30 Day Notice

3235-0694 30 Day Notice.pdf

Rule 17g-10 Certification of providers of third-party due diligence services in connection with asset-backed securities & Form ABS Due Diligence-15E

30 Day Notice

OMB: 3235-0694

Document [pdf]
Download: pdf | pdf
Federal Register / Vol. 86, No. 110 / Thursday, June 10, 2021 / Notices

31001

TABLE 1—SUMMARY OF BURDEN ESTIMATES FOR RULE 11a–3—Continued
Cost of
internal
burden

Internal burden

Wage rate

Total ...................................................

402 hours .................................................

..................................................................

$23,718.

Notice Requirement ..................................

1 hour .......................................................
2 hours .....................................................
80 funds ...................................................
240 hours .................................................

$392/hr. (attorney) ...................................
$59/hr. (clerk) ...........................................
..................................................................
..................................................................

$392.
$118.
80 funds.
$40,800.

..................................................................

$64,518.

Respondents .............................................
Total ...................................................
Total Responses (Recordkeeping + Notice).
Total Burden (Recordkeeping + Notice) ...

482.
642 hours .................................................
Updated Burden Estimates

Recordkeeping Requirement ....................
Respondents .............................................
Total ...................................................

1 hour .......................................................
349 funds .................................................
349 hours .................................................

$63/hr. (clerk) ...........................................
..................................................................
..................................................................

$63.
349 funds.
$21,987.

Notice Requirement ..................................

1 hour .......................................................
2 hours .....................................................
70 funds ...................................................
210 hours .................................................

$419/hr. (attorney) ...................................
$63/hr. (clerk) ...........................................
..................................................................
..................................................................

$419.
$126.
70 funds.
$38,150.

..................................................................

$60,137.

Respondents .............................................
Total ...................................................

khammond on DSKJM1Z7X2PROD with NOTICES

Total Responses (Recordkeeping + Notice).
Total Burden (Recordkeeping + Notice) ...

419.
559 hours .................................................

The estimate of average burden hours
is made solely for the purposes of the
Paperwork Reduction Act, and is not
derived from a comprehensive or even
a representative survey or study of the
costs of Commission rules and forms.
An agency may not conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission, c/
o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: June 4, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–12101 Filed 6–9–21; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–563, OMB Control No.
3235–0694]

Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Rule 17g–10 and Form ABS Due
Diligence—15E

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 17g–10 under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.).1
Rule 17g–10 contains certain
certification requirements for thirdparty due diligence service providers
that are employed by an NRSRO, an
issuer, or an underwriter, which must
be made on Form ABS Due Diligence—
15E. The Commission estimates that the
1 See

VerDate Sep<11>2014

17:15 Jun 09, 2021

Jkt 253001

PO 00000

total burden for respondents to comply
with Rule 17g–10 is 330 hours.
An agency may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
>www.reginfo.gov<. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) >www.reginfo.gov/public/
do/PRAMain< and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission, c/
o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: June 4, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–12112 Filed 6–9–21; 8:45 am]
BILLING CODE 8011–01–P

17 CFR 240.17g–1 and 17 CFR 249b.300.

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