Information Collection Request

Standards for Privacy of Individually Identifiable Health Information and Supporting Regulations at 45 CFR Parts 160 and 164

ICR 202011-0945-001 · OMB 0945-0003 · Received in OIRA

Forms and Documents

Forms and supporting documents for this ICR
DocumentTypeStatusAvailability
HIPAA NPRM ICR Supporting Statement Submitted to ROCIS.docx Supporting Statement A Uploaded 2021-03-01 Repair queued
published 60-FRN day 0945-0003.pdf Supplementary Document Uploaded 2019-09-30 Missing upstream
30-day FRN 0945-0003 HIPAA 2019 ICR Extension.doc Supplementary Document Uploaded 2019-09-30 Missing upstream
0945-0003 Change Request.doc Justification for No Material/Nonsubstantive Change Uploaded 2017-10-12 Missing upstream

IC Document Collections

Information collection document groups
IC IDCollectionTypeStatusForm
244663 Notice of Privacy Practices for Protected Health Information – Post updated notice online New
244651 Administrative Requirements – Policies & Procedures (verification of identity) New
244650 Administrative Requirements – Policies & Procedures (disclosures for Uniformed Services & Telecommunications Relay Services) New
244649 Administrative Requirements – Policies & Procedures (revising the Notice of Privacy Practices) New
244648 Administrative Requirements – Policies & Procedures (disclosures under 164.510; uses and disclosures to prevent harm, 164.512) New
244647 Administrative Requirements – Policies & Procedures (right of access & fee estimates) New
244646 Administrative Requirements – Policies & Procedures (minimum necessary and social services agencies for care coordination) New
244645 Administrative Requirements – Training (verification of identity) New
244644 Administrative Requirements – Training (notice of privacy practices, changes in content & right to discuss privacy practices, 164.520) New
244643 Administrative Requirements – Training (disclosures for Uniformed Services, 164.512(k); disclosures to Telecommunications Relay Services for treatment, payment and health care operations) New
244641 Administrative Requirements – Training (disclosing PHI under 164.510; uses and disclosures to prevent harm, 164.512(j)) New
244639 Administrative Requirements - Training (right of access and fee estimates - medical records staff) New
244638 Administrative Requirements – Training (right of access and fee estimates) New
244628 Administrative Requirements – Training (minimum necessary, 164.514) New
244627 Notice of Access and Authorization Fees - Itemized list of charges New
244626 Notice of Access and Authorization Fees - Individualized estimates New
244625 Access of Individuals to Protected Health Information (submitting requests for individuals to direct copies of ePHI to plans and providers) New
244624 Access of Individuals to Protected Health Information (disclosing copies of ePHI to other third parties) New
244623 Access of Individuals to Protected Health Information (disclosing copies of ePHI to health plans and providers) New
244622 Notice of Privacy Practices for Protected Health Information (right to discuss privacy practices) New
244620 Minimum necessary evaluations for treatment, payment, and health care operations - uses and disclosures New
244605 Notice of Fees for Copies of PHI―Post fee schedule online New
237898 Business Associate Notice to Covered Entity – Less than 500 affected individuals Modified
237897 Business Associate Notice to Covered Entity – 500 or more affected individuals Modified
221884 Less than 500 Affected Individuals (investigating and documenting breach) breaches affecting Modified
221883 Less than 500 Affected Individuals (investigating and documenting breach) Modified
221882 500 or More Affected Individuals (investigating and documenting breach) Modified
221881 Notice to Secretary (notice for breaches affecting fewer than 500 individuals) Modified
221880 Notice to Secretary (notice for breaches affecting 500 or more individuals) Modified
221879 Media Notice Modified
221878 Individual Notice-Substitute Notice (individuals' voluntary burden to call toll-free number for information) Modified
221877 Individual Notice-Substitute Notice (staffing toll-free number) Modified
221876 Individual Notice- Substitute Notice (posting or publishing) Modified
221875 Individual Notice-Written and E-mail Notice(processing and sending) Modified
221874 Individual Notice-Written and E-mail Notice (preparing and documenting notification) Modified
221872 Individual Notice- Written and E-mail Notice (drafting) Modified
221871 Documentation - Review and Update Modified
221870 Security Incidents- Business Associate reporting of incidents (other than breach) to Covered Entities Modified
221869 Maintenance Records Modified
221868 Contingency Plan- Criticality Analysis Modified
221866 Contingency Plan- Testing and Revision Modified
221862 Security Incidents (other than breaches)- Documentation Modified
221861 Security Reminders- Periodic Updates Modified
221860 Information System Activity Review- Documentation Modified
221859 Risk Analysis-Documentation Modified
208573 Rights to request privacy protection for protected health information Modified
190153 Accounting for Disclosures of Protected Health Information Modified
190152 Amendment of Protected Health Information (denials) Modified
190151 Amendment of Protected Health Information (requests) Modified
190150 Access of Individuals to Protected Health Information (disclosures) Modified
190149 Notice of Privacy Practice for Protected Health Information (Health plans- periodic distribution of NPPs by electronic mail) Modified
190147 Notice of Privacy Practices for Protected Health Information (health care providers - dissemination Modified
190146 Notice of privacy Practices for Protected Health Information/health plan distribution paper mail Modified
190145 Uses and Disclosures for Research Purposes Modified
190144 Uses and Disclosures for which Individual authorization is required Modified
190143 Uses and Disclosures-Organizational Requirement Modified
10428 Process for Requesting Exception Determinations (states or persons) Unchanged

