| 2007 |
|
|
|
|
|
|
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
6/6/2007 |
|
|
|
|
|
|
|
|
|
| IRS + SSA |
|
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents (total) |
780,000 |
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents for Small Entity |
630,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
|
|
|
|
|
|
2007 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
|
2007 - Baseline rounded |
2007 - Baseline |
2007 - Final |
|
Check - yearly requested |
| Annual Number of Responses for this IC |
780,000 |
0 |
0 |
780,000 |
0 |
|
|
780,000 |
780,450 |
780,450 |
|
780,000 |
| Annual IC Time Burden (Hours) |
591,000 |
-37,000 |
0 |
628,000 |
0 |
|
|
628,000 |
627,629 |
591,364 |
|
591,000 |
| Annual IC Cost Burden (Dollars) |
136,000,000 |
-4,000,000 |
0 |
140,000,000 |
0 |
|
|
140,000,000 |
139,931,040 |
136,062,249 |
|
136,000,000 |
|
. |
|
|
|
|
|
|
|
|
|
|
|
| Short Statement |
EBSA updated the model that is used for these burden calculations and used updated estimates of the number of plans affected by the regulation (Change Due to Adjustment in Agency). |
|
|
|
|
|
|
|
The Pension Protection Act of 2006 required a simplified reporting alternative for certain small plans (Program Change Due to New Statute). |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Annual Cost to Federal Government |
|
|
|
|
|
|
|
|
|
|
|
|
| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
|
|
|
(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| NOTE: If you add the previously approved PRA numbers for IRC, this spreadsheet will calculate for you the "Change due to adjustment in agency estimate" (cells E8 to E10). |
|
|
|
|
|
|
| 2008 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
5/26/2008 |
|
|
|
|
|
|
|
|
|
|
|
| IRS + SSA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents (total) |
780,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents for Small Entity |
630,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2008 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
|
2007 - Baseline |
2007 - Final |
|
Check - yearly requested |
|
2008 - Final unrounded |
Change from 2007 to 2008 - unrounded |
| Annual Number of Responses for this IC |
780,000 |
0 |
0 |
0 |
0 |
780,000 |
|
780,450 |
780,450 |
|
780,000 |
|
780,450 |
0 |
| Annual IC Time Burden (Hours) |
593,000 |
2,000 |
0 |
0 |
0 |
591,000 |
|
627,629 |
591,364 |
|
593,000 |
|
593,432 |
2,068 |
| Annual IC Cost Burden (Dollars) |
137,700,000 |
1,700,000 |
0 |
0 |
0 |
136,000,000 |
|
139,931,040 |
136,062,249 |
|
137,700,000 |
|
137,715,059 |
1,652,810 |
|
. |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Short Statement |
The Pension Protection Act of 2006 required some new questions as well as a question for the total number of contributing employers for defined benefit plans and an asset allocation question on the Schedule R (Program Change Due to New Statute). |
|
|
|
|
|
|
|
|
|
The simplified reporting alternative for certain small plans is still in place (Change in 2007). |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Annual Cost to Federal Government |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
|
|
|
(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
|
|
|
|
|
|
|
|
|
|
| 2009 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
8/6/2009 |
|
|
|
|
|
|
|
|
|
|
|
| IRS + SSA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents (total) |
780,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents for Small Entity |
630,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2009 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
|
2007 - Baseline |
2008 - Final unrounded |
|
Check - yearly requested |
|
2009 - Final unrounded |
Change from 2008 to 2009 - unrounded |
| Annual Number of Responses for this IC |
780,000 |
0 |
0 |
0 |
0 |
780,000 |
|
780,450 |
780,450 |
|
780,000 |
|
780,450 |
0 |
| Annual IC Time Burden (Hours) |
323,000 |
0 |
-270,000 |
0 |
0 |
593,000 |
|
627,629 |
593,432 |
|
323,000 |
|
323,325 |
-270,107 |
| Annual IC Cost Burden (Dollars) |
98,000,000 |
0 |
-39,700,000 |
0 |
0 |
137,700,000 |
|
139,931,040 |
137,715,059 |
|
98,000,000 |
|
98,035,760 |
-39,679,299 |
|
