30 Day Notice

Federal Register / Vol. 85, No. 153 / Friday, August 7, 2020 / Notices
with the requirements of 39 CFR
3011.301.1
The Commission invites comments on
whether the Postal Service’s request(s)
in the captioned docket(s) are consistent
with the policies of title 39. For
request(s) that the Postal Service states
concern market dominant product(s),
applicable statutory and regulatory
requirements include 39 U.S.C. 3622, 39
U.S.C. 3642, 39 CFR part 3030, and 39
CFR part 3040, subpart B. For request(s)
that the Postal Service states concern
competitive product(s), applicable
statutory and regulatory requirements
include 39 U.S.C. 3632, 39 U.S.C. 3633,
39 U.S.C. 3642, 39 CFR part 3035, and
39 CFR part 3040, subpart B. Comment
deadline(s) for each request appear in
section II.
II. Docketed Proceeding(s)
1. Docket No(s).: MC2020–207 and
CP2020–235; Filing Title: USPS Request
to Add Priority Mail Contract 644 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: August 3, 2020; Filing
Authority: 39 U.S.C. 3642, 39 CFR
3040.130 through 3040.135, and 39 CFR
3035.105; Public Representative: Curtis
E. Kidd; Comments Due: August 11,
2020.
2. Docket No(s).: MC2020–208 and
CP2020–236; Filing Title: USPS Request
to Add Priority Mail & First-Class
Package Service Contract 154 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: August 3, 2020; Filing
Authority: 39 U.S.C. 3642, 39 CFR
3040.130 through 3040.135, and 39 CFR
3035.105; Public Representative: Curtis
E. Kidd; Comments Due: August 11,
2020.
This Notice will be published in the
Federal Register.
Erica A. Barker,
Secretary.
[FR Doc. 2020–17323 Filed 8–6–20; 8:45 am]
BILLING CODE 7710–FW–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–481, OMB Control No.
3235–0538]

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Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
1 See Docket No. RM2018–3, Order Adopting
Final Rules Relating to Non-Public Information,
June 27, 2018, Attachment A at 19–22 (Order No.
4679).

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100 F Street NE, Washington, DC
20549–2736
Extension:
Rule 203–3, Form ADV–H

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information discussed below.
The title for the collection of
information is ‘‘Form ADV–H under the
Investment Advisers Act of 1940.’’ Rule
203–3 (17 CFR 275.203–3) under the
Investment Advisers Act of 1940 (15
U.S.C. 80b) requires that registered
advisers requesting either a temporary
or continuing hardship exemption
submit the request on Form ADV–H.
Rule 204–4 (17 CFR 275.204–4) under
the Investment Advisers Act of 1940
requires that exempt reporting advisers
requesting a temporary hardship
exemption submit the request on Form
ADV–H. The purpose of this collection
of information is to permit advisers to
obtain a hardship exemption to not
complete an electronic filing. The
temporary hardship exemption that is
available to registered advisers under
rule 203–3 and exempt reporting
advisers under rule 204–4 permits these
advisers to make late filings due to
unforeseen computer or software
problems. The continuing hardship
exemption available to registered
advisers under rule 203–3 permits
advisers to submit all required
electronic filings on hard copy for data
entry by the operator of the IARD.
The Commission has estimated that
compliance with the requirement to
complete Form ADV–H imposes a total
burden of approximately one hour for
an adviser. Based on our experience, we
estimate that we will receive 15 Form
ADV–H filings annually from registered
investment advisers and one Form
ADV–H filing annually from exempt
reporting advisers. Based on the 60
minute per respondent estimate, the
Commission estimates a total annual
burden of 16 hours for this collection of
information.
Rule 203–3, rule 204–4, and Form
ADV–H do not require recordkeeping or
records retention. The collection of
information requirements under the rule
and form are mandatory. The
information collected pursuant to the
rule and Form ADV–H consists of filings
with the Commission. These filings are
not kept confidential. An agency may
not conduct or sponsor, and a person is
not required to respond to, a collection

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47991

of information unless it displays a
currently valid control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission, c/
o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: August 3, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–17257 Filed 8–6–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–087, OMB Control No.
3235–0078]

Submission for OMB review; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Rule 15c3–3

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 15c3–3 (17 CFR 240.15c3–3),
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.).
Furthermore, notice is given regarding
new collections of information that were
previously proposed in Rule 18a–4
(OMB No. 3235–0700) and that are
being moved to this Rule 15c3–3 (OMB
No. 3235–0078) based on comments
received during the rulemaking process.
With respect to the extension of the
previously approved collection of
information, Rule 15c3–3 requires that a
broker-dealer that holds customer
securities obtain and maintain
possession and control of fully-paid and
excess margin securities they hold for

