Form N-6 (17 CFR 239.17c) under the Securities Act of 1933 and (17 CFR 274.11d) under the Investment Company Act of 1940, Registration Statement of Separate Accounts Organized as Unit Investment Trust
ICR 202002-3235-009
OMB: 3235-0503
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0503 can be found here:
Form N-6 (17 CFR 239.17c)
under the Securities Act of 1933 and (17 CFR 274.11d) under the
Investment Company Act of 1940, Registration Statement of Separate
Accounts Organized as Unit Investment Trust
OMB files this
comment in accordance with 5 CFR 1320.11(c). This OMB action is not
an approval to conduct or sponsor an information collection under
the Paperwork Reduction Act of 1995. This action has no effect on
any current approvals. If OMB has assigned this ICR a new OMB
Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Pursuant to
5 CFR 1320.11(c), OMB files this comment on this information
collection request (ICR). The agency shall examine public comment
in response to the NPRM and will describe in the supporting
statement of its next collection any public comments received
regarding the collection as well as why (or why it did not)
incorporate the commenter’s recommendation. The next submission to
OMB must include the draft final rule.
Inventory as of this Action
Requested
Previously Approved
05/31/2022
36 Months From Approved
05/31/2022
388
0
388
31,812
0
31,812
3,816,692
0
3,816,692
Form N-6 is the form used by insurance
company separate accounts organized as unit investment trusts that
offer variable life insurance contracts to register as investment
companies under the Investment Company Act of 1940 [15 U.S.C. 80a-1
et seq.] ("Investment Company Act") and/or to register their
securities under the Securities Act of 1933 [15 U.S.C. 77a et
seq.].
US Code:
15
USC 77e Name of Law: Securities Act of 1933
US Code: 15
USC 80a-8 Name of Law: Investment Company Act of 1940
The total annual hour burden of
31,987 hours represents an increase of 175 hours over the previous
burden hour estimate of 31,812 hours. In addition, the annual
external cost burden of $3,816,692 has not changed.
$22,200,000
No
No
No
No
No
No
Uncollected
John Lee 202 551-5689
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.