Schedule 13E-4F 30 Day Federal Register Notice

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Federal Register / Vol. 84, No. 223 / Tuesday, November 19, 2019 / Notices

IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (http://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSEAMER–2019–46 on the subject
line.
Paper Comments

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• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSEAMER–2019–46. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSEAMER–2019–46 and
should be submitted on or before
December 10, 2019.

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For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–24974 Filed 11–18–19; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Securities Rule 477, SEC File No. 270–493,
OMB Control No. 3235–0550.

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Rule 477 (17 CFR 230.477) under the
Securities Act of 1933 (15 U.S.C. 77a et
seq.) sets forth procedures for
withdrawing a registration statement,
including any amendments or exhibits
to the registration statement. The rule
provides that if an issuer intends to rely
on the safe harbor contained in
Securities Act Rule 155 to conduct an
unregistered private offering of
securities, the issuer must affirmatively
state in the withdrawal application that
it plans to undertake a subsequent
private offering of its securities. Without
this statement, the Commission would
not be able to monitor a company’s
reliance on, and compliance with,
Securities Act Rule 155(c). All
information submitted to the
Commission under Securities Act Rule
477 is available to the public for review.
Information provided under Securities
Act Rule 477 is mandatory. The
information is required on occasion. We
estimate that approximately 327 issuers
will file Securities Act Rule 477
submissions annually at an estimated
one hour per response for a total annual
burden of approximately 327 hours. We
estimate that 100% of the reporting
burden is prepared by the issuer.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
13 17

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CFR 200.30–3(a)(12).

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unless it displays a currently valid
control number.
The public may view the background
documentation for this information
collection at the following website,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
[email protected]; and (ii)
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected]. Comments must be
submitted to OMB within 30 days of
this notice.
Dated: November 8, 2019.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–25005 Filed 11–18–19; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Schedule 13E–4F, SEC File No. 270–340,
OMB Control No. 3235–0375

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995,
the Securities and Exchange
Commission (‘‘Commission’’) has
submitted to the Office of Management
and Budget this request for extension of
the previously approved collection of
information discussed below.
Schedule 13E–4F (17 CFR 240.13e–
102) may be used by an issuer that is
incorporated or organized under the
laws of Canada to make a cash tender
or exchange offer for the issuer’s own
securities if less than 40 percent of the
class of such issuer’s securities
outstanding that are the subject of the
tender offer is held by U.S. holders. The
information collected must be filed with
the Commission and is publicly
available. We estimate that it takes
approximately 2 hours per response to
prepare Schedule 13E–4F and that the
information is filed by approximately 3
respondents annually for a total annual

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Federal Register / Vol. 84, No. 223 / Tuesday, November 19, 2019 / Notices
reporting burden of 6 hours (2 hours per
response × 3 responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view the background
documentation for this information
collection at the following website,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
[email protected]; and (ii)
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected]. Comments must be
submitted to OMB within 30 days of
this notice.
Dated: November 8, 2019.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–25002 Filed 11–18–19; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

khammond on DSKJM1Z7X2PROD with NOTICES

Extension:
Notice of Exempt Preliminary Roll-Up
Communication, SEC File No. 270–396,
OMB Control No. 3235–0452.

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Rule 14a–6(n) [17 CFR 240.14a–6(n)]
under the Securities Exchange Act of
1934 (‘‘Exchange Act’’) (U.S.C. 78a et
seq.) requires any person that engages in
a proxy solicitation is subject to
Exchange Act Rule 14a–2(b)(4) [17 CFR
240.14a–2(b)(4)] to file a Notice of
Exempt Preliminary Roll-Up
Communication (‘‘Notice’’) [17 CFR
240.14a–104] with the Commission. The

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Notice provides information regarding
ownership interest and any potential
conflicts of interest to be included in
statements submitted by or on behalf of
a person engaging in the solicitation.
The Notice is filed on occasion and the
information required is mandatory. All
information is provided to the public
upon request. We estimate the Notice
takes approximately 0.25 hours per
response and is filed by approximately
4 respondents for a total of one annual
burden hour (0.25 hours per response ×
4 responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view the background
documentation for this information
collection at the following website,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
[email protected]; and (ii)
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected]. Comments must be
submitted to OMB within 30 days of
this notice.
Dated: November 8, 2019.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–25004 Filed 11–18–19; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION

63951

approved collection of information
discussed below.
Rules 7a–15 through 7a–37 (17 CFR
260.7a–15—260.7a–37) under the Trust
Indenture Act of 1939 (15 U.S.C. 77aaa
et seq.) set forth the general
requirements as to form and content of
applications, statements and reports that
must be filed under the Trust Indenture
Act. The respondents are persons and
entities subject to the requirements of
the Trust Indenture Act. Trust Indenture
Act Rules 7a–15 through 7a–37 are
disclosure guidelines and do not
directly result in any collection of
information. The rules are assigned only
one burden hour for administrative
convenience.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view the background
documentation for this information
collection at the following website,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
[email protected]; and (ii)
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected]. Comments must be
submitted to OMB within 30 days of
this notice.
Dated: November 8, 2019.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–25006 Filed 11–18–19; 8:45 am]
BILLING CODE 8011–01–P

Submission for OMB Review;
Comment Request

SECURITIES AND EXCHANGE
COMMISSION

Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

[SEC File No. 270–30, OMB Control No.
3235–0290]

Extension:
Rules 7a–15 through 7a–37, SEC File No.
270–115, OMB Control No. 3235–0132.

Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously

PO 00000

Frm 00115

Fmt 4703

Sfmt 4703

Submission for OMB Review;
Comment Request

Extension:
Rule 17f–1(g)

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501et seq.) (‘‘PRA’’), the

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