street spelling or as an incorrect entry
during Census Bureau field operations.
The Census Address List and map incorrectly shows Nale Pl instead of Nail St, the
correct street name.

On the Census Address List:
 Print a “C” in the Action Code (3) column for the first and last addresses that are affected





by the street name correction.
Draw an arrow down from the first entry to the last entry.
In the Complete Street Name (4b) column, cross out the incorrect name, in this
example, Nale Pl, and print the correct name, Nail St, above it for the first street name
and the last street name that needs correction.
Draw an arrow down from the first entry to the last entry.
Repeat this procedure for all the Address List sheets containing the street name that
needs correction.

See Figure 53. Correcting a Street Name on the Census Address List. Correct the
street name on the small format paper maps as shown in Figure 54. Correcting a
Street Name on the Small Format Paper Map (Training—Fictitious Information).

8

A computerized file containing all delivery point address serviced by the USPS. The USPS updates the
DSF continuously as its letter carriers identify addresses for new delivery points or changes in the status
of existing addresses.

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Figure 53. Correcting a Street Name on the Census Address List

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On the Small Format Paper Map:
Using a colored pencil, cross out the
incorrect name, Nale St and print the
correct name, Nail St, above it.
Use double hatch marks to show the
extent of the name change. In this
instance, the entire street needs
correction.
If there is an alternate street name, print
the alternate street name in parentheses.
For example, Nail St (Co Rd 9).

Figure 54. Correcting a Street Name on the Small Format Paper
Map (Training—Fictitious Information)

4.4.1.4 Scenario: Correcting a Street Name that Extends Multiple Blocks
Identify all the Census Address List sheets containing the addresses located along the
incorrect street name for each block affected by the correction.

On the Census Address List:
 Print a “C” in the Action Code (3) column for the first street name and last street name





that needs correction.
Draw an arrow down from the first entry to the last entry.
In the Complete Street Name (4b) column, cross out the incorrect name and print the
correct street name above it for the first street name and last street name that needs
correction.
Draw an arrow down from the first entry to the last entry.
Repeat this procedure for all the Address List sheets containing the street name that
needs correction.

On the Small Format Paper Map:
1. Print all the block maps containing the incorrect street name for each block affected by
the street name correction.
2. On each sheet, use double hatch marks to show the extent of the name change.
3. If there is an alternate street name, print the alternate street name in parentheses. Refer
to Figure 54.

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4.4.2

Deleting Addresses (The D Action Code)

Enter a “D” in the Action Code (3) column to delete an address. Be very careful when
using this action code. Before deleting an address, ensure that the housing unit or
group quarters does not exist, is uninhabitable, is a duplicate address, or needs
correction in a field that is not editable. There are situations where a “C” action code is
not permissible. In these situations, flag the incorrect record for deletion, “D” action
code, and add the correct version of the address record to the Address List Add Page
using the “A” action code.
Duplicate addresses are those incorrectly listed twice on the Census Address List for
the same residential address. For example, the Census Address List lists 101 Main St
and 101 S Main St. Your local address sources indicate that there is a 101 S Main St
but no 101 Main St. After confirming that 101 Main St does not exist, you would enter a
“D” in the Action Code (3) column for 101 Main St.
Do not make corrections to any other columns on the Census Address List for a
deleted address.
The following is a list of a few examples using the “D” Action Code shown in this
section:


Deleting addresses that no longer exist.



Deleting an incorrect house number and adding the corrected address to the Address List
Add Page.



Deleting incorrect apartment/unit numbers and adding the corrected addresses to the
Address List Add Page.



Deleting a single housing unit converted to a multiunit structure on the Census Address
List and adding multiunit address to the Address List Add Page.



Deleting addresses for a multiunit converted to a single housing unit and adding the
single housing unit to the Address List Add Page.



Deleting a group quarters address converted to a single housing unit and adding the
single housing unit address to the Address List Add Page.



Deleting a single housing unit address converted to a group quarters and adding the
group quarters address to the Address List Add Page.

4.4.2.1 Scenario: Deleting Addresses that no Longer Exist on a Section of a
Street on the Address List
This example is for a section of street that no longer exists. The housing units along the
street section were demolished.
On the Census Address List:
A section of S Holdener St in census block 1003 no longer exists and the housing units
along this section were demolished.

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



Print a “D” in the Action Code (3) column for the first and last addresses that need
deletion.
Draw an arrow down from the first entry to the last entry.
Repeat this procedure for all the Census Address List sheets containing the addresses
that need deletion.

Refer to Figure 55. Deleting Addresses on the Census Address List for a Section
of a Deleted Street.


Identify the street that no longer exists on the small format paper map.

Refer to Figure 56. Deleting a Section of a Street and Addresses that No Longer
Exist on the Small Format Paper Map (Training—Fictitious Information).

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Figure 55. Deleting Addresses on the Census Address List for a Section of a Deleted Street

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On the Small Format Paper
Map:
Use a colored pencil to “X”
out the section of the street
that no longer exists.
Use double hatch marks to
define the extent of the
deleted segment when
deleting only part of the
street.

Figure 56. Deleting a Section of a Street and Addresses that No
Longer Exist on the Small Format Paper Map (Training—Fictitious
Information)

4.4.2.2 Scenario: Deleting the Addresses on the Address List for an Entire Street
that no Longer Exists
In this example, all of the housing units along a street were demolished the entire street
no longer exists.
All of the houses on Nale Pl in census block 2001 were demolished, and the entire
street no longer exists.

On the Census Address List:
 Print a “D” in the Action Code (3) column for the first and last addresses that no longer



exist.
Draw an arrow down from the first entry to the last entry.
Repeat this procedure for all the Census Address List sheets containing the addresses
that no longer exist.

Refer to Figure 57. Deleting Addresses that no Longer Exist on the Census
Address List.



Identify the street that no longer exists on the small format paper map.

Refer to Figure 58. Deleting a Street and Addresses that no Longer Exist on the
Small Format Paper Map (Training—Fictitious Information).

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Figure 57. Deleting Addresses that no Longer Exist on the Census Address List

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On the Small Format Paper Map:
Using a colored pencil, “X” out the entire
street and put a line through the name.

Figure 58. Deleting a Street and Addresses that no Longer Exist on
the Small Format Paper Map (Training—Fictitious Information)

4.4.2.3 Scenario: Incorrect House Number(s)
To correct an incorrect house number, use the “D” action code on the Census Address
List then add the correct address to the Address List Add Page.
The Census Address List shows seven incorrect house numbers along Ionia Ave, 102
through 114. According to your local sources, the house numbers are actually 1002
through 1014.

On the Census Address List:
 Print a “D” in the Action Code (3) column for the first and last incorrect house number



addresses that need deletion.
Draw an arrow down from the first entry to the last entry.
Repeat this procedure for all the Census Address List sheets containing the incorrect
house numbers that need deletion.

Refer to Figure 59. Deleting an Incorrect House Number on the Census Address
List.



Add the correct addresses to the Address List Add Page.

Refer to Figure 60. Adding Corrected House Numbers to the Address List Add
Page (Training—Fictitious Information).

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Figure 59. Deleting an Incorrect House Number on the Census Address List

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On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,










page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)
Enter the information in section 2, Census Geographic Location of Address, including
the State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). If there are multiple entries, print the information in the first and last lines
needed.
Draw an arrow down from the first entry to the last entry.
Enter the correct house number for each address in the Complete Address Number
(4a) column.
Enter the street name in the Complete Street Name (4b) column in the first and last lines
needed.
Draw an arrow down from the first entry to the last entry.
Enter the Mailing ZIP Code (4g) in the first and last lines needed and draw an arrow
down from the first entry to the last entry.
Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.



Repeat this procedure for all the Address List Add Page sheets needed.

Refer to Figure 60. Adding Corrected House Numbers to the Address List Add
Page (Training—Fictitious Information).
No map updates are required for this example.

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Figure 60. Adding Corrected House Numbers to the Address List Add Page (Training—Fictitious
Information)

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4.4.2.4 Scenario: Incorrect Apartment or Unit Numbers
To correct incorrect apartment or unit numbers, use the “D” action code in the Action
Code column to delete the incorrect address for each unit on the Census Address List.
Enter the correct address and apartment or unit number for each unit using the Address
List Add Page.
The Census Address List incorrectly shows the apartment numbers for the 12
apartment, three-story multiunit structure located at 3567 Achilles Dr. Apartment
numbers 1 – 12 need correction to 101 - 104, 201 - 204, and 301 - 304.
On the Address List:
 Print a “D” in the Action Code (3) column for the first and last addresses that need



correction.
Draw an arrow down from the first entry to the last entry.
Repeat this procedure for all the Address List sheets containing the addresses that need
correction.

Refer to Figure 61. Deleting Incorrect Apt/Unit Numbers on the Census Address
List.


Add the correct addresses to the Address List Add Page.

Refer to Figure 62. Adding Corrected Apt/Unit Numbers to the Address List Add
Page (Training—Fictitious Information).

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Figure 61. Deleting Incorrect Apt/Unit Numbers on the Census Address List

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On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,










page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)
Enter the information in section 2, Census Geographic Location of Address, including
the State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). If there are multiple entries, print the information in the first and last lines
needed and draw an arrow down from the first entry to the last entry.
Enter the house number in the Complete Address Number (4a) column in the first and
last lines needed.
Draw an arrow down from the first entry to the last entry.
Enter the street name in the Complete Street Name (4b) column in the first and last lines
needed.
Draw an arrow down from the first entry to the last entry.
Enter the correct apartment or unit number for each address in the Apt/Unit Number (4f)
column.
Enter the Mailing ZIP Code (4g) in the first and last lines needed.
Draw an arrow down from the first entry to the last entry.



Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.



Repeat this procedure for all the Address List Add Page sheets needed.

Refer to Figure 62. Adding Corrected Apt/Unit Numbers to the Address List Add
Page (Training—Fictitious Information).
No map updates are required for this example.

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Figure 62. Adding Corrected Apt/Unit Numbers to the Address List Add Page (Training—Fictitious
Information)

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4.4.2.5 Scenario: Single Housing Unit Converted to a Multiunit Structure
Use the “D” action code to delete a single housing unit converted to a multiunit
structure. On the Address List Add Page enter the address information including the
required unit identifier for each unit.
The single housing unit at 105 Minoan Pkwy recently converted to a multiunit structure
containing two apartments, apartments 105 A and 105 B.
On the Census Address List:
 Print a “D” in the Action Code (3) column for the converted housing unit address, 105
Minoan Pkwy.

Refer to Figure 63. Deleting a Single Housing Unit Address Converted to a
Multiunit Structure on the Address List.


Add the new addresses to the Address List Add Page.

Refer to Figure 64. Adding Multiunit Addresses Converted from a Single Housing
Unit to the Address List Add Page (Training—Fictitious Information).

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Figure 63. Deleting a Single Housing Unit Address Converted to a Multiunit Structure on the
Address List

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On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,











page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)
Enter the information in Section 2, Census Geographic Location of Address, including the
State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). If there are multiple entries, print the information in the first and last lines
needed and draw an arrow down from the first entry to the last entry.
Enter the house number for each address in the Complete Address Number (4a)
column.
Enter the street name in the Complete Street Name (4b) column in the first and last lines
needed.
Draw an arrow down from the first entry to the last entry.
Enter the correct apartment or unit number for each unit in the Apt/Unit Number (4f)
column.
Enter the Mailing ZIP Code (4g) in the first and last lines needed.
Draw an arrow down from the first entry to the last entry.
Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.



Repeat this procedure for all the Address List Add Page sheets needed.

See Figure 64. Adding Multiunit Addresses Converted from a Single Housing Unit
to the Address List Add Page (Training—Fictitious Information).
No map updates are required for this example.

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Figure 64. Adding Multiunit Addresses Converted from a Single Housing Unit to the Address List
Add Page (Training—Fictitious Information)

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4.4.2.6 Scenario: Multiunit Structure Converted to a Single Housing Unit
Use the “D” action code to delete the individual addresses for a multiunit structure
converted to a single housing unit. Add the address for the single housing unit to the
Address List Add Page.
The multiunit structure at 112 Friona Ave that contained four apartments, converted to a
single housing unit.
On the Census Address List:
 Print a “D” in the Action Code (3) column for the first and last addresses.
 Draw an arrow down from the first entry to the last entry.
 Repeat this procedure for all the Census Address List sheets needed.
Refer to Figure 65. Deleting Addresses for a Multiunit Conversion to a Single
Housing Unit on the Census Address List.


Add the address for the single housing unit to the Address List Add Page.

Refer Figure 66. Adding a Single Housing Unit Address to the Address List Add
Page (Training—Fictitious Information).

