Information Collection

Rule 206(4)-1 Under the Investment Advisers Act of 1940

IC 244173 under ICR 202010-3235-007 · OMB unassigned.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

IC Title:

Rule 206(4)-1 Under the Investment Advisers Act of 1940

Agency IC Tracking Number:

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.206(4)-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 13,463

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1,454,170	1,454,170
Annual IC Time Burden (Hours)	1,832,281	1,832,281
Annual IC Cost Burden (Dollars)	27,000	27,000

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.