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Federal Register / Vol. 85, No. 153 / Friday, August 7, 2020 / Notices

customers. In addition, the Rule
requires that a broker-dealer that holds
customer funds make either a weekly or
monthly computation to determine
whether certain customer funds need to
be segregated in a special reserve bank
account for the exclusive benefit of the
firm’s customers. It also requires that a
broker-dealer maintain a written
notification from each bank where a
Special Reserve Bank Account is held
acknowledging that all assets in the
account are for the exclusive benefit of
the broker-dealer’s customers, and to
provide written notification to the
Commission (and its designated
examining authority) under certain,
specified circumstances. Finally, brokerdealers that sell securities futures
products (‘‘SFP’’) to customers must
provide certain notifications to
customers and make a record of any
changes of account type.
A broker-dealer required to maintain
the Special Reserve Bank Account
prescribed by Rule 15c3–3 must obtain
and retain a written notification from
each bank in which it has a Special
Reserve Bank Account to evidence the
bank’s acknowledgement that assets
deposited in the Account are being held
by the bank for the exclusive benefit of
the broker-dealer’s customers. In
addition, a broker-dealer must
immediately notify the Commission and
its designated examining authority if it
fails to make a required deposit to its
Special Reserve Bank Account. Finally,
a broker-dealer that effects transactions
in SFPs for customers will also have
paperwork burdens to make a record of
each change in account type.
The Commission staff estimates a total
annual time burden of approximately
625,490 hours and a total annual cost
burden of approximately $1,440,513 to
comply with the existing information
collection requirements of the rule.
With respect to the new collections of
information, in 2019, the Commission
adopted amendments to establish
segregation and notice requirements for
broker-dealers with respect to their
security-based swap activity. The
Commission staff estimates a total
annual time burden of approximately
96,601 hours and a total annual cost
burden of approximately $65,334 to
comply with the new information
collection requirements of the rule.
The Commission staff thus estimates
that the aggregate annual information
collection burden associated with Rule
15c3–3 is approximately 722,091 hours
and $1,505,847.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information

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under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website,
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission, c/
o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: August 3, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–17258 Filed 8–6–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–89453; File No. SR–NYSE–
2020–05]

Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing of Partial Amendment No. 1 to
Proposed Rule Change To Establish a
Wireless Fee Schedule Setting Forth
Available Wireless Bandwidth
Connections and Associated Fees
August 3, 2020.

I. Introduction
On January 30, 2020, New York Stock
Exchange LLC (‘‘NYSE’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Exchange Act’’
or ‘‘Act’’) 1 and Rule 19b–4 thereunder,2
a proposed rule change (SR–NYSE–
2020–05) to establish a schedule of
Wireless Connectivity Fees and Charges
(‘‘Wireless Fee Schedule’’) listing
available wireless bandwidth
connections between the Mahwah, New
Jersey data center and other data
centers.
The Commission published the
proposed rule change for public
comment in the Federal Register on
February 18, 2020.3 The Commission
1 15

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 88168
(February 11, 2020), 85 FR 8938 (February 18, 2020)
(SR–NYSE–2020–05) (‘‘Wireless I Notice’’). See also
Securities Exchange Act Release Nos. 88169
2 17

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received several comments on the
proposed rule change, and a response
from the Exchange.4 On April 1, 2020,
pursuant to Section 19(b)(2) of the Act,5
the Commission designated a longer
period within which to either approve
the proposed rule change, disapprove
the proposed rule change, or institute
proceedings to determine whether to
disapprove the proposed rule change.6
On May 18, 2020, the Commission
instituted proceedings to determine
whether to approve or disapprove the
proposed rule change.7 The Commission
received additional comments in
response to the Order Instituting
Proceedings.8
On July 27, 2020, the Exchange filed
Partial Amendment No. 1 to the
proposed rule change in response to
certain comments on the proposed rule
change. Partial Amendment No. 1 is
described in Item II below, which has
been substantially prepared by the
Exchange.9 The Commission is
publishing this notice to solicit
comments on Partial Amendment No. 1
from interested persons.10
(February 11, 2020), 85 FR 8946 (February 18, 2020)
(SR–NYSEAMER–2020–05); 88170 (February 11,
2020), 85 FR 8956 (February 18, 2020) (SR–
NYSEArca-2020–08); 88172 (February 11, 2020), 85
FR 8923 (February 18, 2020) (SR–NYSECHX–2020–
02); and 88171 (February 11, 2020), 85 FR 8930
(February 18, 2020) (SR–NYSENAT–2020–03).
4 Comments received on the Wireless I Notice and
the Exchange’s response are available on the
Commission’s website at: https://www.sec.gov/
comments/sr-nyse-2020-05/srnyse202005.htm.
5 15 U.S.C. 78s(b)(2).
6 See Securities Exchange Act Release No. 88539
(April 1, 2020), 85 FR 19553 (April 7, 2020). The
Commission designated May 18, 2020, as the date
by which it should approve, disapprove, or institute
proceedings to determine whether to disapprove the
proposed rule changes.
7 See Securities Exchange Act Release No. 88901
(May 18, 2020), 85 FR 31273 (May 22, 2020) in
which the Commission instituted proceedings
(‘‘Order Instituting Proceedings’’ or ‘‘OIP’’).
8 Comments received on the Wireless I Notice
following the OIP also are available on the
Commission’s website at: https://www.sec.gov/
comments/sr-nyse-2020-05/srnyse202005.htm.
9 The Commission has reformatted the Exchange’s
presentation of the footnotes.
10 Partial Amendment No. 1 is also available on
the Commission’s website at: https://www.sec.gov/
comments/sr-nyse-2020-05/srnyse202005.htm. The
Commission also refers interested persons to
Securities Exchange Act Release No. 88237
(February 19, 2020), 85 FR 10752 (February 25,
2020) (SR–NYSE–2020–11) (wherein the Exchange
filed a proposed rule change to amend the proposed
Wireless Fee Schedule to add ‘‘Wireless Market
Data Connections’’ and associated fees (‘‘Wireless
II’’) and concurrently proposes to partially amend
Wireless II). Partial Amendment No. 1 to Wireless
II is available on the Commission’s website at:
https://www.sec.gov/comments/sr-nyse-2020-11/
srnyse202011.htm.

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