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Figure 65. Deleting Addresses for a Multiunit Conversion to a Single Housing Unit on the Census
Address List

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On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,








page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)
Enter the information in Section 2, Census Geographic Location of Address, including the
State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). If there are multiple entries, print the information in the first and last lines
needed and draw an arrow down from the first entry to the last entry.
Enter the house number for the address in the Complete Address Number (4a) column.
Enter the street name in the Complete Street Name (4b) column.
Enter the Mailing ZIP Code (4g).
Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.

Refer to Figure 66. Adding a Single Housing Unit Address to the Address List Add
Page (Training—Fictitious Information).
No map updates are required for this example.

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Figure 66. Adding a Single Housing Unit Address to the Address List Add Page (Training—
Fictitious Information)

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4.4.2.7 Scenario: Group Quarters Converted to a Single Housing Unit
Use the “D” action code to delete the group quarters address then add the single
housing unit address to the Address List Add Page.
The group quarters, Almost There Halfway House, at 310 Alexander Blvd converted to a
single housing unit.
On the Census Address List:
 Print a “D” in the Action Code (3) column for the converted address.
Refer to Figure 67. Deleting the Address for a Group Quarters Conversion to a
Single Housing Unit.


Add the address for the single housing unit to the Address List Add Page.

Refer to Figure 68. Adding a Single Housing Unit Address (Training—Fictitious
Information).

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Figure 67. Deleting the Address for a Group Quarters Conversion to a Single Housing Unit

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On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,








page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)
Enter the information in Section 2, Census Geographic Location of Address, including the
State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). If there are multiple entries, print the information in the first and last lines
needed and draw an arrow down from the first entry to the last entry.
Enter the house number for the address in the Complete Address Number (4a) column.
Enter the street name in the Complete Street Name (4b) column.
Enter the Mailing ZIP Code (4g).
Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.

Refer to Figure 68. Adding a Single Housing Unit Address (Training—Fictitious
Information).
No map updates are required for this example.

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Figure 68. Adding a Single Housing Unit Address (Training—Fictitious Information)

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4.4.2.8 Scenario: Single Housing Unit Converted to a Group Quarters
Use the “D” action code to delete the single housing unit address then add the group
quarters address to the Address List Add Page. You must enter a “Y” in column 3 to
identify the address as a group quarters and provide the group name and facility name if
the group quarters are associated with a facility.
The single housing unit located at 209 Jeffras Dr converted to a group quarters, the
Winter County Nursing Facility.
4.4.2.7.1 Deleting an Address for a Single Housing Unit Converted to a Group
Quarters on the Census Address List:
 Print a “D” in the Action Code (3) column for the single housing unit converted to a group
quarters.

See Figure 69. Deleting the Address of a Single Housing Unit Converted to a
Group Quarters.


Add the group quarters address to the Address List Add Page.

See Figure 70. Adding an Address for a Group Quarters Converted from a Single
Housing Unit Address (Training—Fictitious Information).

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Figure 69. Deleting the Address of a Single Housing Unit Converted to a Group Quarters

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On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,





page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)
Enter the information in Section 2, Census Geographic Location of Address, including the
State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). If there are multiple entries, print the information in the first and last lines
needed and draw an arrow down from the first entry to the last entry.
Enter “Y” in column 3, Enter “Y” if this is a Group Quarters.

Note: If you enter a “Y” in column 3, you must provide a group quarters name (column 4d) and
a facility name (column 4e) if the group quarters are associated with a facility (e.g. GQ
Name – Dobbs Hall; Facility Name – University of Illinois). The Census Bureau will not
process an identified group quarters address record without a group quarters name.







Enter the house number for the address in the Complete Address Number (4a) column.
Enter the street name in the Complete Street Name (4b) column.
Enter the Group Quarters Name (4d). If the group quarters are associated with a facility,
provide the facility name
Enter the Mailing ZIP Code (4g).
Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.

Refer to Figure 70. Adding an Address for a Group Quarters Converted from a
Single Housing Unit Address (Training—Fictitious Information).
No map updates are required for this example.

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Figure 70. Adding an Address for a Group Quarters Converted from a Single Housing Unit
Address (Training—Fictitious Information)

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4.5

Non-City Style Addresses

The Census Bureau classifies addresses that do not include a house number and/or a
street name as non-city style addresses. Non-city style addresses also may include an
incomplete house number or street name address. Frequently used non-city style
mailing addresses that are included on the Census Address List are:
 Physical location description.
 Rural route and box number.
 Highway contract route and box number.
Non-city style addresses often do not follow any numeric sequence and may not be
associated with the name of the street or highway on which they are located. For this
reason, the Census Bureau uses different methods to compile the list of addresses for
inclusion into the address list, such as a physical location description (BRICK HSE
w/ATTACHED GARAGE ON RIGHT), structure points (geographic coordinates), and
census geographic codes (state code, county code, census tract number, census block
number).
Rural routes and highway contract routes are mailbox delivery routes served by rural
carriers to deliver and collect mail from roadside mailboxes. In addition to the route and
box numbers, these addresses may also include a complete address number, complete
street name, and location description, or any combination used for emergency location
services, such as police, fire, and rescue (E-911 addresses). In some instances, the
complete address number and box number are identical. In other instances, the rural or
highway contract route and box number and the complete address number are different.
Since PO Box numbers and general delivery addresses are mailing addresses only and
not associated with a housing unit or housing unit location, the Census Bureau cannot
accept them through the LUCA operation.

4.5.1

Adding Non-city Style Addresses to the Address List Add Page

The most common non-city style addresses on the Census Address List are the
physical location description and identifying map spot, and rural route and highway
contract route and box numbers. The following instructions provide a few examples of
how to add non-city style addresses missing on the Census Address List.
4.5.1.1 Scenario: Adding New Physical Location Description Addresses to the
Address List Add Page
To add a new physical location description address to the Address List Add Page, in
addition to a well-defined location description you must provide:
 Geocodes and a map spot on the paper map, and/or
 The latitude and longitude of the housing unit or group quarters structure.
One area of Winter County uses PO Boxes at the local post office to receive their mail.
There is no city style (E-911 address, e.g., house number and street name) location
addresses or mailbox delivery addresses. The only way to locate the housing unit
structures in this area are with a physical location description.
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The area north of Aca St includes three new housing units. The physical location
descriptions and their identifying map spots are missing from the Address List and map.
On the Address List Add Page:




Enter the appropriate heading information including your entity name, entity ID code,
page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)
Enter the information in section 2, Census Geographic Location of Address, including
the State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c). If there are multiple entries, print the information in the first and last lines
needed and draw an arrow down from the first entry to the last entry.

Note: If you choose, you may enter the structure latitude and longitude coordinate information
in addition to or rather than the State County Code, Census Tract Number, and Census
Block Number in Section 4, space permitting. Refer to Figure 72.







Enter the Complete Street Name (4b) for each new location description address, if
known.
Identify each new housing unit with a Physical Location Description (4e). Provide a
well-defined description.
Enter the Mailing ZIP Code (4g) in the first and last lines, if known. Draw an arrow down
from the first entry to the last entry.
Enter a Unique Map Spot Number in column 5 for each new location description
address.
Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.
You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.

See Figure 71. Adding New Physical Location Description Addresses (Training—
Fictitious Information) and Figure 72. Adding New Physical Location Description
Addresses with Lat/Long Structure Coordinates and Map Spots (Training—
Fictitious Information).



You must identify each new housing unit on the small format paper map with its
corresponding unique map spot number.
If you know the latitude and longitude of each address, you may enter the coordinates in
section 4, or where space permits.

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Figure 71. Adding New Physical Location Description Addresses (Training—Fictitious
Information)

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Figure 72. Adding New Physical Location Description Addresses with Lat/Long Structure
Coordinates and Map Spots (Training—Fictitious Information)

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On the Small Format Paper Map:
You must provide the approximate location
of each address you are adding. You may
assign each individual address a unique map
number, A1, A2, A3, etc.
Label each map spot with its associated unique
Map Spot Number as you recorded in column 5
on the Address List Add Page beginning with
A1, A2, A3, etc.

Figure 73. Identifying New Physical Location Description
Addresses with Map Spots on the Small Format Paper Map
(Training—Fictitious Information)

4.5.1.2 Scenario: Adding Rural Route and Box Number Addresses to the Address
List Add Page
Because rural routes and highway contract routes are mailbox delivery routes served by
rural carriers to deliver and collect mail from roadside mailboxes, adding these types of
addresses must include additional information to locate the housing unit or group
quarters. In addition to the rural route or highway contract number and box number
address, you must provide:



Map spot on the map, and/or housing unit or group quarters structure latitude and
longitude.

And one of the following:




City style address (E-911 address e.g., house number and street name).
Location description.

All of the mailing addresses in Winter County are rural route and box number. Several
addresses along Olympus Hwy in tract 0046.00, block 2000, are missing on the Census
Address List. These include RR 3 Box 289, RR 3 Box 290, RR 3 Box 293, and RR 3
Box 294. This scenario includes a street name, map spot numbers, and an example for
adding the structure latitude and longitude.

On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,



page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1. (If you need multiple pages, begin the
first page with 1 and end with 4 in the Line Number column, on the second page begin
with 5 and end with 8. Continue adding the line number sequence on each page.)
Enter the information in section 2, Census Geographic Location of Address, including
the State County Code (2a) number, Census Tract Number (2b), and Census Block

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Number (2c). If there are multiple entries, print the information in the first and last lines
needed and draw an arrow down from the first entry to the last entry.
Note: If you choose, you may enter the structure latitude and longitude coordinate information
in addition to or rather than State County Code, Census Tract Number, and Census
Block Number in section 4, space permitting. Refer to Figure 75.







Enter the RR or HCR and Box Number (4c) for each address.
Enter the Mailing ZIP Code (4g) in the first and last lines, if known.
Draw an arrow down from the first entry to the last entry.
Enter a Unique Map Spot Number in column 5 for each address.
Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.

You may print the Address Use in the first and last lines needed and draw an arrow
down if the address use is the same.




Identify each housing unit on the paper map with its corresponding unique map spot
number as shown in Figure 73. Identifying New Physical Location Description
Addresses with Map Spots on the Small Format Paper Map (Training—Fictitious
Information).
You must identify each new housing unit on the small format paper map with its
corresponding unique map spot number.

Refer to Figure 74. Adding Rural Route and Box Number Addresses (Training—
Fictitious Information) and Figure 76. Identifying Missing Addresses with Map
Spots on the Small Format Paper Map (Training—Fictitious Information).

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Figure 74. Adding Rural Route and Box Number Addresses (Training—Fictitious Information)

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Figure 75. Adding Rural Route and Box Number Addresses with Lat/Long Structure Coordinates
and Map Spots (Training—Fictitious Information)

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On the Small Format Paper Map:
You must provide the approximate location
of each address you are adding. You may
add each individual address a unique map spot
number, A1, A2, A3, A4, etc.
Label each map spot with its associated unique
Map Spot Number as you recorded in column 5
on the Address List Add Page beginning with
A1, A2, A3, etc.

Figure 76. Identifying Missing Addresses with Map Spots on the
Small Format Paper Map (Training—Fictitious Information)

4.5.2

Correcting Addresses for Non-city Style Addresses Using the C
Action Code

The following corrections to non-city style addresses are the same as city style
addresses described in Section 4.4.
Print a “C” in the Action Code, column 3, on the Address List for the following
situations:










Incorrect state code.
Incorrect county code.
Incorrect census tract number.
Incorrect census block number.
Incorrect street name (including street directional and street type information).
Incorrect ZIP Code.
Incorrect structure latitude.
Incorrect structure longitude.

4.5.2.1 The D Action Code for Non-city Style Addresses
Enter a “D” in the Action Code column to delete an address. Be very careful when using
this action code. Before deleting an address, ensure that the housing unit or group
quarter does not exist, is uninhabitable, is a duplicate address, or needs corrected in a
column that is not editable. Do not make corrections to any other columns when
entering the “D” action code.
Print a “D” in the Action Code, column 3, on the Address List for the following
situations:
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








Deleting an address that no longer exists, is uninhabitable, or is a duplicate.
Deleting a street or addresses along a street that no longer exists.
Deleting an incorrect non-city style mail delivery address (RR and Box number or HCR
and Box number) then adding the correct house number to the Address List Add Page.
Deleting an incorrect apartment or unit number address then adding the correct address
and apartment or unit number to the Address List Add Page.
Deleting a single housing unit converted to a multiunit structure then adding the address
to the Address List Add Page.
Deleting a multiunit structure converted to a housing unit then adding the address to the
Address List Add Page.
Deleting a single housing unit converted to a group quarters then adding the address to
the Address List Add Page.
Deleting a group quarters converted to a single housing unit then adding the address to
the Address List Add Page.