ICR Details

Reginfo record details
table that charts list comparision
  Requested Previously Approved
36 Months From Approved 01/31/2023
1,122,777,231 1,097,206,223
952,089,673 921,158,940
0 0





Reginfo record details
57
table that charts list of burden
IC Title Form No. Form Name
Business Associate Notice to Covered Entity – Less than 500 affected individuals
Media Notice
Amendment of Protected Health Information (requests)
Amendment of Protected Health Information (denials)
Accounting for Disclosures of Protected Health Information
Contingency Plan- Criticality Analysis
Maintenance Records
Individual Notice-Substitute Notice (staffing toll-free number)
Individual Notice-Substitute Notice (individuals' voluntary burden to call toll-free number for information)
Less than 500 Affected Individuals (investigating and documenting breach)
Risk Analysis-Documentation
Security Reminders- Periodic Updates
Security Incidents (other than breaches)- Documentation
Contingency Plan- Testing and Revision
Information System Activity Review- Documentation
Individual Notice- Written and E-mail Notice (drafting)
Individual Notice- Substitute Notice (posting or publishing)
Security Incidents- Business Associate reporting of incidents (other than breach) to Covered Entities
Documentation - Review and Update
Individual Notice-Written and E-mail Notice (preparing and documenting notification)
Individual Notice-Written and E-mail Notice(processing and sending)
Notice to Secretary (notice for breaches affecting fewer than 500 individuals)
500 or More Affected Individuals (investigating and documenting breach)
Business Associate Notice to Covered Entity – 500 or more affected individuals
Less than 500 Affected Individuals (investigating and documenting breach) breaches affecting <10 individuals
Rights to request privacy protection for protected health information
Notice to Secretary (notice for breaches affecting 500 or more individuals)
Process for Requesting Exception Determinations (states or persons)
Uses and Disclosures-Organizational Requirement
Uses and Disclosures for which Individual authorization is required
Notice of Privacy Practices for Protected Health Information (health care providers - dissemination
Notice of Privacy Practice for Protected Health Information (Health plans- periodic distribution of NPPs by electronic mail)
Access of Individuals to Protected Health Information (disclosures)
Administrative Requirements – Policies & Procedures (revising the Notice of Privacy Practices)
Uses and Disclosures for Research Purposes
Notice of privacy Practices for Protected Health Information/health plan distribution paper mail
Administrative Requirements – Training (right of access and fee estimates)
Administrative Requirements - Training (right of access and fee estimates - medical records staff)
Administrative Requirements – Training (disclosing PHI under 164.510; uses and disclosures to prevent harm, 164.512(j))
Administrative Requirements – Training (disclosures for Uniformed Services, 164.512(k); disclosures to Telecommunications Relay Services for treatment, payment and health care operations)
Administrative Requirements – Training (notice of privacy practices, changes in content & right to discuss privacy practices, 164.520)
Administrative Requirements – Training (verification of identity)
Administrative Requirements – Policies & Procedures (minimum necessary and social services agencies for care coordination)
Administrative Requirements – Policies & Procedures (right of access & fee estimates)
Administrative Requirements – Policies & Procedures (disclosures under 164.510; uses and disclosures to prevent harm, 164.512)
Administrative Requirements – Policies & Procedures (verification of identity)
Administrative Requirements – Policies & Procedures (disclosures for Uniformed Services & Telecommunications Relay Services)
Notice of Fees for Copies of PHI―Post fee schedule online
Notice of Privacy Practices for Protected Health Information (right to discuss privacy practices)
Access of Individuals to Protected Health Information (disclosing copies of ePHI to health plans and providers)
Access of Individuals to Protected Health Information (disclosing copies of ePHI to other third parties)
Access of Individuals to Protected Health Information (submitting requests for individuals to direct copies of ePHI to plans and providers)
Notice of Access and Authorization Fees - Individualized estimates
Notice of Access and Authorization Fees - Itemized list of charges
Administrative Requirements – Training (minimum necessary, 164.514)
Notice of Privacy Practices for Protected Health Information – Post updated notice online
Minimum necessary evaluations for treatment, payment, and health care operations - uses and disclosures

table that charts list of burden
  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,122,777,231 1,097,206,223 0 17,628,225 7,942,783 0
Annual Time Burden (Hours) 952,089,673 921,158,940 0 2,536,291 28,394,442 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0


Reginfo record details
  No