Information Collection

Recordkeeping Associated with the initial publication or submission of a quotation in a quotation medium

IC 34565 under ICR 202002-3235-005 · OMB 3235-0202.

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Information Collection (IC) Details

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IC Title:	Recordkeeping Associated with the initial publication or submission of a quotation in a quotation medium	Agency IC Tracking Number:	TM-270-196

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15c2-11(a)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 91	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	4,550	4,089	461
Annual IC Time Burden (Hours)	30,411	27,502	2,909
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.