4.5.2.2.1 Scenario: Deleting a Physical Location Description Address on the
Address List
To update a physical location description and map spot address you need to delete the
address on the Census Address List and add the updated address to the Address List
Add Page. In addition to the required state and county codes, and census tract and
block codes, provide a well-defined description of the housing unit location. If the
location is the same, enter the map spot number from the Address List to the Address
List Add Page, column 5, Unique Map Spot Number.
A section north of Aca St in census tract 0054.00, block 1000 developed over the last
several years. The tan trailer identified by map spot number 1 in column 8, no longer
exists but was replaced with a brown Tutor style house with beige trim and an attached
two-car garage.


Print a “D” in the Action Code (3) column for the location description address that no
longer exists.

Refer to Figure 77. Deleting a Location Description Address that no Longer Exists
on the Census Address List.


Add the new physical location description address to the Address List Add Page.

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Figure 77. Deleting a Location Description Address that no Longer Exists on the Census Address
List

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On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,









page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1.
Enter the information in Section 2, Census Geographic Location of Address, including the
State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c).
Enter the Complete Street Name (4b) for the corrected physical location description
address.
Identify the corrected housing unit with a Physical Location Description (4e). Provide a
well-defined description.
Enter the Mailing ZIP Code (4g).
Enter the Unique Map Spot Number (5) as shown on the Census Address List, if the
location is the same.
If the structure latitude and longitude are listed on the Census Address List, you may
enter them in section 4.
Enter the Address Use (6), if known:
M—mailing purposes.
L—location purposes, including emergency services, or
B—both mailing and location purposes.

Refer to Figure 78. Adding a Corrected Physical Location Description Address
(Training—Fictitious Information).

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Figure 78. Adding a Corrected Physical Location Description Address (Training—Fictitious
Information)

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4.6

Ungeocoded Addresses—Counties Only

The Census Address List for county participants may contain ungeocoded addresses
that are missing census tract and census block codes. Ungeocoded addresses are
located at the end of the address list. You may use the “C,” “D,” “N,” and “J” action
codes to include geocodes (census tract and census block) for correcting addresses
(C), deleting addresses (D), identifying nonresidential addresses (N), and identifying
addresses not in your jurisdiction (J). When entering the “D,” “N,” and “J” action codes
make no other entries.
The following scenario describes how to include geocodes for ungeocoded addresses
using the “C” action code and identify their location on the map. Although these
addresses include state and county codes, the Census Bureau further geocodes these
addresses to include the census tract and census block. In some cases, where the
Census Bureau does not have new roads or road names in TIGER, these addresses
could remain ungeocoded to the correct census tract or block. The Census Address List
for state and county participants may contain ungeocoded addresses that could indicate
areas of new growth where the Census Bureau may be missing the corresponding road
features.

4.6.1

Adding Geocodes for Ungeocoded Addresses

If your county receives ungeocoded addresses, they are listed on the last page(s) of
your Census Address List. Please provide the census tract and census block for
ungeocoded addresses, if known, to ensure that the Census Bureau can enumerate
each housing unit in the correct location.
4.6.1.1 Scenario: Adding Geocodes for Ungeocoded Addresses on the Census
Address List
The Census Address List for Winter County contains several new city style addresses
that are missing geocodes.
 Print a “C” in the Action Code (3) column for the first and last addresses that need




geocodes added.
Draw an arrow down from the first entry to the last entry.
Print the census tract number in the Census Tract (4b) column and the census block
number in the Census Block (4c) column and draw an arrow down in each column from
the first entry to the last entry.
Optional: If you know the approximate location of each address, assign a unique Map
Spot Number in column 8.

Note: If you choose, you may enter the optional structure latitude and longitude coordinate
information, if known, in addition to or rather than the TRACT and BLOCK in section 4,
space permitting or in column 10, Map Spot Coordinates. Refer to Figure 81 and
Figure 82. You must add a minimum of five digits after the decimal point.

Refer to Figure 79. Ungeocoded Addresses on the Census Address List (Counties
Only) and Figure 80. Adding Geocodes for Ungeocoded Addresses on the Census
Address List (Counties Only).
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Figure 79. Ungeocoded Addresses on the Census Address List (Counties Only)

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Figure 80. Adding Geocodes for Ungeocoded Addresses on the Census Address List (Counties
Only)

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Figure 81. Geocoding Ungeocoded Addresses on the Census Address List with Lat/Long
Structure Coordinates and Map Spots (Counties Only)

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Figure 82. Geocoding Ungeocoded Addresses on the Census Address List with Lat/Long
Structure Coordinates and Map Spots (Counties Only)

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On the Small Format Paper Map: Take
yellow out and the number
Optional: If you know the approximate
location of each address you are
geocoding, you may assign each individual
address a unique map spot number, A1,
A2, A3, etc.
Label each map spot with its associated
unique Map Spot Number as you recorded
in column 8 on the Census Address List
beginning with A1, A2, A3, etc.
Figure 83. Adding Unique Map Spot Number on
the Small Format Paper Map (Training—Fictitious
Information)

4.6.2

Deleting Ungeocoded Addresses on the Census Address List:

If you find ungeocoded addresses that need deletion:
 Print a “D” in the Action Code (3) column to delete an address.
Do not make corrections to any other columns on the Address List for a deleted
address.

4.7

Transitory Location Addresses

Transitory Locations (TLs) are sites that contain movable or mobile housing, or portable
housing units, including boats, motorized recreational vehicles (RVs), tents, trailers that
are pulled by cars or trucks, or any other type of portable housing used as a living
quarters.
The Enumeration of Transitory Locations (ETL) is a census operation designed to
provide coverage for enumeration for locations where people live in non-traditional
housing that is transient or movable in nature. The types of TLs that are included in the
ETL include:
 RV parks
 Marinas
 Campgrounds
Although you may find TLs that are not named on your address list, a few examples of
named TL addresses include:
 Mermaid’s Marina, 23 South Main Street, 99997.
 The Royal Winter Campground, 76 Alexander Blvd, 99997.

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Individual addresses at TLs are identified as Transitory Unit (TU) addresses. The MAF
may include TU addresses as housing units (HUs). TU addresses identified as HUs
pass the address filter as residential housing units and therefore may be included on
your Census Address List. Individual TU addresses include:







Pads
Sites
Slips
Units
Rooms

Examples of TU addresses include:
 Mermaid’s Marina, Slip 63, 23 South Main Street, 99997.
 The Royal Winter Campground, Site 234, 76 Alexander Blvd, 99997.
The Census Bureau will not accept individual TU addresses for pads, sites, slips, units,
or rooms for LUCA. TU addresses are identified and documented during the ETL.
You may delete an existing TU address if you are certain that the address is a TU or
does not exist. Do not make corrections to any other fields on the Census Address List
for a deleted address.
 Enter a “D” in the Action field for the address(es) that need deletion.
No other action is required.

Updating Transitory Location Addresses
There are several updates you may make to TL addresses including:





Adding missing TL addresses. These include main office addresses only, located at the
TL.
Updating incorrect TL addresses by deleting and adding the correct TL address.
Deleting TL addresses that no longer exist or are uninhabitable.

Scenario: Adding a Transitory Location Address
A new RV park, Winters RV Park, opened at 211 Jeffras Drive.





Enter the appropriate heading information including your entity name, entity ID code,
page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1.
Enter the information in section 2, Census Geographic Location of Address, including
the State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c).

Note: If you choose, you may enter the optional structure latitude and longitude coordinate
information in addition to or rather than State County Code, Census Tract Number, and
Census Block Number in section 4, space permitting.

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






Enter the house number in the Complete Address Number (4a) column.
Enter the street name in the Complete Street Name (4b) column.
Enter the TL name in the Group Quarters Name (4d) column. In this instance, do not
enter a Y in the Group Quarters column (3).
Enter TL in the Facility Name or Physical Location Description (4e) column.
Enter the Mailing ZIP Code (4g).
Enter the Unique Map Spot Number (5)—Optional, if the approximate location is
known. See the note below.

Note: You may add a unique map spot number to the Address List Add Page for the newly
constructed office building. If you add a unique map spot number on the Address List
Add Page, you must identify the map spot location on the small format paper map. Refer
to Figure 83.

Refer to Figure 84. Adding a New City Style Address for a TL (Training—Fictitious
Information).

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Figure 84. Adding a New City Style Address for a TL (Training—Fictitious Information)

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Scenario: Correcting a Transitory Location Address
To correct an incorrect TL address, you must first delete the incorrect address using the
“D” action code, then add the entire corrected address to the Address List Add Page.
During your address review, you notice that the main office address for John’s RV Park
and Campground listed on the Census Address List is now Sleepy’s RV Resort and
Campground. This RV resort and campground continues to rent spaces for transients.

On the Census Address List:
 Print a “D” in the Action Code (3) column for the address that needs correction. Refer to
Figure 85. Correcting a TL Address on the Address List.

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Figure 85. Correcting a TL Address on the Address List

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On the Address List Add Page:
 Enter the appropriate heading information including your entity name, entity ID code,









page number, name of the preparer (preparer required to have signed Confidentiality
Agreement Form), and the date.
Enter the appropriate Line Number in column 1.
Enter the information in section 2, Census Geographic Location of Address, including
the State County Code (2a) number, Census Tract Number (2b), and Census Block
Number (2c).
Enter the correct house number in the Complete Address Number (4a) column.
Enter the street name in the Complete Street Name (4b) column.
Enter the TL name in the Group Quarters Name (4d) column. In this instance, do not
enter a Y in the Group Quarters column (3).
Enter TL in the Facility Name or Physical Location Description (4e) column.
Enter the Mailing ZIP Code (4g).
Enter the Unique Map Spot Number (5)—Optional, if the approximate location is
known. Refer to Figure 83.

Refer to Figure 86. Adding a Corrected TL Address to the Address List Add Page
(Training—Fictitious Information).

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Figure 86. Adding a Corrected TL Address to the Address List Add Page (Training—Fictitious
Information)

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4.4.1

Scenario: Deleting a Transitory Location Address

The main office and the campground located at 101 Pampas Place no longer exists.


Enter a “D” in the ACTION field for the address(es) that needs deletion.

No other action is required.

4.8

Nonresidential Addresses (The N Action Code)

Enter an “N” in the Action Code (3) column for addresses that are listed on the Census
Address List but are used for any purpose other than residential such as:
 Businesses
 Schools
 Churches
 Government offices
You may use the “N” Action Code for city style, non-city style, and ungeocoded
addresses that are nonresidential.
Note: Before entering an “N” action code, ensure that the structure does not contain a housing
unit. Some structures can contain both residential and nonresidential units even though
they have a single address such as an apartment over a store or a home with an office.
Do not make corrections to any other columns for nonresidential addresses.

4.8.1

Scenario: Identifying a Nonresidential Address

The housing unit at 202 Cassiopeia Dr is now a business, a nonresidential address.
Updating the Census Address List:
 Print an “N” in the Action Code (3) column.
Do not make corrections to any other columns.
Refer to Figure 87. Identifying a Nonresidential Address. You do not need to make
map updates in this instance.

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Figure 87. Identifying a Nonresidential Address

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4.9

Addresses Not in Your Jurisdiction (The J Action Code)

Enter a “J” in the Action Code (3) column for a residential address that is not in your
jurisdiction. You may use the “J” Action Code for any city style, non-city style, or
ungeocoded address not in your jurisdiction.

4.9.1

Scenario: Identifying an Address Not in Your Jurisdiction

Two housing units at 3526 and 3528 Pueblo Trail are not in your jurisdiction.
Updating the Census Address List:
 Print a “J” in the Action Code (3) column. There are no other corrections needed.
Do not make corrections to any other columns.
Refer to Figure 88. Identifying an Out of Jurisdiction Address. You do not need to
make map updates in this instance.

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Figure 88. Identifying an Out of Jurisdiction Address

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CHAPTER 5. TIGER PARTNERSHIP SHAPEFILES
As part of the LUCA registration process, the Census Bureau offered LUCA participants
the opportunity to choose shapefiles as their product preference map format. The
Census Bureau provides county-based Environmental Systems Research Institute 9
(Esri) shapefiles. The shapefiles, created from the MAF/TIGER system, allow
participants to submit map feature updates electronically. Participants that submit
shapefiles with feature updates must follow Census Bureau instructions discussed in
this chapter.
7F

Shapefile Background
In order to submit digital feature information, you must have a Geographic Information
System (GIS) capable of importing Esri shapefiles, editing the features, and exporting
layers back into Esri shapefile format. Subsequent sections within this chapter provide
details on these three steps.
The Census Bureau’s TIGER Partnership shapefiles contain numerous sets of
shapefiles, but do not contain structure point (map spots) shapefiles. To geocode
addresses to the census blocks, the Census Bureau provides a 2010 tabulation block
shapefile (tabblock2010). All linear features in the Census Bureau’s MAF/TIGER system
are contained in the “edges” shapefile. Participants use the “edges” shapefile to add
and delete features as well as change feature attribution. This chapter provides
examples of edits to the edges shapefile.