. |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Short Statement |
The main difference from the 2008 Forms are: (a) all forms will be required to be filed electronically; (b) Schedule E and Schedule SSA will be removed; (c) the new Short Form 5500 (5500-SF) will be established; (d) the special limited reporting rules for Code section 403(b) plans will be eliminated; (e) Schedule C will be revised; (f) additional data elements will be added to Schedule R; and (g) various smaller technical revisions will be made to the Schedule A, Schedule H, and Schedule I. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Annual Cost to Federal Government |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
|
|
|
(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
|
|
|
|
|
|
|
|
|
|
| 2010 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
8/17/2009 |
|
|
|
|
|
|
|
|
|
|
|
| IRS + SSA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents (total) |
780,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents for Small Entity |
630,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2009 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
|
2007 - Baseline |
2008 - Final unrounded |
|
Check - yearly requested |
|
2009 - Final unrounded |
Change from 2008 to 2009 - unrounded |
| Annual Number of Responses for this IC |
780,000 |
0 |
0 |
0 |
0 |
780,000 |
|
780,450 |
780,450 |
|
780,000 |
|
780,450 |
NA |
| Annual IC Time Burden (Hours) |
323,000 |
0 |
0 |
0 |
0 |
323,000 |
|
627,629 |
593,432 |
|
323,000 |
|
323,325 |
NA |
| Annual IC Cost Burden (Dollars) |
98,000,000 |
0 |
0 |
0 |
0 |
98,000,000 |
|
139,931,040 |
137,715,059 |
|
98,000,000 |
|
98,035,760 |
NA |
|
. |
|
|
|
|
|
|
|
|
|
|
|
|
|
| Short Statement |
There will be no change between the 2009 and 2010 forms and burden. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Annual Cost to Federal Government |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
|
|
|
(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
|
|
|
|
|
|
|
|
|
|
| 2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
5/2/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
| IRS + SSA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents (total) |
780,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Number of Respondents for Small Entity |
630,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2011 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
|
200? - Baseline rounded |
200? - Baseline unrounded |
|
Check - yearly requested |
|
2011 - Final unrounded |
Change from 200? to 2011 - unrounded |
Change from 200? to 2011 - ROUNDED |
| Annual Number of Responses for this IC |
780,000 |
0 |
0 |
0 |
0 |
780,000 |
|
780,000 |
780,450 |
|
780,000 |
|
777,206 |
-3,244 |
0 |
| Annual IC Time Burden (Hours) |
321,000 |
0 |
-2,000 |
0 |
0 |
323,000 |
|
321,000 |
323,325 |
|
321,000 |
|
321,294 |
-2,031 |
-2,000 |
| Annual IC Cost Burden (Dollars) |
102,000,000 |
0 |
4,000,000 |
0 |
0 |
98,000,000 |
|
98,000,000 |
98,035,760 |
|
102,000,000 |
|
102,292,545 |
4,256,785 |
4,000,000 |
|
. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Short Statement |
The number of filings went slightly down, the wage rates went up. This resulted in a small decrease in time and a small increase in cost burden. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Annual Cost to Federal Government |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
|
|
|
(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
|
|
|
|
|
|
|
|
|
|
|
| 2013 |
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
4/23/2013 |
|
|
|
| IRS + SSA |
|
|
|
|
|
|
| Number of Respondents (total) |
800,000 |
|
|
|
|
|
| Number of Respondents for Small Entity |
643,000 |
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
2013 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
| Annual Number of Responses for this IC |
800,000 |
0 |
|
20,000 |
0 |
780,000 |
| Annual IC Time Burden (Hours) |
326,000 |
0 |
|
5,000 |
0 |
321,000 |
| Annual IC Cost Burden (Dollars) |
112,000,000 |
0 |
|
10,000,000 |
0 |
102,000,000 |
|
. |
|
|
|
|
|
| Short Statement |
The number of filings and the wage rates increased. This resulted in an increase in the number of responses, the time burden, and the cost burden. |
