Information Collection

Part-4 Commodity Pool Operators and Commodity Trading Advisors

IC 29006 under ICR 202004-3038-006 · OMB 3038-0005.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0005 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
NPRM 0005 (5 4 2020)-08496.pdf	Other-NPRM with Form and Instruction

IC Title:

Part-4 Commodity Pool Operators and Commodity Trading Advisors

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 4.14,4.21,4.22, 4.26, 4.27 17 CFR 4.23, 4.31, 4.33, 4.36 17 CFR 1.33, 4.5, 4.7, 4.12, 4.13

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-NPRM with Form and Instructions			NPRM 0005 (5 4 2020)-08496.pdf		Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title: National Futures Association Applications Suite System-CFTC-12

FR Citation: 84 FR 17811

Number of Respondents: 43,062

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	114,114	2,150	111,964
Annual IC Time Burden (Hours)	370,467	16,134	354,333
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.