18 Cfr 46.4

CFR-2019-title18-vol1-sec46-4.pdf

FERC Form No. 561, Annual Report of Interlocking Directorates

18 CFR 46.4

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Federal Energy Regulatory Commission
have either no reportable sales as defined in paragraph (b) or only sales for
resale in any of the three preceding
years are exempt from the requirement
to file.
(5) Notwithstanding paragraph (a)(1)
of this section, individual residential
customers on the list should be identified as ‘‘Residential Customer,’’ and
with a zip code in lieu of an address.
(b) Largest purchasers. The list required under paragraph (a) of this section shall include each purchaser who,
during any of the three (3) preceding
calendar years, purchased (for purposes
other than resale) from a public utility
one of the twenty (20) largest amounts
of electric energy measured in kilowatt
hours sold (for purposes other than resale) by such utility during such year.
(c) Special rules. If data for actual annual sales (for purposes other than resale) are not available in the records of
the public utility, the utility may use
estimates based on actual data available to it. If one purchaser maintains
several billing accounts with the public
utility, the kilowatt hours purchased
in each account of that purchaser shall
be aggregated to arrive at the total for
that purchaser.
(d) Revision of the list. Each public
utility relying upon any estimates for
its January 31st filing, shall revise the
list compiled under paragraph (b) of
this section no later than March 1 of
the year in which the list was originally filed to reflect actual data not
available to the utility prior to that
time. Any revised list shall be filed
with the Commission and made publicly available through the utility’s
principal business office no later than
March 1. A utility filing a revised list
shall indicate thereon the changes
made to the list previously filed under
paragraph (b) of this section. On or before the filing and publication of the
revised list, the public utility shall notify the newly-listed purchasers and
any purchasers whose names were removed from the list.

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[Order 67, 45 FR 3569, Jan. 18, 1980; 45 FR 6377,
Jan. 28, 1980, as amended by Order 737, 75 FR
43404, July 26, 2010; 80 FR 43624, July 23, 2015]

§ 46.4 General rule.
A person must file with the Secretary of the Commission a statement

§ 46.6
in accordance with § 46.6, and in the
form specified in § 131.31 of this chapter
(except that with respect to calendar
year 1980, no filings in the form specified in § 131.31 is required if such person
has previously filed the statement required for calendar year 1980 in a different form than specified in § 131.31), if
such person:
(a) Serves for a public utility in any
of the following positions: A director or
a chief executive officer, president,
vice president, secretary, treasurer,
general manager, comptroller, chief
purchasing agent, or any other position
in which such person performs similar
executive duties or functions for such
public utility; and
(b) Serves for any entity described in
§ 46.5 in any of the positions described
in paragraph (a) of this section or is a
partner, appointee, or representative of
such entity.
[45 FR 23418, Apr. 7, 1980, as amended by
Order 140, 46 FR 22181, Apr. 16, 1981; Order 737,
75 FR 43404, July 26, 2010]

§ 46.5 Covered entities.
Entities to which the general rule in
§ 46.4(b) applies are the following:
(a) Any investment bank, bank holding company, foreign bank or subsidiary thereof doing business in the
United States, insurance company, or
any other organization primarily engaged in the business of providing financial services or credit, a mutual
savings bank, or a savings and loan association;
(b) Any entity which is authorized by
law to underwrite or participate in the
marketing of securities of a public utility;
(c) Any entity which produces or supplies electrical equipment or coal, natural gas, oil, nuclear fuel, or other fuel,
for the use of any public utility;
(d) Any entity specified in § 46.3;
(e) Any entity referred to in section
305(b) of the Federal Power Act; and
(f) Any entity which is controlled by
any entity referred to in this section.
§ 46.6 Contents of the statement and
procedures for filing.
Each person required to file a written
statement under the general rule in
§ 46.4 shall comply with the following
requirements:

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