Form 15E FORM ABS DUE DILIGENCE-15E

Rule 17g-10 Certification of providers of third-party due diligence services in connection with asset-backed securities & Form ABS Due Diligence-15E

FORM ABS DUE DILIGENCE-15E

Rule 17g-10 and Form ABS Due Diligence-15E annual disclosure burden

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

FORM ABS DUE DILIGENCE-15E
CERTIFICATION OF PROVIDER OF THIRD-PARTY DUE DILGENCE SERVICES FOR
ASSET-BACKED SECURITIES
Pursuant 17 CFR 240.17g-10, this Form must be used by a person providing third-party due diligence
services in connection with an asset-backed security to comply with Section 15E(s)(4)(B) of the Securities
Exchange Act of 1934 (15 U.S.C. 78o-7(s)(4)(B)). Section 15E(s)(4)(B) of the Securities Exchange Act of
1934 requires a person providing the due diligence services to provide a written certification to any
nationally recognized statistical rating organization that produces a credit rating to which such due
diligence services relate.

Item 1. Identity of the person providing third-party due diligence services
Legal Name:_________________________________________________________
Business Name (if Different):___________________________________________
Principal Business Address:____________________________________________

Item 2. Identity of the person who paid the person to provide due diligence services
Legal Name:______________________________________________________________
Business Name (If f Different):_______________________________________________
Principal Business Address:________________________________________________

Item 3. Credit rating criteria
If the manner and scope of the due diligence performed by the third party satisfied the criteria for due
diligence published by a nationally recognized statistical rating organization, identify the nationally
recognized statistical rating organization and the title and date of the published criteria (more than one
nationally recognized statistical rating organization can be identified).
Identity of NRSRO
Title and Date of Criteria

Item 4. Description of the due diligence performed
Provide a description of the scope and manner of the due diligence services provided in connection
with the review of assets that is sufficiently detailed to provide an understanding of the steps taken in
performing the review. Include in the description: (1) the type of assets that were reviewed; (2) the
sample size of the assets reviewed; (3) how the sample size was determined and, if applicable,
computed; (4) whether the quality or integrity of information or data about the assets provided, directly
or indirectly, by the securitizer or originator of the assets was reviewed and, if so, how the review was
conducted; (5) whether the origination of the assets conformed to stated underwriting or credit
extension guidelines, standards, criteria or other requirements was reviewed and, if so, how the
review was conducted; (6) whether the value of collateral securing such assets was reviewed and, if
so, how the review was conducted; (7) whether the compliance of the originator of the assets with
federal, state and local laws and regulations was reviewed and, if so, how the review was conducted;
and (8) any other type of review conducted with respect to the assets. This description should be
attached to the Form and contain the heading “Item 4.” Provide this description regardless of whether
the due diligence performed satisfied the criteria for minimum due diligence published by a nationally
recognized statistical rating organization.
Item 5. Summary of findings and conclusions of review
Provide a summary of the findings and conclusions that resulted from the due diligence services that
is sufficiently detailed to provide an understanding of the findings and conclusions that were
conveyed to the person identified in Item 2. This description should be attached to the Form and
contain the heading “Item 5.”

CERTIFICATION

The undersigned has executed this Form ABS Due Diligence 15E on behalf of, and on the authority of,
the person identified in Item 1 of the Form. The undersigned, on behalf of the person, represents that the
person identified in Item 1 of the Form conducted a thorough review in performing the due diligence
described in Item 4 attached to this Form and that the information and statements contained in this Form,
including Items 4 and 5 attached to this Form, which are part of this Form, are accurate in all significant
respects.
Name of Person Identified in Item 1:_______________________________________________
By:_________________________________________________________________________
(Print name of duly authorized person) (Signature)
Date:____________


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File Modified2012-03-29
File Created2012-03-29

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