5.1.2

Shapefile Setup

The TIGER Partnership shapefiles provided by the Census Bureau are in the following
un-projected geographic-based coordinate system:
 GCS_NAD83
 Angular Unit: Degree (0.017453292519943299)
 Prime Meridian: Greenwich (0.000000000000000000)
 Datum: D_North_American_1983
 Spheroid: GRS_1980
 Semi-major Axis: 6378137.000000000000000000
 Semi-minor Axis: 6356752.31414035610000000
 Inverse Flattening: 298.257222101000020000
If you selected the paper address list and digital maps, the disc you received contains
the non-Title 13 Address Count List and the TIGER Partnership shapefiles in a folder

9

All shapefiles provided by the Census Bureau are in Environmental Systems Research Institute (Esri)
format. The use of brand names does not represent an endorsement of a company or its products by the
U.S. government. Due to the wide use of Esri products by our partners in the GIS community, and
ubiquitous use of the shapefile format as a medium for GIS data exchange, the Census Bureau provides
data in shapefile format.

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named “shape.” Upon completion of the initial setup of files by launching the executable
file to place the contents of the disc in the specific folder you created, open the file and
ensure the file contains the shapefiles for your entity. If your entity spans more than one
county or state, save the shapefile for each state and county to the specific folder you
created during the launching of the executable file. If data is missing or you encounter
an error with the files, please immediately contact the Geographic Partnership Support
Desk toll-free at 1-844-344-0169 or send an email to [email protected].
Please feel free to re-project these shapefiles into your local coordinate system
projection; however, the Census Bureau requests you convert the submission back to
GCS NAD83 prior to submission. Most GIS software packages contain projection
wizards, or something similar, allowing the user to transform file coordinate systems and
projections. For example, if your office uses ArcGIS to update files, please activate and
utilize ArcGIS’s “Projection Utility Wizard” extension.
TIGER Partnership shapefiles contain defined projection information in the *.PRJ file.
Since ArcGIS accesses the *.PRJ file for projection information, there is no need to
define these parameters before changing the file coordinate system.

5.1.3

Editing Features in the Edges Shapefile

After performing the set up guidelines and reviewing the Census Address List as well as
the features in the edges shapefile, if you determine that the Census Bureau needs to
add or delete features or modify attribution of features, you must submit your
modifications in a separate shapefile.
Note: Although the primary purpose of LUCA is to update the Census Address List, it may be
necessary to update spatial features that correspond to address updates. Due to the
limited time to provide LUCA updates, participants should focus on providing road
updates that impact addresses such as new roads.






To add a new or missing feature, digitize or copy the feature into the edges shapefile and
update the MTFCC, FULLNAME, and CHG_TYPE attribution fields.
To move or correct the shape of a feature, first mark the feature for deletion by updating
the CHG_TYPE field then add the feature and necessary attribution updates (MTFCC,
FULLNAME, and CHG_TYPE) in its proper location. Movement and correction of the
shape of a feature is a delete/add scenario.
To mark a feature, or part of a feature, for deletion, update the CHG_TYPE attribution
field for the section of edge to delete, but do not delete the actual feature from the
shapefile.

In each of these instances, use the appropriate change type code located in the coding
scheme as shown in Table 5 to identify the type of feature modification in the
CHG_TYPE field of the edges shapefile. Specific examples of these updates in Section
5.1.4 Change Type Codes and Example of Edges Shapefile Corrections.
Note: The Census Bureau encourages the use of imagery during your review to assist with the
proper spatial placement of features.

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Table 4 contains a portion of the edges shapefile data dictionary that define important
attribute information contained in the edges shapefile. Refer to Appendix L, Shapefile
Layouts, for a complete layout.
Table 4: Edges Shapefile Data Dictionary
Field

Length

Type

TLID

10

Integer

Permanent edge ID

MTFCC

5

String

MAF/TIGER Feature Class Code

120

String

Feature name

4

String

Type of linear feature update

FULLNAME
CHNG_TYPE



Description

TLID is the unique TIGER/Line® ID for the feature segment and is not editable. Leave this
field blank if adding a new feature.
The MAF/TIGER Feature Class Code or MTFCC identifies the most noticeable
characteristic of a feature. This field is required when adding new features. Participants
can modify this field if the current MTFCC is incorrect. The MTFCC is a 5-character code.
The first character is a letter describing the feature class. For example, S1400 identifies
streets and roads. Refer to Appendix K for the MAF/TIGER Feature Classification table.
FULLNAME is the feature name. This field is editable and is required when adding new
or missing features.
CHNG_TYPE identifies the type of feature modification. This field is required in order to
identify all of the edges with proposed changes. See Table 5 for the change type codes
and their descriptions.






5.1.4

Change Type Codes and Example of Edges Shapefile Corrections

This section discusses the three change type codes and provides examples of each.
Each update to the edges shapefile must contain one of the three “change type” codes
listed in Table 5. Record the change type code within the CHNG_TYPE field in the
edges shapefile attribute table for each feature in which an update occurs.
Table 5: Change Type Codes for Feature Corrections
Code

Description

AL

Add Line

CA

Change Attribute

DL

Delete Line

ADD LINE
Code—AL
Used to flag a new road feature added to the edges shapefile.
Provide the features name in the FULLNAME field and appropriate feature class
code in the MTFCC field.

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CHANGE ATTRIBUTE
Change Name
Code—CA
Used to flag a feature to denote a name change.
Provide the feature’s new or corrected name in the FULLNAME field.

Change MTFCC
Code—CA
Used to flag a feature to denote a change to the feature class code (e.g., a local
road, S1400, mistakenly coded as a highway, S1200).

DELETE LINE
Code—DL
Used to flag a feature for deletion.
Do not actually delete the feature from the edges shapefile and make no other
changes to the feature or attribution.

5.1.5

Examples

The following are examples of change type codes for feature additions, deletions, and
attribute corrections.

5.1.4.1 Scenario: Adding a Feature to the Edges Layer
Crystal Ave is a new street. It is missing from the edges shapefile and needs to
be added.
 Start an Editing session on the edges shapefile.
 Open the “Create Features” window in the Editor tool, which you can find under Editing
Windows.

Figure 89. Create Features

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

Click the “Line” under Construction Tools. You will now be able to draw your road.

Figure 90. Line Tool




Digitize the missing street into the edges shapefile. The Census Bureau strongly
recommends using imagery (from ArcGIS or local sources) to ensure the accuracy of the
road placement and digitizing at an appropriate scale (1:2,400 for instance).
To digitize (in ArcGIS), left click with your mouse at the starting point (node) and draw
until the road is complete. Once finished, double left click the mouse to complete the
creation of a new line in the attribute table.

Figure 91. Digitizing a New/Missing Street

In the edges shapefile attribute table:







For the newly created street, enter the appropriate feature class code in the MTFCC field.
In this example, S1400 is the correct choice.
Enter Crystal Ave in the FULLNAME field.
Enter AL in the CHNG_TYPE field.
Leave all other fields blank.
Click “Save Edits”, then “Stop Editing” in the Editing Toolbar.
The map and attribute table should resemble the example below:

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Figure 92. Map and Attribute Table for Adding a New/Missing Street

Although the street name in the examples may differ, refer to Section 0, The following
are a few examples of adding residential city style addresses to the Address List Add
Page:





Adding new addresses for a new street.
Adding addresses for a new group quarters multiunit structure.
Adding addresses for a new multiunit structure.

Scenario: Adding New Addresses for a New Street for instructions on the corresponding
address list updates.

5.1.4.2 Scenario: Correcting a Feature Name
The Census Address List and shapefile incorrectly identifies a street as Mound Rd
rather than Mountain St, the correct street name.
 Start an editing session on the edges shapefile.
 Select all segments of Mound Rd in the edges shapefile.

In the edges shapefile attribute table:
 Edit the FULLNAME field, in this case correcting it from Mound Rd to Mountain St.
 Enter CA in the CHNG_TYPE field.
 Save your edits.
 The map and attribute table should resemble the example below:

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Figure 93. Map and Attribute Table for Correcting a Street Name

Although the street names in the examples may differ, refer to Section 4.4.1.3,
Scenario: Correcting an Incorrect Street Name for instructions on the corresponding
address list updates.

5.1.4.3 Scenario: Changing the MTFCC of an Existing Feature
A local road, Oak St, is miscoded with a highway feature class code.
 Start an editing session on the edges shapefile.
 Select all segments of Oak St in the edges shapefile.

In the edges shapefile attribute table:
 Change the code in the MTFCC field from S1200 to S1400.
 Enter CA in the CHNG_TYPE field.
 Save your edits.
 The attribute table should resemble the example below:

Figure 94. Attribute Table for Correcting MTFCC

5.1.4.4 Scenario: Deleting a feature
The Census Address List and edges shapefile contain Donahue St; however, local
sources and knowledge confirm the road and houses were never constructed.
 Start an editing session on the edges shapefile.
 Select the segment of Donahue St in the edges shapefile that no longer exists.
In the edges shapefile attribute table:
 Enter DL in the CHNG_TYPE field for the selected segment of Donahue St that no longer


exists.
Save your edits.

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

The attribute table should resemble the image below:

Figure 95. Attribute Table for Deleting a Road Feature

Although the street name in the examples may differ, refer to Section 4.4.2.1 Scenario:
Deleting Addresses that no Longer Exist on a Section of a Street on the Address
List and Section 4.5.2.2.1 Scenario: Deleting a Physical Location Description
Address on the Address List for instructions on deleting the addresses from the
address list.
5.1.4.5 Scenario: Correcting the Location of a Street Located in an Incorrect
Census Block
The Census Address List and edges shapefile incorrectly show Court St located north of
Brass Alley. According to local sources, Court St is located south of Brass Alley. Add
Court St in the correct location in the edges layer and mark the incorrect Court St
segment for deletion.

Figure 96. Incorrect Location of a Street





Start an editing session on the edges shapefile.
Digitize Court St into the correct location
Ensure the feature is spatially accurate by utilizing imagery as a reference.

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In the edges shapefile attribute table:
For the new, correct feature:
 Enter the appropriate MTFCC code for the new street. In this example, S1400 is the





correct choice.
Enter Court St in the FULLNAME field.
Enter AL in the CHNG_TYPE field.
Leave all other fields blank.

For the incorrect feature:
 Enter DL in the CHNG_TYPE field to flag the incorrect segment(s) of Court St for




deletion.
Save your edits.
The map and attribute table should resemble the example below. The line for Court St
marked for deletion is above Brass Alley and the newly added line for Court St is below
Brass Alley. Both features are visible in the map and attribute table. The CHNG_TYPE
field in the attribute table for the incorrect feature is marked with a “DL”, while the correct
feature has an “AL.”

Figure 97. Map and Attribute Table for Correcting the Location of a Street

Although the street name in the examples may differ, refer to Section 4.4.1.2,
Scenario: Correcting an Address Located in an Incorrect Census Block for
instructions on the corresponding address list updates.
Below is a summary of the actions in the examples above. Figure 98 displays the
updated attribute table.
 Crystal Ave added.
 Court St added.
 Court St feature in the wrong block marked for deletion.
 Donahue St marked for deletion.
 Mound Rd changed to Mountain St.
 The MTFCC value for Oak St corrected.

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Figure 98. Summary of Actions

Preparing Your Edited Shapefile for Submission
Upon completion of your LUCA review and updates, follow the instructions in this
section for preparing your edited shapefile for submission to the Census Bureau.
Additional instructions for compiling your entire submission are included in Chapter 7.
 Ensure that your edges shapefile has all the desired additions and edits.
 Select all of the features with a value in the CHNG_TYPE field of the edges
shapefile in order to export the selected features and their attributes into a new
shapefile.
 Right click on the edges shapefile and select “Data”, then “Export Data”, as
shown in the image below.

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Figure 99. Export Data Selection

Figure 100. Export Data






Ensure “Selected Features” remains set in the “Export” section of the “Export
Data” window.
Name the new shapefile “luca20__In_changes.shp” where the EntityID
is the entity identification code found on your LUCA materials (starts with two
letters followed by a series of numbers).
Save the shapefile to an easily accessible location on your computer.
Click “OK” to export the shapefile.

