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Federal Register / Vol. 85, No. 72 / Tuesday, April 14, 2020 / Notices
Annuitant Pledge Form OMB Control
No. 3206–0271, which include OPM
Form 1654–B. As required by the
Paperwork Reduction Act of 1995, as
amended by the Clinger-Cohen Act,
OPM is soliciting comments for this
collection. The Office of Personnel
Management is particularly interested in
comments that:
1. Evaluate whether the continued
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information will have
practical utility;
2. Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions used;
3. Enhance the quality, utility, and
clarity of the information to be
collected; and
4. Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology,
e.g., permitting electronic submissions
of responses.
DATES: Comments are encouraged and
will be accepted until June 15, 2020.
ADDRESSES: You may submit comments,
identified by docket number and/or
Regulatory Information Number (RIN)
and title, by the following method:
—Federal Rulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
All submissions received must
include the agency name and docket
number or RIN for this document. The
general policy for comments and other
submissions from members of the public
is to make these submissions available
for public viewing at http://
www.regulations.gov as they are
received without change, including any
personal identifiers or contact
information.
FOR FURTHER INFORMATION CONTACT: A
copy of this ICR, with applicable
supporting documentation, may be
obtained by contacting the U.S. Office of
Personnel Management, Combined
Federal Campaign, 1900 E Street NW,
Washington, DC 20415, Attention:
Marcus Glasgow or sent via electronic
mail to [email protected].
SUPPLEMENTARY INFORMATION: The
Combined Federal Campaign (CFC) is
the world’s largest and most successful
annual workplace philanthropic giving
campaign, with 36 CFC campaign zones
throughout the country and overseas
raising millions of dollars each year.
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The mission of the CFC is to promote
and support philanthropy through a
program that is employee focused, costefficient, and effective in providing all
federal employees the opportunity to
improve the quality of life for all. With
the signing of Executive Order 13743 on
October 13, 2016, authorizing the
solicitation of federal annuitants, the
Combined Federal Campaign Retiree/
Annuitant Pledge Form will be used to
collect and process federal retirees’ and
annuitants’ pledges through the
Combined Federal Campaign.
Analysis
Agency: Combined Federal Campaign,
Office of Personnel Management.
Title: OPM Form 1654–B.
OMB Number: OMB Control No.
3206–0271.
Frequency: Annually.
Affected Public: Individuals or
Households.
Number of Respondents: 250,000.
Estimated Time per Respondent: 30
minutes.
Total Burden Hours: 125,000 hours.
Office of Personnel Management.
Alexys Stanley,
Regulatory Affairs Analyst.
[FR Doc. 2020–07766 Filed 4–13–20; 8:45 am]
BILLING CODE 6325–38–P
OFFICE OF PERSONNEL
MANAGEMENT
Submission for Review: 3206–0201;
Federal Employees Health Benefits
(FEHB) Open Season Express
Interactive Voice Response (IVR)
System and the Open Season Website
Office of Personnel
Management.
ACTION: 60-Day notice and request for
comments.
AGENCY:
The Retirement Services,
Office of Personnel Management (OPM)
offers the general public and other
federal agencies the opportunity to
comment on a revised information
collection (ICR), Federal Employees
Health Benefits (FEHB) Open Season
Express Interactive Voice Response
(IVR) System and the Open Season
website, Open Season Online.
DATES: Comments are encouraged and
will be accepted until June 15, 2020.
ADDRESSES: You may submit comments,
identified by docket number and title,
by any of the following methods:
• Federal eRulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
Instructions: All submissions received
must include the agency name, docket
SUMMARY:
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20727
number and title for this Federal
Register document. The general policy
for comments and other submissions
from members of the public is to make
these submissions available for public
viewing on the internet at http://
www.regulations.gov as they are
received without change, including any
personal identifiers or contact
information.
A
copy of this ICR with applicable
supporting documentation, may be
obtained by contacting the Retirement
Services Publications Team, Office of
Personnel Management, 1900 E Street
NW, Room 3316–L, Washington, DC
20415, Attention: Cyrus S. Benson, or
sent via electronic mail to
[email protected] or faxed to
(202) 606–0910 or reached via telephone
at (202) 606–4808.
SUPPLEMENTARY INFORMATION:
As required by the Paperwork
Reduction Act of 1995 (Pub. L. 104–13,
44 U.S.C. chapter 35) as amended by the
Clinger-Cohen Act (Pub. L. 104–106),
OPM is soliciting comments for this
collection (OMB No. 3206–0201). The
Office of Management and Budget is
particularly interested in comments
that:
1. Evaluate whether the proposed
collection of information is necessary
for the proper performance of functions
of the agency, including whether the
information will have practical utility;
2. Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions used;
3. Enhance the quality, utility, and
clarity of the information to be
collected; and
4. Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology,
e.g., permitting electronic submissions
of responses.
Federal Employees Health Benefits
(FEHB) Open Season Express Interactive
Voice Response (IVR) System, and the
Open Season website, Open Season
Online, are used by retirees and
survivors. They collect information for
changing FEHB enrollments, collecting
dependent and other insurance
information for self and family
enrollments, requesting plan brochures,
requesting a change of address,
requesting cancellation or suspension of
FEHB benefits, asking to make payment
to the Office of Personnel Management
FOR FURTHER INFORMATION CONTACT:
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Federal Register / Vol. 85, No. 72 / Tuesday, April 14, 2020 / Notices
when the FEHB payment is greater than
the monthly annuity amount, or for
requesting FEHB plan accreditation and
Customer Satisfaction Survey
information.
Analysis
Agency: Retirement Operations,
Retirement Services, Office of Personnel
Management.
