Information Collection

Rules 15c3-3(o)(2)

IC 226404 under ICR 202002-3235-019 · OMB 3235-0078.

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IC Title:

Rules 15c3-3(o)(2)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15c3-3

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 161

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	494,701	-775,916	1,270,617
Annual IC Time Burden (Hours)	24,735	-38,796	63,531
Annual IC Cost Burden (Dollars)	272,086	-350,516	622,602

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.