The newly exported LUCA submission shapefile should resemble the map and attribute
table below, only containing the edited features.

Figure 101. Edited Road Features for Submission

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CHAPTER 6. SUBMITTING YOUR UPDATED MATERIALS
6.1

Preparing Your Updated LUCA Materials for Submission

After completing your review and update of the LUCA materials, return only those
materials with updates to the National Processing Center at the address shown in
Figure 102. Please include the Inventory Form for the Return/Submission Materials (D2011) in Appendix G with your returned materials. Follow the procedures for shipping
Title 13 materials discussed in this chapter and referenced in Appendix A, the
Confidentiality and Security Guidelines (D-2004).
If any issues arise with your LUCA submission, the Census Bureau will attempt to
contact you to resolve or clarify the issues. Unless there is clarification prior to the
LUCA deadline, your updates may not be incorporated in the MAF/TIGER database.
Your updates are temporary until the verification operation provides confirmation.
If after your review, you determined that the Census Address List is correct and you
have no address updates, please complete the form letter D-2079 included with your
LUCA materials and return it in the enclosed pre-addressed, postage-paid envelope.
If you select that you do not want to receive LUCA Feedback materials, you must
destroy or return all Title 13 address and map materials according to the procedures
outlined in the Confidentiality and Security Guidelines in Appendix A.

6.1.1

Sorting the Paper Census Address List and Address List Add Page

All Census Address List and Address List Add Pages (and copies) are Title 13
materials. Ensure that you store all copies in a secure location.
 Separate the updated pages from the pages without updates.
 Make a copy of the updated pages of the address list and the Address List Add Page to




use during the feedback phase of LUCA.
Bundle only the updated pages to prepare for shipping. Organize the pages by:
The Census Address List.
The Address List Add Page.

Note: Return only those pages containing updates.

6.1.2

Sorting the Paper Maps for Submission

To return the printed PDF small format paper maps and any large format paper maps
with updates to the Census Bureau:





Separate the map sheets with updates from those without updates.
Make a copy of all map sheets containing updates to keep for your records to use during
the Feedback phase of LUCA scheduled to occur in August/September 2019.
Return only those map sheets containing updates.

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Note: All PDF small format maps with map spots are Title 13, U.S.C. address information.
Keep all copies in a secure location. Follow the confidentiality and security guidelines for
both paper and digital security.

6.1.3



Preparing the Shapefiles for Submission
Navigate to the directory where you saved your shapefile changes.
Zip the luca20__In_changes.shp and all associated metadata and
component file (.cpg,.dbf, .prj, .sbx, .shx, .shp, etc.) and name it:
luca20__ln_changes_return.zip. There is no need to password protect this
file because it does not contain any Title 13 information.

Note: Participants using Esri software should utilize ArcCatalog to ensure the necessary file
components are bundled in the zip file appropriately. Participants using another GIS
software must ensure all of the components are included in the zip file for accurate
processing once received at the Census Bureau.




6.1.4

Save a backup copy of your updated digital file(s) for your records and to use during the
feedback phase of the program.
Follow the instructions for mailing your CD/DVD as outlined in the next section, or you
may submit your shapefile through the Secure Web Incoming Module (SWIM). See
Section 6.1.6.

Completing the D-2011 Inventory Form for the Return/Submission of
LUCA Updated Materials

If you are shipping your updated LUCA materials, please complete the D-2011
Inventory Form for the Return/Submission of Materials you received in your LUCA
materials package and include it with your returned materials. A copy of the form is
included in Appendix H and is available for download on the LUCA Web site at
.
If you are submitting your updated LUCA shapefiles through SWIM, the fillable D-2011
Inventory Form for the Return/Submission of Materials PDF form is included on your
digital file disc as LUCA20_inventory.pdf. When you open this file:




Complete the Entity ID and Government Name sections.
Indicate which updated address list, maps, and submission method you are using
(i.e., SWIM or Mail).
If you are using SWIM, save and zip the form and name it
luca20__inventory_return.zip. Include the form with your SWIM submission.

If you are shipping any or all of your materials submission, you may use this form.
Print the completed form and enclose it with your materials.

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6.1.5







Shipping Your Title 13 LUCA Materials
Include the D-2011 Inventory Form for the Return/Submission of Materials, Appendix H,
in your returned package.
Ship the Title 13 materials, double wrapping them using an inner and an outer envelope
(or container), one within the other. These should be durable enough to prevent someone
from viewing or tampering with the enclosed material.
Label both sides of the inner envelope (or container) with the notice:
“DISCLOSURE PROHIBITED BY Title 13, U.S.C.”
Place the inner envelope (or container) into the outer envelope.
Use the mailing label that was included with the mail-out materials. If you have
misplaced the mailing label, please contact the Census Bureau to have a replacement
label sent to you.
If you do not use the mailing label, ship using a service that provides tracking information,
such as U.S. Postal Service trackable delivery, FedEx, United Parcel Service (UPS), or
similar service. Retain the tracking number as proof of delivery.

Figure 102. Mailing Envelopes

6.1.6

LUCA Secure Web Incoming Module (SWIM) Submission

You may submit your zipped shapefile updates through the SWIM, the official web
portal for uploading partnership materials to the Census Bureau. The size limit for a
SWIM upload of a zip file is 250 MB.
If you do not have a SWIM Account, you need the 12-digit registration token provided to
you by the Census Bureau for your registration. Follow the instructions in Steps 2
through 5 in Table 6 to register for your SWIM account.
Table 6: SWIM Submission
Step
Step 1

Action and Result
If you are a participant in another Census Bureau partnership program and already
have a SWIM Account, access  and enter your
email address and password. Then click the Login button. The Welcome screen
opens. Go to Step 7.

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Step

Step 2

Action and Result

If you do not yet have a SWIM Account, have the 12-digit registration token
provided to you by the Census Bureau ready for your registration. You can register
at . Once the login screen opens, click the
Register Account button. The Account Registration screen opens.

All fields on the Account Registration screen are required. You will not be able to
move to the next screen until you have completed all fields.
Step 3

On the Account Registration screen, first, enter the 12-digit token provided by
the Census Bureau. Then enter your name, agency, and email in the appropriate
fields.

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Step
Step 4

Action and Result
Next, create a password. The passwords must meet the five criteria below:
1.
2.
3.
4.
5.

It must be 8 characters in length
It must have at least one upper case character
It must have at least one lower case character
It must have at least one number
It must have at least one special character (valid special characters are: #, !,
$, *, &, ?, ~). Note: commas in the special characters list are for spacing
purposes only; the comma is not a valid character for the password.

Step 5

Set up a security question (click the arrow on the right of the Security Question
box and select a question in the drop-down list, then enter an answer in the
Answer box). When you have finished, click the Submit button. A screen opens to
confirm that you have successfully registered.

Step 6

On the Confirmation screen, click ‘Login’. You will return to the login screen.

Step 7

On the Login screen, enter your email and password then click the green Login
button. The Welcome screen opens. You will see the list of files you have
previously uploaded, the creation date of the file, the name of the file, and its
corresponding zip size. If you need to make modifications, click on the file you
want to edit then select the Start New Upload button.

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Step

Action and Result

Step 8

To begin an upload, click the Start New Upload button. A screen opens asking
What Census program you are reporting data for?. Click the Local Update of
Census Addresses (LUCA) radio button then click the Next button at the bottom
of the screen.

Step 9

A screen opens asking What type of LUCA entity are you are reporting for?. Click
the radio button next to the entity type you are reporting for then click the Next
button. This example shows the radio button selected for a Place.

Step 10

When you select a place, the next screen asks you to select a State from a dropdown menu then select the place you are reporting for from the place drop-down
menu. Select Next.

Step 11

The Select a .zip file to upload screen opens. Choose a zip file to upload. Note:
all files must be a zip file. To upload a file, click the + Add File button on the
screen.

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Step

Step 12

Action and Result

The Choose File to Upload window opens and allows you to navigate on your
computer to the zip file’s location.

Locate the zip file you want to upload then double-click it. Note: You can only add
one file at a time.
Step 13

Once the file upload is complete, the Status field shows ‘Success.’ The name of
the file appears in the File(s) field. To add another file, click the + Add File and the
upload process will repeat.
In this example, there are three files uploaded. One for an updated digital address
list, one for an updated shapefile, and the Invenotry Form for the
Return/Submission of Materials.

Step 14

After you have uploaded the file(s), type any comments (including pertinent
information about data projection or supporting documentation for shapefiles) in
the Comments field. Click Next.

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Step

Action and Result

Step 15

The Thank You screen appears and confirms the receipt of your submission.

Step 16

To submit files for a different entity, click on the ‘Upload Form’ link in the phrase
“You may Log Out or return to the upload form, to submit more files.” This choice
returns you to the Welcome screen.
To log out, click on Log Out. The Census Bureau will acknowledge the receipt of
the uploaded file.
SWIM sessions deactivate after 15 minutes of inactivity.
Note: While working in SWIM, you may obtain help by clicking on the Help button
on any screen. When you click the button, a screen opens with links to help
resources.

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CHAPTER 7. NEXT STEPS
Congratulations on the completion of your 2020 Census LUCA review. While this is a
major first step, this does not conclude your LUCA participation, unless you do not wish
to receive feedback. Once the Census Bureau receives your submission, they will
process your files for validation. After validation concludes, the Census Bureau
prepares the LUCA feedback materials for shipment to you in the summer of 2019.
If you agree with the Census Bureau’s feedback materials, then your LUCA participation
ends. The Census Bureau begins outreach to close out LUCA and confirm the
destruction or return of all Title 13 materials. The Census Bureau must receive a signed
Destruction or Return of Title 13 Materials Form (D-2012) which confirms your
destruction (preferred method) or return of the Title 13 materials as required by law.
This form was included with your original LUCA materials but is also included in this
respondent guide as Appendix I. The Confidentiality and Security Guidelines (D-2004)
in Appendix A outlines the process for both the destruction (preferred method) and the
return of Title 13 materials.
If you disagree with the results of the Census Bureau’s validation of your submission,
you have 30 days from the receipt of the feedback materials to notify the LUCA Appeals
Office, managed by the Office of Management and Budget (OMB), of your
disagreement. They will work with you and the Census Bureau to resolve all
disagreements. After a determination to accept or reject disputed addresses by the
Appeals Office, the Census Bureau includes addresses accepted by the Appeals Office
into the 2020 Census enumeration universe. Once the appeals process concludes, you
must destroy or return to the Census Bureau your Title 13 materials and submit a
signed Destruction or Return of Title 13 Materials Form (D-2012) as required by law.
Filing an appeal is optional and is not a requirement of the LUCA operation.

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APPENDICES

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APPENDIX A CONFIDENTIALITY AND SECURITY
GUIDELINES
Introduction
Federal law, under Title 13 of the United States Code (U.S.C.), requires the U.S.
Census Bureau to maintain the confidentiality of the information it collects. The Census
Bureau takes this responsibility very seriously. Respondents place their trust in the
Census Bureau each time they complete a survey or an interview. This trust in
confidentiality is critical to the success of the Census Bureau’s mission to collect and
report the most accurate data possible. To uphold the law, the Census Bureau requires
that any individuals with access to Title 13 materials adhere to the prescribed
confidentiality and security guidelines.

Title 13, U.S. Code
Chapter 1, Section 9 of Title 13, U.S. Code states: “Neither the Secretary, nor any other
officer or employee of the Department of Commerce or bureau or agency thereof, or
local government census liaison, may, except as provided in section 8 or 16 or chapter
10 of this title….
Use the information furnished under the provisions of this title for any purpose other than
the statistical purposes for which it is supplied; or
Make any publication whereby the data furnished by any particular establishment or
individual under this title can be identified; or
Permit anyone other than the sworn officers and employees of the Department or bureau
or agency thereof to examine the individual reports.”

In 1994, under Public Law 103-430, the U.S. Congress amended Chapter 1 of Title 13
to allow the local government census liaison to review and update the Census Bureau’s
address information for their jurisdiction. Although the amendment allows official local
government access, the amendment reaffirmed the confidential nature of the Census
Bureau’s address information. Census information protected under Title 13 includes:






Everything on a completed or partially completed questionnaire or any information
obtained in a personal or telephone interview.
Individual addresses maintained by the Census Bureau, including those shared with
governments through the 2020 Census Local Update of Census Addresses Operation
(LUCA).
Digital or paper maps with latitude/longitude coordinate data that identify the location of
living quarters (structure points).
The penalty for the wrongful disclosure or release of information protected by Title 13 is a
fine of not more than $250,000 or imprisonment for not more than 5 years, or both, as set
by Section 214 of the Code and the Uniform Sentencing Act of 1984.

