Protection of Human Subjects and Institutional Review Boards

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
0130 parts 50 56 REV SSA 2020 to consolidate 0755.pdf	Supporting Statement A	Uploaded 2020-01-14	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
5743	Recordkeeping under 21 CFR parts 50 and 56		Modified
239100	Reporting under 21 CFR 56		New
239099	Disclosures under 21 CFR parts 50 and 56		New

ICR Details

OMB Control No: 0910-0130	ICR Reference No: 201912-0910-008
Status: Active	Previous ICR Reference No: 201704-0910-001
Agency/Subagency: HHS/FDA	Agency Tracking No: CROSS CENTER
Title: Protection of Human Subjects and Institutional Review Boards
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/21/2020
	Date Received in OIRA: 01/15/2020
Terms of Clearance: Approved with the understanding that, upon approval, FDA will discontinue OMB control number 0910-0755, which currently accounts for 104,679 responses and 108,392 hours associated with recordkeeping requirements in 21 CFR part 56.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2023	36 Months From Approved	06/30/2020
Responses	346,800	0	36,792
Time Burden (Hours)	1,731,430	0	3,679,200
Cost Burden (Dollars)	147,171,550	0	0

---

Abstract: The information collection supports FDA regulations governing Institutional Review Boards and the rights and welfare of human subjects involved in FDA-regulated research. Respondents to the collection are sponsors, members, or other individuals subject to the requirements of 21 CFR parts 50 and 56..

---

Authorizing Statute(s): US Code: 42 USC 289 Name of Law: Public Health and Welfare; Institutional Review Boards
   US Code: 21 USC 301 et. seq. Name of Law: Federal Food, Drug, and Cosmetic Act
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 40421	08/14/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 69748	12/19/2019
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 3

table that charts list of burden

IC Title	Form No.	Form Name
Reporting under 21 CFR 56
Recordkeeping under 21 CFR parts 50 and 56
Disclosures under 21 CFR parts 50 and 56

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	346,800	36,792	0	0	310,008	0
Annual Time Burden (Hours)	1,731,430	3,679,200	0	0	-1,947,770	0
Annual Cost Burden (Dollars)	147,171,550	0	0	0	147,171,550	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The information collection reflects both changes and adjustments. We revised the information collection to consolidate it with control no. 0910-0755. In this request, our estimate reflects a decrease in the average number of annual responses by 1,947,770, but an increase in the average number of annual hours by 310,008.

---

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/15/2020

---