Title: Federal Employees Health
Benefits (FEHB) Open Season Express
Interactive Voice Response (IVR) System
and Open Season Online.
OMB Number: 3206–0201.
Frequency: On occasion.
Affected Public: Individuals or
Households.
Number of Respondents: 350,100.
Estimated Time per Respondent: 10
minutes.
Total Burden Hours: 58,350.
Office of Personnel Management.
Alexys Stanley,
Regulatory Affairs Analyst.
[FR Doc. 2020–07765 Filed 4–13–20; 8:45 am]
BILLING CODE 6325–38–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–88593; File No. SR–
NYSENAT–2020–13]
Self-Regulatory Organizations; NYSE
National, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Extend the Current
Pilot Program Related to Rule 7.10
April 8, 2020.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that on March 27,
2020, NYSE National, Inc. (‘‘NYSE
National’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the self-regulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
jbell on DSKJLSW7X2PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to extend the
current pilot program related to Rule
7.10 (Clearly Erroneous Executions) to
the close of business on October 20,
2020. The proposed rule change is
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
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available on the Exchange’s website at
www.nyse.com, at the principal office of
the Exchange, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of the proposed rule
change is to extend the current pilot
program related to Rule 7.10 (Clearly
Erroneous Executions) to the close of
business on October 20, 2020. The pilot
program is currently due to expire on
April 20, 2020.
On September 10, 2010, the
Commission approved, on a pilot basis,
changes to Rule 11.19 (Clearly
Erroneous Executions) that, among other
things: (i) Provided for uniform
treatment of clearly erroneous execution
reviews in multi-stock events involving
twenty or more securities; and (ii)
reduced the ability of the Exchange to
deviate from the objective standards set
forth in the rule.4 In 2013, the Exchange
adopted a provision designed to address
the operation of the Plan.5 Finally, in
2014, the Exchange adopted two
additional provisions providing that: (i)
A series of transactions in a particular
security on one or more trading days
may be viewed as one event if all such
transactions were effected based on the
same fundamentally incorrect or grossly
misinterpreted issuance information
resulting in a severe valuation error for
all such transactions; and (ii) in the
event of any disruption or malfunction
in the operation of the electronic
communications and trading facilities of
an Exchange, another SRO, or
responsible single plan processor in
4 See Securities Exchange Act Release No. 62886
(Sept. 10, 2010), 75 FR 56613 (Sept. 16, 2010) (SR–
NSX–2010–07).
5 See Securities Exchange Act Release No. 68803
(Feb. 1, 2013), 78 FR 9078 (Feb. 7, 2013) (SR–NSX–
2013–06).
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connection with the transmittal or
receipt of a trading halt, an Officer,
acting on his or her own motion, shall
nullify any transaction that occurs after
a trading halt has been declared by the
primary listing market for a security and
before such trading halt has officially
ended according to the primary listing
market.6 Rule 11.19 is no longer
applicable to any securities that trade on
the Exchange and has been replaced
with Rule 7.10, which is substantively
identical to Rule 11.19.7
These changes were originally
scheduled to operate for a pilot period
to coincide with the pilot period for the
Plan to Address Extraordinary Market
Volatility (the ‘‘Limit Up-Limit Down
Plan’’ or ‘‘LULD Plan’’),8 including any
extensions to the pilot period for the
LULD Plan.9 In April 2019, the
Commission approved an amendment to
the LULD Plan for it to operate on a
permanent, rather than pilot, basis.10 In
light of that change, the Exchange
amended Rule 7.10 to untie the pilot
program’s effectiveness from that of the
LULD Plan and to extend the pilot’s
effectiveness to the close of business on
October 18, 2019.11 The Exchange later
amended Rule 7.10 to extend the pilot’s
effectiveness to the close of business on
April 20, 2020.12
The Exchange now proposes to amend
Rule 7.10 to extend the pilot’s
effectiveness for a further six months to
the close of business on October 20,
2020. If the pilot period is not either
extended, replaced or approved as
permanent, the prior versions of
paragraphs (c), (e)(2), (f), and (g) as
described in former Rule 11.19 will be
in effect, and the provisions of
paragraphs (i) through (k) shall be null
and void.13 In such an event, the
remaining sections of Rule 7.10 would
continue to apply to all transactions
6 See Securities Exchange Act Release No. 72434
(June 19, 2014), 79 FR 36110 (June 25, 2014) (SR–
NSX–2014–08).
7 See Securities Exchange Act Release No. 83289
(May 17, 2018), 83 FR 23968 (May 23, 2018) (SR–
NYSENAT–2018–02).
8 See Securities Exchange Act Release No. 67091
(May 31, 2012), 77 FR 33498 (June 6, 2012) (the
‘‘Limit Up-Limit Down Release’’).
9 See Securities Exchange Act Release No. 71797
(March 25, 2014), 79 FR 18108 (March 31, 2014)
(SR–NSX–2014–07).
10 See Securities Exchange Act Release No. 85623
(April 11, 2019), 84 FR 16086 (April 17, 2019)
(approving Eighteenth Amendment to LULD Plan).
11 See Securities Exchange Act Release No. 85522
(April 5, 2019), 84 FR 14704 (April 11, 2019) (SR–
NYSENAT–2019–07).
12 See Securities Exchange Act Release No. 87352
(October 18, 2019), 84 FR 57063 (October 24, 2019)
(SR–NYSENAT–2019–24).
13 See supra notes 4–6. The prior versions of
paragraphs (c), (e)(2), (f), and (g) generally provided
greater discretion to the Exchange with respect to
breaking erroneous trades.
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File Type | application/pdf |
File Modified | 2020-04-14 |
File Created | 2020-04-14 |