Recordkeeping Form G-FINW

Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities; Notice by Financial Institutions of Termination of Activities as a Government Securities Br

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0224 can be found here:

Documents and Forms

Document Name Document Type
Form Form G-FINW Recordkeeping Form G-FINW Form
FormGFINW_20160731_i.pdf www.federalreserve.gov/apps/reportforms/default.aspx Instruction
FormGFINW_20200101_f_draft.pdf www.federalreserve.gov/apps/reportforms/default.aspx Other-Draft Form
FormGFINW_20200101_i_draft.pdf www.federalreserve.gov/apps/reportforms/default.aspx Other-Draft Instruction
Form G-FINW Notice by Financial Institutions of Termination of Activ FormGFINW_20160731_f.pdf www.federalreserve.gov/apps/reportforms/default.aspx Form

Information Collection (IC) Details

IC Title:	Recordkeeping Form G-FINW	Agency IC Tracking Number:	Form G-FINW

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	Form G-FINW	Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer	FormGFINW_20160731_f.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable
Instruction			FormGFINW_20160731_i.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable
Other-Draft Form			FormGFINW_20200101_f_draft.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable
Other-Draft Instruction			FormGFINW_20200101_i_draft.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	0	0
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.