Swap Data Recordkeeping and Reporting Requirements

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0096 can be found here:

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Information Collection (IC) Details

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IC Title:	Swap Data Recordkeeping and Reporting Requirements	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 45.2 45.3, 45.4, 45.5, 45.6 17 CFR 45.10, 45.14

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,732	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	229,611,240	-216,564,881	446,176,121
Annual IC Time Burden (Hours)	1,226,021	-1,053,291	2,279,312
Annual IC Cost Burden (Dollars)	51,961,428	51,961,428	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.