Notice_of_Corrective_Action_Failure_to_Comply_508

DEPARTMENT OF HEALTH & HUMAN SERVICES
Centers for Medicare & Medicaid Services
7500 Security Boulevard, Mail Stop S2-26-17
Baltimore, Maryland 21244-1850
Notice of Corrective Action Failure to Comply
Date of Notice: FULLDATE
CONTACTNAME
JOBTITLE
CENAME
ADDRESS1
ADDRESS2
CITY, ST ZIP
Re: Corrective Action Number XXXXX
Dear TITLE LASTNAME:
On (month, day, year), the Department of Health and Human Services (HHS), Division of
National Standards (DNS) within the Centers for Medicare & Medicaid Services’ (CMS) opened
a corrective action based on the violations discovered during the 2017
assessment.
Unhappy Path 1 – CAP Not Submitted
As part of the corrective action process, was required to submit a
corrective action plan (CAP) by (month, day, year). To date, we have not received a CAP from
.
Unhappy Path 2 – CAP Requirements Not Met
As part of the corrective action process, submitted a corrective action
plan (CAP) that included its milestones and plan to correct the applicable violations, as well as
an expected completion date. To date, has not completed the CAP to
the agreed terms, or has not provided the requested files or documentation for re-testing.
As a result, we will propose that a Civil Money Penalty (CMP) be imposed on . This action is being taken in accordance with 45 C.F.R. Part 160, Subpart C, section
312, and Subpart D, section 402.
In accordance with 45 C.F.R. Part 160, Subpart D, section 408, 410, and 412, may provide written evidence of mitigating factors, affirmative defenses, and/or a
written evidence in support of a CMP waiver with respect to the violations cited in the corrective
action. Written evidence must be provided within 30 days of this letter, (month, day, year). All
submitted evidence will be reviewed and a determination will be made as to whether it is
sufficient. If no such written evidence is received by (month, day, year), or it is determined to be

insufficient, will be notified of the proposed CMP in a Notice of
Proposed Determination.
If you have any questions about this letter, please contact (contact name) at
[email protected], or 555-555-5555. When contacting this office, please include the
corrective action number located at the top of this letter.

Sincerely,
Madhu Annadata, Director
Division of National Standards
Office of Information Technology
cc:
Contact Name

In accordance with the Paperwork Reduction Act (1995), no persons are required to respond to a collection of information, unless it
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time estimate(s) or suggestions for improving this form, please write to:
Centers for Medicare & Medicaid Services
Attn: PRA Reports Clearance Officer, Mail Stop C4-26-05
7500 Security Boulevard
Baltimore, Maryland 21244-1850
Please do not send applications, claims, payments, medical records or any documents containing sensitive information to the PRA
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where to submit your documents, please contact: Cecily Austin at [email protected] or Kevin Stewart at
[email protected] .