Form PF

Form PF and Rule 204(b)-1

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0679 can be found here:

Documents and Forms

Document Name Document Type
Form SEC2048 Form PF Form
SEC2048 Form PF formpf.pdf www.sec.gov/about/forms/formpf.pdf Form
SEC2048 Form PF formpf.pdf www.sec.gov/about/forms/formpf.pdf Form
secsorn50.pdf SEC SORN IC Document
secsorn50.pdf SEC SORN IC Document

Information Collection (IC) Details

IC Title:	Form PF	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 279.9 17 CFR 275.204(b)-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC2048	Form PF	formpf.pdf	http://www.sec.gov/about/forms/formpf.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser Records	FR Citation: 66 FR 7820

Number of Respondents: 3,225	Number of Respondents for Small Entity: 50

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	5,056	1,031	4,025
Annual IC Time Burden (Hours)	409,768	-17,626	427,394
Annual IC Cost Burden (Dollars)	3,628,850	96,300	3,532,550

Documents for IC

Title	Document	Date Uploaded
SEC SORN	secsorn50.pdf	03/27/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.