Rule 15c3-1; Reviewing and back testing models for new ANC firms

Rule 15c3-1; Net Capital Requirements for Brokers and Dealers

OMB: 3235-0200

IC ID: 206975

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Rule 15c3-1; Reviewing and back testing models for new ANC firms
 
No Unchanged
 
Mandatory
 
17 CFR 240.15c3-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

5 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 5 0 0 0 0 5
Annual IC Time Burden (Hours) 20,800 0 0 0 0 20,800
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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