Registrations and Miscellaneous Requests and Notices for Distilled Spirits Plants; Distilled Spirits Related Requests and Notices for Non-Distilled Spirits Plants

Forms and Documents

Document Name	Status
Form TTB F 5110.41 Registration of Distilled Spirits Plants Form and Instruction	Modified
1513-0048 Supporting Statement (11-2020).docx Supporting Statement A	2020-11-23
Permits Online Customer User Guide (TTB P 5020.06; 05-2015).pdf Supplementary Document	2017-08-17

IC Document Collections

IC ID	Document Title	Status
43836	Registration of Distilled Spirits Plants Form and Instruction	Modified
190684	Non-Distilled Spirits Plant Requests and Notices	Modified
190559	Miscellaneous Requests and Notices for Distilled Spirits Plants	Modified

ICR Details

OMB Control No: 1513-0048	ICR Reference No: 202010-1513-012
Status: Received in OIRA	Previous ICR Reference No: 201708-1513-006
Agency/Subagency: TREAS/TTB	Agency Tracking No: ICN 80 - 9/19
Title: Registrations and Miscellaneous Requests and Notices for Distilled Spirits Plants; Distilled Spirits Related Requests and Notices for Non-Distilled Spirits Plants
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 11/25/2020

	Requested	Previously Approved
Expiration Date	36 Months From Approved	01/31/2021
Responses	4,300	2,950
Time Burden (Hours)	7,330	4,386
Cost Burden (Dollars)	3,450	0

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Abstract: The Internal Revenue Code (IRC), at 26 U.S.C. 5171 and 5172, provides that an application to register a distilled spirits plant (DSP) must be made in conformity with regulations issued by the Secretary of the Treasury, while 26 U.S.C. 5201 requires DSPs to operate in conformity with such regulations. The IRC at 26 U.S.C. 5312 also authorizes the Secretary to issue regulations regarding the use of distilled spirits by certain educational and scientific institutions for experimental or research use, and that section authorizes the establishment and regulation of experimental DSPs. Under those authorities, the TTB regulations in 27 CFR part 19 prescribe the use of TTB F 5110.41 to register a DSP or to make certain amendments to an existing DSP registration. The TTB regulations in part 19 also require DSP operators to submit various miscellaneous notices or requests to vary their operations from the requirements of that part. In addition, the regulations in part 19 require persons who are neither registered DSPs nor applicants for registration to submit applications or notices related to certain distilled spirits activities, such as the establishment of an experimental DSP or the use of spirits for research purposes. The required information assists TTB in determining a person’s eligibility to establish and operate a DSP, whether a variance from TTB’s regulatory requirements should be approved, and whether non-DSP entities are eligible to engage in certain distilled spirits-related activities.

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Authorizing Statute(s): US Code: 26 USC 5171, 5172, 5201 & 5312 Name of Law: Internal Revenue Code
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 55067	09/03/2020
30-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 75409	11/25/2020
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

IC Title	Form No.	Form Name
Miscellaneous Requests and Notices for Distilled Spirits Plants
Non-Distilled Spirits Plant Requests and Notices
Registration of Distilled Spirits Plants	TTB F 5110.41, N/A, N/A	Registration of Distilled Spirits Plant ,   Permits Online - Original DSP Application ,   Permits Online - Original AFP Application

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	4,300	2,950	0	0	1,350	0
Annual Time Burden (Hours)	7,330	4,386	0	0	2,944	0
Annual Cost Burden (Dollars)	3,450	0	0	0	3,450	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There are no program changes associated with this information collection request. As for adjustments, due to changes in agency estimates, TTB is reporting an increase in the number of annual respondents, responses, and burden hours associated with this information collection, from 2,300 respondents to 3,600, from 2,950 responses to 4,300, and from 4,386 hours to 7,330. These increases are due to an increase in the number of distilled spirits plants registered with TTB, which is largely due to an increase in the number of small "craft" distilleries now operating in the United States.

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Annual Cost to Federal Government: $683,811

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/25/2020

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