Information Collection

Registrations

IC 20033 under ICR 202010-1557-006 · OMB 1557-0124.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1557-0124 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
FormTA1_201612_i.pdf	Instruction
FormTA1_201612_i.pdf	Instruction
FFIEC TA-1 Transfer Agent Registration and Amendment Form FormTA1_202002_f.pdf	Form
FFIEC TA-1 Transfer Agent Registration and Amendment Form FormTA1_202002_f.pdf	Form
TA-W NOTICE OF WITHDRAWAL FROM REGISTRATION AS A TRANSFER AGE form-ta-w.pdf	Form
TA-W NOTICE OF WITHDRAWAL FROM REGISTRATION AS A TRANSFER AGE form-ta-w.pdf	Form

IC Title:

Registrations

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Instruction			FormTA1_201612_i.pdf	Yes	No	Printable Only
Form	FFIEC TA-1	Transfer Agent Registration and Amendment Form	FormTA1_202002_f.pdf	Yes	Yes	Fillable Printable
Form	TA-W	NOTICE OF WITHDRAWAL FROM REGISTRATION AS A TRANSFER AGENT	form-ta-w.pdf	Yes	Yes	Fillable Printable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	1	1
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.