Data Collection and Reporting - Large Non-OATS-Reporting Broker-Dealers-ELPs

Consolidated Audit Trail NMS Plan (NMS Plan Required to be Filed under Commission Rule 613)

OMB: 3235-0671

IC ID: 224670

Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details

View Information Collection (IC)

Data Collection and Reporting - Large Non-OATS-Reporting Broker-Dealers-ELPs
 
No Unchanged
 
Mandatory
 
17 CFR 242.613

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

14 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 14 0 0 0 0 14
Annual IC Time Burden (Hours) 254,352 0 0 0 0 254,352
Annual IC Cost Burden (Dollars) 4,857,534 0 0 0 0 4,857,534

Title Document Date Uploaded
No associated records found
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

© 2024 OMB.report | Privacy Policy