Form FFIEC 002 FFIEC 002 Report of Assets and Liabilities of U.S. Branches and Ag

Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks; Report of Assets and Liabilities of a Non-U.S. Branch That Is Managed or Controlled by a U.S. Branch or Agency of a For

FFIEC002_202009_f

Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks

OMB: 7100-0032

⚠️ Notice: This form may be outdated. More recent filings and information on OMB 7100-0032 can be found here:

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Board of Governors of the Federal Reserve System OMB Number: 7100-0032
Approval expires December 31, 2020
Page 1 of 32

Federal Financial Institutions Examination Council

Report of Assets and Liabilities of U.S. Branches and
Agencies of Foreign Banks—FFIEC 002
Report at the close of business September 30, 2020

20200930
(RCON 9999)

This report is required by law 12 U.S.C. § 3105(c)(2); 12 U.S.C.
§ 1817(a); and 12 U.S.C. § 3102(b).

Please read carefully "Instructions for Preparation of the Report of
Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks."

Please indicate legal status:

Indicate the number of branches or agencies included in this
report:

Branch

Agency

Insured

Uninsured

(RCON H018)

Indicate FDIC insurance status:

(RCON 9395)

(RCON H019)

Legal Title(s) and Address(es) of Branch(es) or Agency(ies) included in this report:

Legal Title

Street Address

City

County

City

County

State

Zip Code

State

Zip Code

Legal Title

Legal Title of Foreign Bank Parent

Street Address

City

County

State

Zip Code

NOTE: This report must be signed by the Chief Financial Officer
(CFO) (or by the individual performing an equivalent function)
and attested by the senior executive officer.

Country

I,
Name of Senior Executive Officer

Title of Senior Executive Officer

I, the undersigned CFO (or equivalent) of the branch or agency
specified do hereby declare that this Report of Assets and
Liabilities (including the supporting schedules and supplement)
has been prepared in conformance with the instructions issued
by the Federal Financial Institutions Examination Council and
is true to the best of my knowledge and belief.

attest the correctness of this Report of Assets and Liabilities
(including the supporting schedules and supplement) and declare
that it has been examined by us, and to the best of our knowledge
and belief, has been prepared in conformance with the instructions issued by the Federal Financial Institutions Examination
Council and is true and correct.

Signature of Chief Financial Officer (or Equivalent)

Signature of Senior Executive Officer

Return original and 2 copies to the Federal Reserve Bank in whose district the branch or agency is located.
FDIC-insured branches should file one copy with the appropriate FDIC Regional Office (Supervision).
Public reporting burden associated with the FFIEC 002 is estimated to average 24.87 hours per response including time to gather and maintain data in the required form and to review
instructions and complete the information collection. A Federal agency may not conduct or sponsor, and an organization (or a person) is not required to respond to a collection of information, unless it displays a currently valid OMB control number. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing
the burden, may be sent to Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551 and to Office of Information and Regulatory
Affairs, Office of Management and Budget, Washington, DC 20503.
09/2020

FFIEC 002
Page 2 of 32

Contact Information
To facilitate communication between the Agencies and the branch or agency concerning the FFIEC 002, please provide contact information for (1) the Chief Financial Officer (or equivalent) of the branch or agency signing the reports for this quarter and (2) the person at
the branch or agency — other than the Chief Financial Officer (or equivalent) — to whom questions about the reports should be
directed. If the Chief Financial Officer (or equivalent) is the primary contact for questions about the reports, please provide contact information for another person at the branch or agency who will serve as a secondary contact for communications between the Agencies
and the branch or agency concerning the FFIEC 002. Enter "none" for the contact's e-mail address or fax number if not available.
Contact information for the FFIEC 002 is for the confidential use of the Agencies and will not be released to the public.

Chief Financial Officer (or Equivalent)
Signing the Reports

Other Person to Whom Questions about the
Reports Should be Directed

Name (TEXT C490)

Name (TEXT C495)

Title (TEXT C491)

Title (TEXT C496)

E-mail Address (TEXT C492)

E-mail Address (TEXT 4086)

Area Code / Phone Number / Extension (TEXT C493)

Area Code / Phone Number / Extension (TEXT 8902)

FAX Number (TEXT C494)

FAX Number (TEXT 9116)

Emergency Contact Information
This information is being requested so the Agencies can distribute critical, time sensitive information to emergency contacts at U.S.
branches or agencies. Please provide primary contact information for a senior official of the branch or agency who has decision-making
authority. Also provide information for a secondary contact if available. Enter "none" for the contact's e-mail address or fax number if
not available. Emergency contact information is for the confidential use of the Agencies and will not be released to the public.