|
|
|
|
|
|
|
|
|
| Annual Cost to Federal Government |
|
|
|
|
|
|
| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
|
|
|
(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
|
|
| 2014 |
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
3/21/2014 |
|
|
|
| IRS + SSA |
|
|
|
|
|
|
| Number of Respondents (total) |
786,000 |
|
|
|
|
|
| Number of Respondents for Small Entity |
630,000 |
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
2014 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
| Annual Number of Responses for this IC |
786,000 |
0 |
|
-14,000 |
0 |
800,000 |
| Annual IC Time Burden (Hours) |
319,000 |
0 |
|
-7,000 |
0 |
326,000 |
| Annual IC Cost Burden (Dollars) |
112,088,000 |
0 |
|
88,000 |
0 |
112,000,000 |
|
. |
|
|
|
|
|
| Short Statement |
The number of filings decreased, while the wage rates increased. The net effect of this was a decrease in the number of responses and the time burden, and an increase in the cost burden. |
|
|
|
|
|
|
|
|
|
| Annual Cost to Federal Government |
|
|
|
|
|
|
| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
|
|
|
(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
|
|
| 2015 |
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
9/15/2014 |
|
|
|
| IRS + SSA |
|
|
|
|
|
|
| Number of Respondents (total) |
822,000 |
|
|
|
|
|
| Number of Respondents for Small Entity |
668,000 |
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
2015 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
| Annual Number of Responses for this IC |
822,000 |
0 |
|
36,000 |
0 |
786,000 |
| Annual IC Time Burden (Hours) |
340,000 |
0 |
|
21,000 |
0 |
319,000 |
| Annual IC Cost Burden (Dollars) |
120,507,000 |
0 |
|
8,419,000 |
0 |
112,088,000 |
|
. |
|
|
|
|
|
| Short Statement |
The number of filings increased, which increased the time and cost burdens. |
|
|
|
|
|
|
|
|
|
| Annual Cost to Federal Government |
|
|
|
|
|
|
| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
|
|
|
(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
|
|
| 2016 |
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
2/11/2016 |
|
|
|
| IRS + SSA |
|
|
|
|
|
|
| Number of Respondents (total) |
806,000 |
|
|
|
|
|
| Number of Respondents for Small Entity |
658,000 |
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
2016 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
| Annual Number of Responses for this IC |
806,000 |
0 |
|
-16,000 |
0 |
822,000 |
| Annual IC Time Burden (Hours) |
320,000 |
0 |
|
-20,000 |
0 |
340,000 |
| Annual IC Cost Burden (Dollars) |
120,611,000 |
0 |
|
104,000 |
0 |
120,507,000 |
|
. |
|
|
|
|
|
| Short Statement |
The number of filings decreased and wage rates increased. This produced a slight decrease in the hour burden and a slight increase in the cost burden. |
|
|
|
|
|
|
|
|
|
| Annual Cost to Federal Government |
|
|
|
|
|
|
| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
|
|
|
(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
|
|
| 2017 |
|
|
|
|
|
|
| Form 5500 Package |
PRA-numbers |
|
3/8/2017 |
|
|
|
| IRS + SSA |
|
|
|
|
|
|
| Number of Respondents (total) |
828,000 |
|
|
|
|
|
| Number of Respondents for Small Entity |
669,000 |
|
|
|
|
|
|
|
|
|
|
|
|
| ICR |
|
|
|
|
|
|
|
2017 - Requested |
Program Change Due to New Statute |
Program Change Due to Agency Discretion |
Change Due to Adjustment in Agency Estimate |
Change Due to Potential Violation of the PRA |
Previously Approved |
| Annual Number of Responses for this IC |
828,000 |
0 |
|
22,000 |
0 |
806,000 |
| Annual IC Time Burden (Hours) |
338,000 |
0 |
|
18,000 |
0 |
320,000 |
| Annual IC Cost Burden (Dollars) |
137,129,000 |
0 |
|
16,518,000 |
0 |
120,611,000 |
|
. |
|
|
|
|
|
| Short Statement |
The number of filings and the wage rates increased, which produced an increase in the hour and cost burden. |
|
|
|
|
|
|
|
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| Annual Cost to Federal Government |
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| THIS DOCUMENT IS RELATED TO THE FORM 5500 NOTICE AND NOTICE OF RULEMAKING |
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(RULE: RIN: 1210-AB06, OMB Ref #: 1210-A135) |
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