Title 13 U.S.C. does not apply to generalized address information, such as address
range data available in the Census Bureau’s digital products or address counts by
census block.

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The Confidentiality Agreement
To participate in LUCA, a government must designate a LUCA liaison. The LUCA
liaison, LUCA reviewers, and anyone with access to Title 13 materials must sign the
Confidentiality Agreement. The Census Bureau will not deliver LUCA materials to a
participant until we have received the completed and signed Confidentiality
Agreement and the Confidentiality and Security Checklist.
The Census Bureau’s Title 13 data, including addresses and latitude/longitude
coordinate data (structure points), cannot be used to create, update, nor modify a tribal,
state, or local jurisdiction’s address list or database.
A signature on the Confidentiality Agreement constitutes a legal agreement by each
individual to keep confidential Census Bureau Title 13 data and abide by the security
guidelines outlined below. While access to Title 13 materials is temporary, the
commitment to keep the information confidential is effective for a lifetime.

Security Guidelines
The LUCA liaison accepts the responsibility for protecting and safeguarding the LUCA
materials. The liaison must restrict access to the Census Bureau’s information covered
under Title 13 to those individuals who have signed the Confidentiality Agreement.

A.4.1

Protecting Digital Title 13 Materials

Operating systems, programs, applications, and data are collectively referred to as
Information Technology (IT) systems in this document. Any IT systems used for LUCA
participation must be accessible only to those who have signed the Confidentiality
Agreement. Your IT systems should restrict the read, write, and delete functions to all
Title 13 materials.

Digital Guidelines
 Construct electronic security profiles to allow only the LUCA liaison and the LUCA






reviewers to access Title 13 materials. Test your security to ensure that access is
restricted.
Use file encryption and passwords to protect all digital Title 13 materials at all times.
Encrypt files using the Advanced Encryption Standard (AES) with key length of 256
bits.
Do not leave computers with Title 13 materials unattended. Log-off computers, lock
terminals, and lock the room when not in use.
Label all digital media and every printed page of any paper materials produced from Title
13 digital media with the following:
“This document contains information, the release of which is prohibited by
Title 13, U.S.C., and is for U.S. Census Bureau official use only. Wrongful
disclosure or release of information can be punished by fine or imprisonment
(Public Law 99-474).”
Do not send backup digital media off-site. Store in a secured area. Do not mix, store, or
back-up LUCA data with other data.

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


Clear dedicated digital media containing Title 13 materials before reuse. Overwrite Title
13 digital data a minimum three times using a commercial disk utility program.
Do not disclose precise or even anecdotal information about Census Bureau addresses
or locations to anyone who has not signed the Confidentiality Agreement.

Password Guidelines
The IT systems must use logon routines that require a user-ID and password that
conform to the following guidelines:
 Unique user-ID and password required for the LUCA liaison, the LUCA reviewers, and







A.4.2





A.4.3

anyone who has signed the Confidentiality Agreement.
Must consist of at least twelve, nonblank characters consisting of at least one alphabet
letter and either one number or one special character (for example: $,*, or &).
Reject passwords that are the same as the user-ID or that have been used within the last
six months.
Disable passwords after three failed attempts.
Mask passwords.
Require password changes every 90 days or immediately, if compromised.
Require user to change an assigned password to a unique password the first time the
user accesses a new account.

Protecting Paper Title 13 Materials
Do not leave Title 13 materials unattended. Secure all Title 13 materials in a locked room.
If possible, store Title 13 materials in locked desks or cabinets.
Copy only the Title 13 materials necessary to complete the LUCA review. Do not leave
the copy machine unattended while making copies. All copied materials containing Title
13 information must bear the statement:
“This document contains information, the release of which is prohibited by
Title 13, U.S.C., and is for U.S. Census Bureau official use only. Wrongful
disclosure or release of information can be punished by fine or imprisonment
(Public Law 99-474).”
Do not disclose precise or even anecdotal information about Census Bureau addresses
or locations to anyone who has not signed the Confidentiality Agreement.

Reporting an Incident

If you discover that any Title 13 materials have been viewed by unauthorized persons or
are missing from your inventory, you must:






Contact the Census Bureau through the Census Incident Response Team (CIRT) at
(301) 763-3333 within 24 hours. You must provide the following information:
Jurisdiction Name.
Date and time of the incident.
Name of the contact person.
Phone number of contact person.

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


A.4.4

Site address of incident.
Immediately secure all remaining materials. Prohibit any further access, by anyone,
including the LUCA liaison and anyone who signed the Confidentiality Agreement.
Census Bureau staff will contact your office within 48 hours with information on how to
proceed.

On-site Visits

The Census Bureau may make an on-site visit to review a participant’s security
procedures. The Census Bureau will strive not to disrupt office operations. A visit may
include a review of:
 Storage and handling of Title 13 materials.
 Employee access to Title 13 materials.
 Physical safeguard of stored Title 13 materials.
 IT Systems, including use of passwords.
 Employee awareness of their responsibilities to Title 13 materials.

A.4.5

Destruction of Census Bureau Confidential Materials

After the entire LUCA operation has concluded, all Title 13 materials must be
destroyed (preferred method) or returned according to the Census Bureau’s specific
guidelines.
The LUCA liaison is required to verify the destruction or return of any Title 13 materials,
both paper and digital, including all paper copies, backup files, etc., by signing and
returning the Destruction or Return of Title 13, U.S.C. Materials form. In addition,
anyone who signed the Confidentiality Agreement is required to sign this form once their
participation in LUCA has ended. Should any liaison, reviewer, or anyone who signed
the Confidentiality Agreement leave before the completion of LUCA, they must sign and
date this form. If any liaison, reviewer, or anyone who signed the Confidentiality
Agreement is unable to sign and date the form, the current liaison must sign and date
on their behalf. Only individuals who signed the Confidentiality Agreement are permitted
to destroy Title 13 materials:




Never deposit Title 13 materials in a trash or recycle container, or dispose of information
in a landfill before destruction procedures are completed.
Destruction must prevent recognition or reconstruction of paper or digital Title 13
materials. Use one of the following methods:
Shredding or pulping.
Chemical decomposition.
Pulverizing (such as, hammer mills, choppers, etc.).
Burning (facility approved by the Environmental Protection Agency).
Clear dedicated digital media containing Title 13 materials before reuse. Overwrite
Title 13 digital data minimally three times using a commercial disk utility program.

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Clearing or sanitizing all print servers and multi-function printing or scanning devices
with stored images or print files containing Title 13 data.
Destroying CDs and DVDs using a shredder or other method suitable for rendering
them un-usable.
Note: Hand tearing is an unacceptable method of disposal before destruction.

See the National Institute of Standards and Technology, Special Publication 800-88,
Revision 1, Guidelines for Media Sanitization for further information on acceptable
methods for digital media and office equipment sanitization.


A.4.6

Returning Census Bureau Title 13 Materials

After the entire LUCA operation has concluded, all Title 13 materials must be
destroyed (preferred method) or returned according to the Census Bureau’s specific
guidelines. If you choose to return the Title 13 materials rather than destroying them,
follow these guidelines:








Ship the Title 13 materials, double-wrapping them by using an inner and an outer
envelope (or container), one within the other. These should be durable enough to prevent
someone from viewing or tampering with the enclosed material.
Label both sides of the inner envelope (or container) with the notice:
“DISCLOSURE PROHIBITED BY Title 13, U.S.C.”
Place the inner envelope (or container) into the outer envelope.
Use the mailing label that was included in the initial mail-out of materials. If you have
misplaced the mailing label, please contact the Census Bureau to have a replacement
label sent to you.
Include with the returned materials, a signed D-2012, Destruction or Return of Title 13,
U.S.C. Materials Form. Ensure that all reviewers and anyone with access to the Title 13
LUCA materials signs this form.
If you do not use the mailing label, ship using a service that provides tracking information,
such as U.S. Postal Service trackable delivery, FedEx, United Parcel Service (UPS), or
similar service.

Figure 103. Mailing Envelopes

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APPENDIX B THE LARGE FOMAT PAPER MAP LEGEND
The map legend describes the various symbols and colors used on the paper maps. The legend
is divided into three columns:
The Symbol Description column includes the
type of features, boundaries, and geography
shown on the map.
The Symbol column shows the symbols.
representing the feature in the symbol
description.
The Name Style column shows an example of
the name of a particular feature such as a road,
waterway, or geographic area displayed on the
map.
Boundaries
The first group of symbols in the legend refers to
different boundary types or geographic area shown
on the map. Each type of boundary has a distinct
color or symbol.
Transportation
The second group of symbols represents various
types of transportation features. Thicker lines
identify major roadways such as interstates and
U.S. highways while thinner lines represent
secondary roads and city streets. Also identified are
cul-de-sacs and circles. Jeep trails, walkways,
stairways, and ferries, represented by distinctive
dashed lines, are included in this section.
Other Features
The third group of symbols represents other feature
types such as pipelines and streams and nonvisible
boundaries. Streams and shorelines are blue and
geographic offset and corridors are speckled red.
Landmarks
The last group of symbols represents various
landmarks on the map such as rivers and lakes,
glaciers, airports, cemeteries, golf courses, jails,
military installations, parks, and mountain peaks.
The area outside of the subject area is speckled
gray.
Footnotes and Notes
The footnote and notes section of the legend
provide additional information and details on
geographic relationships, boundaries, and symbols.

Figure 104. Map Legend

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APPENDIX C THE PDF SMALL FORMAT MAP LEGEND
The PDF Block Map
Legend contains much
of the same information
as the paper map
legend.
The Symbol
Description column
includes the type of
features, boundaries,
and geography
shown on the map.
The Symbol column
shows the symbols
representing the
feature in the symbol
description.
The Name Style
column shows an
example of the name
of a particular feature
such as a road,
waterway, or
geographic area
displayed on the map.

Figure 105. Census Block Map Legend

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APPENDIX D PHYSICAL LOCATION DESCRIPTION AND
STREET TYPE ABBREVIATION EXAMPLES
Table 7: Location and Street Abbreviation Examples
FULL NAME
Alternate Route
Avenue
Blue
Boulevard
Brown
Boarded Up
Circle
County Highway
County Road
Court
Drive
East
Four-Wheel Drive Trail
Freeway
Green
General Delivery
Hospital
Highway Contract Route
House
Interstate
Intersection
Lane
North
Parkway
Road
Route
Rural Route
South
Star Route
State Highway
State Road
State Route
Street
Thoroughfare
Township Highway
Township Road
West
White
Yellow
With

ABBREVIATIONS
ALT
AVE
BL
BLVD
BRN
BU
CIR
CO Hwy
CO Rd
CT
DR
E
4WD
FWY
GR
GEN DEL
HOSP
HCR
HSE
I
INT
LN
N
PKWY
RD
RTE
RR
S
ST RT
ST HWY
ST RD
ST RTE
ST
THFR
TWP HY
TWP RD
W
WHT
YLW
W/

For additional physical location descriptions and street type abbreviations see
https://pe.usps.com/text/pub28/28apc_002.htm.

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APPENDIX E UNIT DESIGNATION ABBREVIATION
Table 8: Unit Abbreviation Examples
NAME

ABBREVIATION

Apartment

APT

Basement

BSMT

Bottom

BOTM

Building

BLDG

Downstairs

DOWN

Floor

FLR

Front

FRNT

Interior

INTE

Level

LVL

Lower

LOWR

Middle

MIDL

Mobile Home

MH

Number

#

Penthouse

PH

Room

RM

Right

RGHT

Space

SP

Studio

STUD

Suite

STE

Suites

STES

Trailer

TRLR

Upper

UPPR

Upstairs

UPS

For additional unit designation abbreviations see
.

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APPENDIX F CONFIDENTIALITY AGREEMENT FORM

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APPENDIX G INVENTORY FORM FOR THE RETURN OR
SUBMISSION OF LUCA MATERIALS

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APPENDIX H DESTRUCTION OR RETURN OF TITLE 13
MATERIALS FORM

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APPENDIX I

CONTACT INFORMATION UPDATE FORM

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APPENDIX J MAF/TIGER FEATURE CLASSIFICATION
Table 9: MAF/TIGER Classification
MTFCC

FEATURE NAME

S1100

Interstate Highway or Primary Road with limited access

S1200

Primary Road without limited access, US Highway, State Highway, or County Highway,
Secondary and connecting roads

S1400

Local Neighborhood Road, Rural Road, City Street

S1500

Vehicular Trail (4WD)

S1630

Ramp

S1640

Service Drive usually along a limited access highway

S1710

Walkway/Pedestrian Trail

S1720

Stairway

S1730

Alley

S1740

Private Road for service vehicles (logging, oil fields, ranches, etc.)

