Information Collection

Form N-8B-4 under the Investment Company Act of 1940 - Registration Statement of Face-Amount Certificate Companies

IC 34682 under ICR 202002-3235-021 · OMB 3235-0247.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0247 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC-1285 Form N-8B-4 under the Investment Company Act of 1940 - Registration Statement of Face-Amount Certificate Companies	Form
SEC-1285 Form N-8b-4 formn-8b-4[1][1].pdf www.sec.gov/about/forms/formn-8b-4.pdf	Form
secsorn1.pdf SEC SORN 1	IC Document

IC Title:

Form N-8B-4 under the Investment Company Act of 1940 - Registration Statement of Face-Amount Certificate Companies

Agency IC Tracking Number:

270-180

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.14

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-1285	Form N-8b-4	formn-8b-4[1][1].pdf	www.sec.gov/about/forms/formn-8b-4.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933

FR Citation: 40 FR 39255

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	1	1
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC SORN 1	secsorn1.pdf	06/28/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.