Registrations

Transfer Agent Registration and Amendment Form -- Form TA-1

Documents and Forms

Document Name Document Type
FormTA1_201612_i.pdf Instruction
FormTA1_201612_i.pdf Instruction
FFIEC TA-1 Transfer Agent Registration and Amendment Form FormTA1_202002_f.pdf Form
FFIEC TA-1 Transfer Agent Registration and Amendment Form FormTA1_202002_f.pdf Form
TA-W NOTICE OF WITHDRAWAL FROM REGISTRATION AS A TRANSFER AGE form-ta-w.pdf Form
TA-W NOTICE OF WITHDRAWAL FROM REGISTRATION AS A TRANSFER AGE form-ta-w.pdf Form

Information Collection (IC) Details

IC Title:	Registrations	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Instruction			FormTA1_201612_i.pdf	Yes	No	Printable Only
Form	FFIEC TA-1	Transfer Agent Registration and Amendment Form	FormTA1_202002_f.pdf	Yes	Yes	Fillable Printable
Form	TA-W	NOTICE OF WITHDRAWAL FROM REGISTRATION AS A TRANSFER AGENT	form-ta-w.pdf	Yes	Yes	Fillable Printable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	1	1
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.