S1750

Private Driveway

H3010

Stream/River

H3013

Braided Stream

H3020

Canal, Ditch or Aqueduct

R1011

Railroad Feature (Main, Spur, or Yard)

R1051

Carline, Streetcar Track, Monorail, Other Mass Transit Rail

R1052

Cog Rail Line, Incline Rail Line, Tram

P0001

Nonvisible Legal/Statistical Boundary

L4010

Pipeline

L4020

Power Transmission Line

L4110

Fence Line

L4121

Ridge Line

L4031

Aerial Tramway/Ski Lift

K2451

Airport or Airfield

L4140

Property/Parcel Line

L4165

Ferry Crossing

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APPENDIX K SHAPEFILE NAMES
PVS_17_v2__.shp, where  is the number corresponding to the
state, for example, “24” and  is the abbreviation for the shapefile layer,
describe in detail below.
Table 10: State Shapefiles Names
Shapefile Layer
American Indian Areas (AIA) – Legal
2010 American Indian Areas (AIA) – Legal


aial
aial2010

American Indian Areas (AIA) – Statistical

aias

American Indian Tribal Subdivisions (AITS) - Legal

aitsl

American Indian Tribal Subdivisions (AITS) - Statistical

aitss

Block Area Group
Metropolitan Statistical Area/Metropolitan Statistical Area
Congressional Districts
Census Designated Place
Counties and Equivalent Areas
2010 Counties and Equivalent Areas

bag
cbsa
cd
cdp
county
county2010

Elementary School Districts

elsd

County Subdivisions - Legal

mcd

New England City and Town Areas

necta

Incorporated Places

place

2010 Public Use Microdata Areas
Secondary School Districts
State Legislative Districts Lower
State Legislative District Upper Chambers
State

puma2010
scsd
sldl
sldu
state

Tribal Block Groups

tbg

Tribal Census Tracts

tct

2010 Census Tracts

tracts2010

Urban Area
Unified School District State-Based

2020 Census LUCA Respondent Guide—Paper

uac
unsd

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PVS_17_v2__.shp, where  is the number
corresponding to the state and county, for example, “24001” and  is the
abbreviation for the shapefile layer, describe in detail below.
Table 11: County Shapefile Names 
Shapefile Layer



American Indian Areas (AIA) – Legal

aial

American Indian Areas (AIA) – Statistical

aias

American Indian Tribal Subdivisions (AITS) - Legal

aitsl

American Indian Tribal Subdivisions (AITS) - Statistical

aitss

Alaska Native Regional Corporations (ANRC)

anrc

Area Landmark
Block Area Groups
Block Groups
Metropolitan Statistical Area/Metropolitan Statistical Area

arealm
bag
bg
cbsa

Census County Division

ccd

Congressional Districts

cd

Census Designated Place

cdp

Consolidated Cities

concity

Counties and Equivalent Areas

county

Census Tracts - Current
All Lines
Elementary School Districts
Hawaiian Home Lands (HHL)
County Subdivisions - Legal

curtracts
edges
elsd
hhl
mcd

New England City and Town Areas

necta

Offsets

offset

Incorporated Places

place

Point Landmarks
2010 Public Use Microdata Areas
Secondary School Districts
State Legislative Districts Lower

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pointlm
puma2010
scsd
sldl

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Shapefile Layer
State Legislative Districts Upper


sldu

Subbarrios

submcd

Census Blocks - Current

tabblock

2010 Census Blocks

tabblock2010

2010 Traffic Analysis Delineation

tad2010

2010 Traffic Analysis Zones

taz2010

Tribal Block Groups

tbg

Tribal Census Tracts

tct

2010 Census Tracts

tracts2010

Census Urban Areas

uac

Urban Growth Area

uga

Hydrography - Area

water

Unified School Districts

unsd

Relationship Tables
Topological Faces (2-cells with all geocodes)
Topological Faces - Area Landmark Relationship
Topological Faces - Area Hydrography Relationship
Address Ranges
Linear Feature Names - Fielded

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faces
areafaces
hydrofaces
addr
allnames

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APPENDIX L SHAPEFILE LAYOUTS
Table 12: Edges Shapefile (PVS_17_v2_edges)
ATTRIBUTE FIELD

LENGTH

TYPE

DESCRIPTION

STATEFP

2

String

FIPS state code

COUNTYFP

3

String

FIPS county code

TLID

10

Double

Permanent edge ID

TFIDL

10

Double

Permanent face ID (left)

TFIDR

10

Double

Permanent face ID (right)

MTFCC

5

String

MAF/TIGER Feature Class Code

FIDELITY

1

String

Indication to a respondent when their entity boundary
has changed through spatial enhancement

FULLNAME

40

String

Decoded feature name with abbreviated qualifier,
direction, and feature type

SMID

22

String

Spatial Theta ID

SMIDTYPE

1

String

SMIDTYPE code

BBSPFLG

1

String

Redistricting data project participant’s submitted request
of an EDGE for selection as a block boundary

CBBFLG

1

String

Indicates the status of an EDGE for a selection as a
block boundary

BBSP_2020

1

String

New BBSP flag

CHNG_TYPE

4

String

Type of linear feature update

JUSTIFY

150

String

Justification of change

LTOADD

10

String

Left To address

RTOADD

10

String

Right To address

LFROMADD

10

String

Left From address

RFROMADD

10

String

Right From address

ZIPL

5

String

Left zip code

ZIPR

5

String

Right zip code

EXTTYP

1

Char

Extension type

MTUPDATE

10

Date

Date of last update to the edge

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Table 13: Address Ranges Attribute File (PVS_17_v2_addr)
ATTRIBUTE FIELD

LENGTH

TYPE

DESCRIPTION

OID

8

STRING

Object ID

TLID

22

INTEGER

TIGER Line ID

STATEFP

2

STRING

FIPS State Code

COUNTYFP

3

STRING

FIPS County Code

FROMHN

12

STRING

From House Number

TOHN

12

STRING

To House Number

SIDE

1

STRING

Side Indicator Flag

ZIP

5

STRING

5-digit ZIP Code

PLUS4

4

STRING

ZIP+4 Code

LFROMADD

10

STRING

Left From Address

LTOADD

10

STRING

Left To Address

RFROMADD

10

STRING

Right From Address

RTOADD

10

STRING

Right To Address

ZIPL

5

STRING

Left 5-digit ZIP Code

ZIPR

5

STRING

Right 5-digit ZIP Code

ZIP4L

4

STRING

Left ZIP+4 Code

ZIP4R

4

STRING

Right ZIP+4 Code

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Table 14: Census Block Shapefile (PVS_17_v2_tabblock)
ATTRIBUTE FIELD

LENGTH

TYPE

DESCRIPTION

BLKSZIND

1

STRING

Block Size Indicator

BLOCK

4

STRING

Block Number

BLOCKCE

4

STRING

Tabulation Block Number

BLOCKID

15

STRING

COUNTYFP

3

STRING

FIPS State Code, FIPS County Code, Census
Tract Code, Block Number
Census County FIPS code

COUNTYFP10

3

STRING

FIPS County Code

FID

10

INTEGER

Permanent Face ID

NCELIGBLE

1

STRING

New Construction Program eligible

PARTFLG

1

STRING

Part Flag Indicator

SHAPE

7

STRING

Type of shape

STATEFP

2

STRING

Census state FIPS code

STATEFP10

2

STRING

FIPS State Code

SUFFIX1CE

2

STRING

Census Block Suffix 1

SUFFIX2CE

2

STRING

Census Block Suffix 2

TRACTCE10

6

STRING

Census tract code

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Table 15: Census Tract Shapefile (PVS_17_v2_curtracts)
ATTRIBUTE FIELD

LENGTH

TYPE

DESCRIPTION

CHNG_TYPE

2

STRING

Type of area update

COUNTYFP

3

STRING

FIPS County Code

EFF_DATE

8

STRING

Effective Date or Vintage

FID

10

INTEGER

Permanent Face ID

JUSTIFY

150

CHAR

Justification

NAME

100

STRING

Name

NEW_CODE

2

STRING

New Congressional District Code

RELATE

120

STRING

Relationship Description

SHAPE

7

STRING

Type of shape

STATEFP

2

STRING

FIPS State Code

TRACTCE

6

STRING

Census Tract Code

TRACTID

11

STRING

TRACTLABEL

7

STRING

FIPS State Code, FIPS County Code, Census
Tract Code
Tract number used for LUCA geocoding

TRACTTYP

1

STRING

Tract Characteristic Flag

VINTAGE

2

STRING

Vintage updated with returned data

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Table 16: American Indian Areas Shapefile (PVS_17_v2_aial)
ATTRIBUTE FIELD

LENGTH

AIANNHCE

4

String

Census AIANNH Code

AIANNHFSR

1

String

Flag Indicating Level of Recognition of an AIA

AIANNHNS

8

String

ANSI numeric identifier for AIA areas

AREA

10

Double

Acreage of Area Update

String

Authorization Type (O – Ordinance, R – Resolution,
L – Local Law, S – State Level Action, X – Other)

AUTHTYPE

1

TYPE

DESCRIPTION

CHNG_TYPE

2

String

Type of Area Update

CLASSFP

2

String

FIPS 55 Class Code Describing an Entity

String

Indicates if Reservation, Trust Land, or both are
Present

COMPTYP

1

COUNTYFP

3

String

FIPS County Code

DOCU

120

String

Supporting Documentation

EFF_DATE

8

Date

Effective Date

FID

10

INTEGER

PERMANENT FACE ID

FORM_ID

4

String

(MTPS and Web BAS Only)

FUNCSTAT

1

String

Functional Status

JUSTIFY

150

Char

Justification

LSAD

2

String

Legal / Statistical Area Description

NAME

100

String

AIA name

NAMELSAD

100

String

Name with Translated LSAD

PARTFLG

1

String

Part Flag Indicator

RELATE

120

String

Relationship description

Shape

7

STRING

TYPE OF SHAPE

STATEFP

2

String

FIPS State Code

VINTAGE

2

String

Vintage of the Data

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Table 17: County and Equivalent Areas Shapefile (PVS_17_v2_county)
ATTRIBUTE FIELD

LENGTH

TYPE

DESCRIPTION

STATEFP

2

String

FIPS state code

COUNTYFP

3

String

FIPS county code

COUNTYNS

8

String

ANSI feature code for the county or equivalent
feature

NAMELSAD

100

String

Name with translated LSAD code

LSAD

2

String

Legal/Statistical Area Description code

FUNCSTAT

1

String

Functional status

CLASSFP

2

String

FIPS 55 class code describing an entity

CHNG_TYPE

2

String

Type of area update

EFF_DATE

8

Date

Effective date or vintage

AUTHTYPE

1

String

Authorization type (O – Ordinance, R – Resolution,
L – Local Law, S – State Level Action, X – Other)

DOCU

120

String

Supporting documentation

FORM_ID

4

String

Record ID (GUPS only)

AREA

10

Double

Area of update

RELATE

120

String

Relationship description

JUSTIFY

150

String

Justification of change

NAME

100

String

Entity name

VINTAGE

2

String

Vintage of the data

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Table 18: County Subdivisions Shapefile (PVS_17_v2_mcd)
ATTRIBUTE FIELD

LENGTH

TYPE

DESCRIPTION

STATEFP

2

String

FIPS state code

COUNTYFP

3

String

FIPS county code

COUSUBFP

5

String

FIPS 55 county subdivision code

NAMELSAD

100

String

Name with translated LSAD

COUSUBNS

8

String

ANSI feature code for the county subdivision

LSAD

2

String

Legal/Statistical Area Description

FUNCSTAT

1

String

Functional status

CLASSFP

2

String

FIPS 55 class code describing an entity

CHNG_TYPE

2

String

Type of area update

EFF_DATE

8

Date

Effective date or vintage

AUTHTYPE

1

String

Authorization type (O – Ordinance, R – Resolution, L –
Local Law, S – State Level Action, X – Other)

DOCU

120

String

Supporting documentation

FORM_ID

4

String

Record ID (GUPS only)

AREA

10

Double

Area of update

RELATE

120

String

Relationship description

JUSTIFY

150

String

Justification of change

NAME

100

String

Entity name

VINTAGE

2

String

Vintage of the data

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Table 19: Incorporated Place Shapefile (PVS_17_v2_place)
ATTRIBUTE FIELD

