Form CB 60 Day Federal Register Notice

Form CB.60 Day Federal Register Notice.pdf

Form CB, Tender Offer/Rights Offering Notification Form

Form CB 60 Day Federal Register Notice

OMB: 3235-0518

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Federal Register / Vol. 85, No. 160 / Tuesday, August 18, 2020 / Notices
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–89531; File Nos. SR–NYSE–
2020–11, SR–NYSEAMER–2020–10, SR–
NYSEArca–2020–15, SR–NYSECHX–2020–
05, SR–NYSENAT–2020–08]

Self-Regulatory Organizations; New
York Stock Exchange LLC, NYSE
Chicago, Inc., NYSE American LLC,
NYSE Arca, Inc., and NYSE National,
Inc.; Notice of Designation of a Longer
Period for Commission Action on
Proceedings To Determine Whether To
Approve or Disapprove Proposed Rule
Changes, as Modified by Amendment
No. 1, To Amend the Schedule of
Wireless Connectivity Fees and
Charges To Add Wireless Connectivity
Services
August 12, 2020.

On February 11, 2020, New York
Stock Exchange LLC, NYSE Chicago,
Inc., NYSE Arca, Inc., and NYSE
National, Inc. each filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
amend the schedule of Wireless
Connectivity Fees and Charges to add
wireless connectivity services that
transport the market data of the
Exchanges. NYSE American LLC filed
with the Commission a substantively
identical filing on February 12, 2020.3
The proposed rule changes were
published for comment in the Federal
Register on February 25, 2020.4 On
April 1, 2020, pursuant to Section
19(b)(2) of the Act,5 the Commission
designated a longer period within which
to either approve the proposed rule
changes, disapprove the proposed rule
changes, or institute proceedings to
determine whether to approve or
disapprove the proposed rule changes.6
1 15

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 New York Stock Exchange LLC, NYSE Chicago,
Inc., NYSE American LLC, NYSE Arca, Inc., and
NYSE National, Inc. are collectively referred to
herein as the ‘‘Exchanges.’’
4 See Securities Exchange Act Release Nos. 88237
(February 19, 2020), 85 FR 10752 (February 25,
2020) (SR–NYSE–2020–11); 88238 (February 19,
2020), 85 FR 10776 (February 25, 2020) (SR–
NYSEAMER–2020–10); 88239 (February 19, 2020),
85 FR 10786 (February 25, 2020) (SR–NYSEArca–
2020–15); 88240 (February 19, 2020), 85 FR 10795
(February 25, 2020) (SR–NYSECHX–2020–05); and
88241 (February 19, 2020), 85 FR 10738 (February
25, 2020) (SR–NYSENAT–2020–08) (collectively,
the ‘‘Notices’’).
5 15 U.S.C. 78s(b)(2).
6 See Securities Exchange Act Release No. 88540
(April 1, 2020), 85 FR 19562 (April 7, 2020). The
Commission designated May 25, 2020, as the date
by which it should approve, disapprove, or institute

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On May 18, 2020, the Commission
instituted proceedings to determine
whether to approve or disapprove the
proposed rule changes.7 On July 27,
2020, the Exchanges each filed
Amendment No. 1 to the proposed rule
changes. Notice of Amendment No. 1 to
the proposed rule changes was
published for comment in the Federal
Register on August 7, 2020.8 The
Commission has received comment
letters on the proposed rule changes, as
modified by Amendment No. 1.9
Section 19(b)(2) of the Act 10 provides
that, after initiating proceedings, the
Commission shall issue an order
approving or disapproving the proposed
rule change not later than 180 days after
the date of publication of notice of filing
of the proposed rule change. The
Commission may extend the period for
issuing an order approving or
disapproving the proposed rule change,
however, by not more than 60 days if
the Commission determines that a
longer period is appropriate and
publishes the reasons for such
determination. The proposed rule
changes were published for notice and
comment in the Federal Register on
February 25, 2020.11 August 23, 2020 is
180 days from that date, and October 22,
2020 is 240 days from that date.
The Commission finds it appropriate
to designate a longer period within
which to issue an order approving or
disapproving the proposed rule changes,
as modified by Amendment No. 1, so
that it has sufficient time to consider the
proposed rule changes, as modified by
Amendment No. 1, the issues raised in
the comment letters that have been
submitted in connection therewith, and
the Exchanges’ responses to comments.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,12
designates October 22, 2020 as the date
by which the Commission should either
approve or disapprove the proposed
proceedings to determine whether to approve or
disapprove the proposed rule changes.
7 See Securities Exchange Act Release No. 88901
(May 18, 2020), 85 FR 31273 (May 22, 2020).
8 See Securities Exchange Act Release Nos. 89458
(August 3, 2020), 85 FR 48045 (August 7, 2020)
(SR–NYSE–2020–11); 89459 (August 3, 2020), 85
FR 48052 (August 7, 2020) (SR–NYSEAMER–2020–
10); 89460 (August 3, 2020), 85 FR 48017 (August
7, 2020) (SR–NYSEArca–2020–15); 89461 (August
3, 2020), 85 FR 48039 (August 7, 2020) (SR–
NYSECHX–2020–05); and 89462 (August 3, 2020),
85 FR 48008 (August 7, 2020) (SR–NYSENAT–
2020–08).
9 Comments received on the proposed rule
changes, as modified by Amendment No. 1, are
available on the Commission’s website at: https://
www.sec.gov/comments/sr-nyse-2020-11/
srnyse202011.htm.
10 15 U.S.C. 78s(b)(2).
11 See Notices, supra note 4.
12 15 U.S.C. 78s(b)(2).

