Information Collection

Investor Form

IC 35367 under ICR 202009-3235-009 · OMB 3235-0547.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0547 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Investor Form	Form
Investor Complaint Form Part 1 SEC Investor Complaint Form part one.htm www.sec.gov/oiea/Complaint.html	Form
Investor Complaint Form part 2 SEC investor compliant Form part 2.htm www.sec.gov/oiea/Complaint.html	Form
secsorn65.pdf SEC 65 Investor Response Information System (IRIS)	IC Document

IC Title:

Investor Form

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Unchanged

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	NA	Investor Complaint Form Part 1	SEC Investor Complaint Form part one.htm	https://www.sec.gov/oiea/Complaint.html	Yes	Yes	Fillable Fileable
Form	N/A	Investor Complaint Form part 2	SEC investor compliant Form part 2.htm	https://www.sec.gov/oiea/Complaint.html	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: (SEC 65) Investor Response Information System (IRIS)

FR Citation: 76 FR 30213

Number of Respondents: 20,000

Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	20,000	20,000
Annual IC Time Burden (Hours)	5,000	5,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC 65 Investor Response Information System (IRIS)	secsorn65.pdf	09/09/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.