LENGTH

TYPE

DESCRIPTION

STATEFP

2

String

FIPS state code

COUNTYFP

3

String

FIPS county code

PLACEFP

5

String

FIPS 55 place code

NAMELSAD

100

String

Name with translated LSAD

PLACENS

8

String

ANSI feature code for the place

LSAD

2

String

Legal / Statistical Area Description

FUNCSTAT

1

String

Functional status

CLASSFP

2

String

FIPS 55 class code describing and entity

PARTFLG

1

String

Indicates if only part of a feature is represented

CHNG_TYPE

2

String

Type of area update

EFF_DATE

8

Date

Effective date or vintage

AUTHTYPE

1

String

Authorization type (O – Ordinance, R – Resolution, L –
Local Law, S – State Level Action, X – Other)

DOCU

120

String

Supporting documentation

FORM_ID

4

String

Record ID (GUPS only)

AREA

10

Double

Area of update

RELATE

120

String

Relationship description

JUSTIFY

150

String

Justification of change

NAME

100

String

Entity name

VINTAGE

2

String

Vintage of the data

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APPENDIX M GLOSSARY
Address breaks—Address breaks identify the city style addresses on each side of a
boundary or at an intersection of street with another street or another feature.
Address Count List—Identifies the number of housing unit addresses and group
quarters addresses on the Census Address List for each census block within a
jurisdiction.
Address range—The lowest and highest address numbers used to identify structures
along each side of a street segment that has city style addresses. Usually one side of
the street has even address numbers and the other side has odd address numbers.
Block to Map Sheet Relationship List—A list identifying census block numbers
and the Census Bureau large format map(s) on which each block is located.
Boundary—A line, on a map, either invisible or coincident with a visible feature that
identifies the extent of a geographic entity, such as a census tract, city, county, or state.
A boundary marks the limits of an area.
Census Address List—The Census Address List, extracted from the Master Address
File (MAF) for review and update during 2020 LUCA, contains all the residential
addresses (city style and non-city style) known to the Census Bureau for your
government. It also contains census geographic codes (state, county, census tract,
census block) that indicate the location of each address. Many addresses also contain
latitude and longitude coordinates depicting the address location.
Census block—A census block is an area bounded by visible and/or invisible features
shown on Census Bureau maps. A census block is the smallest geographic area
created by the Census Bureau for which it collects and tabulates decennial census
data. Census blocks are numbered within census tracts and are uniquely numbered
within census tracts.
Census block number—Census block numbers are a 4-digit number plus up to two
alpha character suffix, if applicable, e.g. 3001A or 2002AA. Suffixes, boundary changes
as well as added features within the given block that split the original block.
Census Bureau—An agency within the U.S. Department of Commerce. The U.S.
Census Bureau is the country's preeminent statistical collection and dissemination
agency. It publishes a wide variety of statistical data about people and the economy of
the nation. The Census Bureau conducts approximately 200 annual surveys and
conducts the decennial census of the United States population.

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Census Bureau map—Any map produced by the Census Bureau. A Census Bureau
map displays geographic entities used in a Census Bureau sponsored census or survey
for which the Census Bureau tabulates data.
Census tract—A small, relatively permanent statistical subdivision of a county or
statistically equivalent entity delineated for data presentation. Designed to be relatively
homogeneous units with respect to population characteristics, economic status, and
living conditions at the time of establishment, census tracts generally contain between
1,000 and 8,000 people, with an optimum size of 4,000 people. Delineated with the
intention of being stable over many decades, census tract boundaries generally follow
relatively permanent visible features. However, they may follow governmental unit
boundaries and other invisible features in some instances; the boundary of a state or
county (or statistically equivalent entity) is always a census tract boundary.
Census tract number—Unique numbers to identify census tracts within a county or
statistically equivalent entity. Census tract numbers are a 4-digit number followed by a
decimal point and a 2-digit number for suffixed tracts, e.g., 1234.01. For census tracts
without a suffix, the number will contain a period with zero fill, e.g., 4567.00.
City style address—The Census Bureau’s definition of a city style address is an
address consisting of a house number and street or road name. For example, 201 Main
Street is a city style address. The address may or may not be used for the delivery of
mail and may include apartment numbers/designations or similar identifiers.
Confidentiality—The guarantee made by law (Title 13, United States Code) to
individuals who provide information about themselves or their business to the Census
Bureau. This item refers to the Census Bureau’s promise of nondisclosure of that
information to others.
County—The primary legal division of most states. Most are governmental units with
powers defined by state law.
Edges shapefile—All linear features in the MAF/TIGER database are contained in the
edges shapefile.
Enumeration at Transitory Locations (ETL) operation—Provides coverage for
locations where people live in non-traditional housing that is transient or movable in
nature. Most census questionnaires are mailed, or hand-delivered by census personnel,
to known addresses in the Census Master Address File (MAF). However, due to
changes in society, some people no longer maintain a traditional residence (house,
apartment, condo, etc.), and have decided to live in boats, motorized recreational
vehicles (RVs), trailers that are pulled by car or trucks, or any other type of housing that
is movable or mobile, including tents. For operational purposes, we refer to these as
‘portable housing units.
The type of Transitory Locations (TLs) that are included in the ETL are:
1. Recreational (RV) parks
2. Marinas
3. Carnivals

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Feature—Any part of the landscape, whether natural (such as, a stream or ridge) or
man-made (such as a road or power line). In a geographic context, features are any
part of the landscape portrayed on a map, including nonvisible boundaries of legal
entities, such as city limits or county lines.
Federal Information Processing Series (FIPS)—These are codes formerly known as
Federal Information Processing Standards codes, until the National Institute of
Standards and Technology (NIST) announced its decision in 2005 to remove
geographic entity codes from its oversight. The Census Bureau continues to maintain
and issue codes for geographic entities covered under FIPS oversight, albeit with a
revised meaning for the FIPS acronym. Geographic entities covered under FIPS include
states, counties, congressional districts, core based statistical areas, places, county
subdivisions, sub-minor civil divisions, consolidated cities, and all types of American
Indian, Alaska Native, and Native Hawaiian areas. FIPS codes are assigned
alphabetically according to the name of the geographic entity and may change to
maintain alphabetic sort when new entities are created or names change. FIPS codes
for specific geographic entity types are usually unique within the next highest level of
geographic entity with which a nesting relationship exists. For example, FIPS state,
congressional district, and core based statistical area codes are unique within nation;
FIPS county, place, county subdivision, and sub-minor civil division codes are unique
within state. The codes for American Indian, Alaska Native, and Native Hawaiian areas
also are unique within state; those areas in multiple states will have different codes for
each state.
Geocodes—Codes that place an individual address in its correct geographic location,
which, in census terms, includes the correct state, county, census tract, and census
block codes. Because the Census Bureau counts people where they live, geocodes
provide information to Census enumerators for locating an address. Accurate geocoding
also ensures the Census Bureau counts housing units, and the people associated with
them, in the correct census geography.
Geographic Information System (GIS)—A computer system for the storage, retrieval,
and maintenance of information about the points, lines, and areas that represent the
streets and roads, rivers, railroads, geographic entities, and other features on the
surface of the Earth-information that previously was available only on paper maps.
Geographic Update Partnership Software (GUPS)—A self-contained GIS update and
processing package provided by the Census Bureau for participation in a variety of
Census geography programs, including 2020 LUCA. Pre-packaged to include all of the
components for 2020 LUCA, the GUPS contains the Census Address List, address
count list, and TIGER Partnership shapefiles. GUPS allows the participant to add
external geospatial data (shapefiles, geodatabases, and imagery) for comparison and
update purposes. Delivery of all data (software, address list, address count list and
shapefiles) is on DVD.
Governmental unit (GU)—A geographic entity established by legal action for the
purpose of implementing specified governmental functions. Most governmental units
provide a number of general government services and raise revenues (usually through
taxing authority).
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Group quarters (GQ)—A place where people live or stay normally owned or managed
by an entity or organization providing housing and/or services for the residents. These
services may include custodial or medical care as well as other types of assistance, and
residency is commonly restricted to those receiving these services. People that live in a
group quarters are usually not related. Group quarters include such places as college
residence halls, residential treatment centers, skilled nursing facilities, group homes,
military barracks, correctional facilities, workers’ dormitories, and facilities for people
experiencing homelessness.
Highest elected official (HEO)—The person most responsible for the governmental
activities of a local government. This person receives the LUCA Program invitation
letter, and must designate a LUCA liaison, to participate in the 2020 LUCA Operation.
Housing unit (HU)—A single-family house, townhouse, mobile home, trailer,
apartment, group of rooms, or a single room occupied as a separate living quarters or, if
vacant, intended for occupancy as a separate living quarters. A separate living quarters
is one in which one or more occupants (or intended occupants, if vacant) live separate
from any other individual(s) in the building and have direct access to the living quarters
without going through another living quarters, such as from outside the building or
through a common hall.
Living quarters—Any site where people live, stay, or could live. Living quarters are
classified as housing units or group quarters. They are usually found in structures
intended for residential use, but also may be found in structures intended for
nonresidential use as well as tents, vans, shelters for people without housing,
dormitories, barracks, and so forth, or they might not be associated with a structure at
all.
LUCA liaison—A person appointed by the highest elected official (HEO) of each
jurisdiction to review the Census Address List and maps against local records to identify
differences. This person is also known as the program primary liaison or designated
liaison.
MAF/TIGER Database—The Census Bureau’s nationwide geographic database, which
integrates the Master Address File (MAF) and Topologically Integrated Geographic
Encoding and Referencing (TIGER) files.
Master Address File (MAF)—The Census Bureau’s nationwide database of all
addresses and physical/location descriptions known to the Census Bureau used to
support many of the Census Bureau’s operations. Besides containing mailing
addresses and ZIP Codes, a MAF record also contains geographic information about
the location of addresses. The Census Bureau’s Geography Division regularly updates
the MAF/TIGER Database from various sources, including the United States Postal
Service (USPS) Delivery Sequence File (DSF) and other sources of updates such as
current surveys and locally provided sources.
Metadata—Describes the data content, coordinate system/projection, author,
source, and other characteristics of GIS files.
Minor civil division (MCD)—A type of governmental unit that is the primary
governmental or administrative subdivision of a county in many states. MCDs are
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identified by a variety of terms, such as town (in 8 states), township, and/or district, and
include both functioning and nonfunctioning governmental entities.
Non-city style address—An address that does not have a house number and/or street
name or may not include a complete house number and street name address. This
includes rural route and box number address and highway contract route addresses,
etc., which may include a box number, post office boxes and drawers, and general
delivery.
Occupied housing unit—A housing unit is classified as occupied if it is the usual place
of residence of the individual or group of persons living in it at the time of enumeration
or if the occupants are only temporarily absent; for example, away on vacation.
Occupied rooms or suites of rooms in hotels, motels, and similar places are classified
as housing units only when occupied by permanent residents, that is, individuals for
whom the facility is their usual place of residence.
Place—A concentration of population either legally bound as an incorporated place
or identified by the Census Bureau as a census designated place.
Regional Office—One of six permanent Census Bureau offices distributed across the
nation. Regional offices are responsible for the Census Bureau’s field operations.
Shapefile—Digital representations of geographic features, such as roads and
boundaries used to create maps. A shapefile stores non-topological geometry and
attribute information for the spatial features in a dataset. The Census Bureau provides
county-based shapefiles in Environmental Systems Research Institute (Esri) shapefile
format.
Street segment—The portion of a street or road between two features that intersect
that street or road, such as other streets or roads, railroad tracks, streams, and
governmental unit boundaries. The Census Bureau records the known address ranges
for every street segment with city style addresses.
Structure Point (map spot)—A dot on a Census Bureau map, used to show the
location of one or more living quarters. A maximum of 4-digits plus one alpha
character is assigned within a census block to each structure point. Structure
points are stored in the TIGER database and are protected by Title 13 U.S.C.
Topologically Integrated Geographic Encoding and Referencing (TIGER)—The
Census Bureau’s digital map, including the geographic coordinates and names of
streets, water features, other linear features, and boundaries for all jurisdictions and
statistical areas that provide the geospatial framework for collecting and tabulating
census data. TIGER also contains the structure coordinates of address records in the
Master Address File (MAF) and address ranges along street features used for
geocoding MAF records to census geography.
Transitory locations (TL)—Movable or mobile housing, or portable housing units,
including boats, motorized recreational vehicles (RVs), tents, trailers that are pulled by
cars or trucks, or any other type of portable housing.
Vacant housing unit—A habitable structure containing living quarters that is not
occupied. New housing units not yet occupied are classified as vacant housing units if
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construction has reached a point where exterior windows and doors are installed and
final usable floors and a roof are in place. Vacant units are excluded if they are open to
the elements, or if there is positive evidence, such as a sign on the house, that the
housing unit is to be demolished or has been condemned.

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