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50861

rule changes (File Nos. SR–NYSE–2020–
11, SR–NYSEAMER–2020–10, SR–
NYSEArca–2020–15, SR–NYSECHX–
2020–05, SR–NYSENAT–2020–08), as
modified by Amendment No. 1.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–17964 Filed 8–17–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Form CB, SEC File No. 270–457, OMB
Control No. 3235–0518

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form CB (17 CFR 239.800) is a
Document filed in connection with a
tender offer for a foreign private issuer.
This form is used to report an issuer
tender offer conducted in compliance
with Exchange Act Rule 13e–4(h)(8) (17
CFR 240.13e–4(h)(8)) and a third-party
tender offer conducted in compliance
with Exchange Act Rule 14d–1(c) (17
CFR 240.14d–1(c)). Form CB takes
approximately 0.5 hours per response to
prepare and is filed by approximately
111 respondents annually. We estimate
that 25% of the 0.5 hours per response
(0.125 hours) is prepared by the
respondent for an annual reporting
burden of 14 hours (0.125 hours per
response × 111 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
13 17

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CFR 200.30–3(a)(31).

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Federal Register / Vol. 85, No. 160 / Tuesday, August 18, 2020 / Notices

information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].
Dated: August 13, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–18000 Filed 8–17–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

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Extension:
Rule 433; SEC File No. 270–558, OMB
Control No. 3235–0617

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collections of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Rule 433 (17 CFR 230.433) governs
the use and filing of free writing
prospectuses under the Securities Act of
1933 (15 U.S.C. 77a et seq.). The
purpose of Rule 433 is to reduce the
restrictions on communications that a
company can make to investors during
a registered offering of its securities,
while maintaining a high level of
investor protection. A free writing
prospectus meeting the conditions of
Rule 433(d)(1) must be filed with the
Commission and is publicly available.
We estimate that it takes approximately
1.28 burden hours per response to

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prepare a free writing prospectus and
that the information is filed by 2,906
respondents approximately 5.4026 times
a year for a total of 15,700 responses.
We estimate that 25% of the 1.3 burden
hours per response (0.32 hours) is
prepared by the company for total
annual reporting burden of 5,024 hours
(0.32 hours × 15,700 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].
Dated: August 13, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–17999 Filed 8–17–20; 8:45 am]
BILLING CODE 8011–01–P

SOCIAL SECURITY ADMINISTRATION
[Docket No: SSA–2020–0039]

Agency Information Collection
Activities: Proposed Request and
Comment Request
The Social Security Administration
(SSA) publishes a list of information
collection packages requiring clearance
by the Office of Management and
Budget (OMB) in compliance with
Public Law 104–13, the Paperwork
Reduction Act of 1995, effective October
1, 1995. This notice includes revisions
of OMB-approved information
collections.
SSA is soliciting comments on the
accuracy of the agency’s burden
estimate; the need for the information;
its practical utility; ways to enhance its

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quality, utility, and clarity; and ways to
minimize burden on respondents,
including the use of automated
collection techniques or other forms of
information technology. Mail, email, or
fax your comments and
recommendations on the information
collection(s) to the OMB Desk Officer
and SSA Reports Clearance Officer at
the following addresses or fax numbers.
(OMB), Office of Management and
Budget, Attn: Desk Officer for SSA,
Fax: 202–395–6974, Email address:
[email protected]
(SSA), Social Security Administration,
OLCA, Attn: Reports Clearance
Director, 3100 West High Rise, 6401
Security Blvd., Baltimore, MD 21235,
Fax: 410–966–2830, Email address:
[email protected]
Or you may submit your comments
online through www.regulations.gov,
referencing Docket ID Number [SSA–
2020–0039].
I. The information collection below is
pending at SSA. SSA will submit it to
OMB within 60 days from the date of
this notice. To be sure we consider your
comments, we must receive them no
later than October 19, 2020. Individuals
can obtain copies of the collection
instrument by writing to the above
email address.
Work Activity Report (SelfEmployment)—20 CFR 404.1520(b), 20
CFR 404.1571–404.1576, 20 CFR
404.1584–404.1593, and 20 CFR
416.971–416.976—0960–0598. SSA uses
Form SSA–820–BK to determine initial
or continuing eligibility for: (1) Title II
Social Security Disability Insurance
benefits (SSDI); or (2) Title XVI
Supplemental Security Income (SSI)
payments. Under Titles II and XVI of the
Social Security Act (Act), recipients
receive disability benefits and SSI
payments based on their inability to
engage in substantial gainful activity
(SGA) due to a physical or mental
condition. Therefore, when the
recipients resume work, they must
report their work so SSA can evaluate
and determine by law whether they
continue to meet the disability
requirements. SSA uses Form SSA–820–
BK to obtain information on selfemployment activities of Social Security
Title II and XVI disability applicants
and recipients. We use the data we
obtain to evaluate disability claims, and
to help us determine if the claimant
meets current disability provisions
under Titles II and XVI. Since
applicants for disability benefits or
payments must prove an inability to
perform any kind of SGA generally
available in the national economy for
which we expect them to qualify based

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