Primary Contact

Secondary Contact

Name (TEXT C366)

Name (TEXT C371)

Title (TEXT C367)

Title (TEXT C372)

E-mail Address (TEXT C368)

E-mail Address (TEXT C373)

Area Code / Phone Number / Extension (TEXT C369)

Area Code / Phone Number / Extension (TEXT C374)

Area Code / FAX Number (TEXT C370)

Area Code / FAX Number (TEXT C375)

06/2012

FFIEC 002
Page 3 of 32

USA PATRIOT Act Section 314(a) Anti-Money Laundering Contact Information
This information is being requested to identify points-of-contact who are in charge of your branch's or agency's USA PATRIOT Act
Section 314(a) information requests. Branch or agency personnel listed could be contacted by law enforcement officers or the Financial
Crimes Enforcement Network (FinCEN) for additional information related to specific Section 314(a) search requests or other anti-terrorist financing and anti-money-laundering matters. Communications sent by FinCEN to the branch or agency for purposes other than
Section 314(a) notifications will state the intended purpose and should be directed to the appropriate branch or agency personnel for
review. Any disclosure of customer records to law enforcement officers or FinCEN must be done in compliance with applicable law,
including the Right to Financial Privacy Act (12 U.S.C. § 3401 et seq.).
Please provide information for a primary and secondary contact. Information for a third and fourth contact may be provided at the
branch's or agency's option. Enter "none" for the contact's e-mail address if not available. This contact information is for the confidential
use of the Agencies, FinCEN, and law enforcement officers and will not be released to the public.

Primary Contact

Secondary Contact

Name (TEXT C437)

Name (TEXT C442)

Title (TEXT C438)

Title (TEXT C443)

E-mail Address (TEXT C439)

E-mail Address (TEXT C444)

Area Code / Phone Number / Extension (TEXT C440)

Area Code / Phone Number / Extension (TEXT C445)

Third Contact

Fourth Contact

Name (TEXT C870)

Name (TEXT C875)

Title (TEXT C871)

Title (TEXT C876)

E-mail Address (TEXT C872)

E-mail Address (TEXT C877)

Area Code / Phone Number / Extension (TEXT C873)

Area Code / Phone Number / Extension (TEXT C878)

06/2012

FFIEC 002
Page 4 of 32

Schedule RAL—Assets and Liabilities
All schedules are to be reported in thousands of U.S. dollars. Unless otherwise indicated, report the amount outstanding as
of the last calendar day of the quarter.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands
Assets
1. Claims on nonrelated parties:
(Excludes all claims on related depository institutions but includes
claims on related nondepository institutions. See instructions for
coverage and treatment of ''nonrelated'' and ''related'' institutions.)
a. Cash and balances due from depository institutions (from Schedule A,
item 6) ................................................................................
b. U.S. Government securities:
(1) U.S. Treasury securities ....................................................
(2) U.S. Government agency obligations ...................................
c. Other bonds, notes, debentures, and corporate stock (including
state and local securities):
(1) Securities of foreign governments and official institutions..........
(2) Mortgage-backed securities:
(a) Issued or guaranteed by U.S. Government agencies ..........
(b) Other ........................................................................
(3) Other asset-backed securities.............................................
(4) All other .........................................................................
d. Federal funds sold and securities purchased under agreements to
resell:
(1) Federal funds sold:
(a) With commercial banks in the U.S. ..................................
(b) With nonbank brokers and dealers in securities .................
(c) With others.................................................................
(2) Securities purchased under agreements to resell:
(a) With commercial banks in the U.S. ..................................
(b) With nonbank brokers and dealers in securities .................
(c) With others.................................................................
e. Loans and leases held for investment and held for sale
(from Schedule C, item 11) ........................................................
f. Trading assets:
(1) U.S. Treasury and Agency securities ....................................
(2) Mortgage-backed securities:
(a) Issued or guaranteed by U.S. Government agencies ..........
(b) Other ........................................................................
(3) Other asset-backed securities.............................................
(4) Other securities ...............................................................
(5) Other trading assets .........................................................
g. Not applicable
h. Other assets including other claims on nonrelated parties .............
i. Total claims on nonrelated parties (sum of items 1.a through 1.h) ...
2. Net due from related depository institutions:
a. For the reporting branch or agency including its IBF: Net due
from head office and other related depository institutions
(item 4.g minus item 1.i of Column A if item 4.g is greater than
item 1.i; otherwise enter -0-) ....................................................
b. For the IBF of the reporting branch or agency: Net due from
establishing entity, head office and other related depository
institutions (item 4.g minus item 1.i of Column B if item 4.g is
greater than item 1.i; otherwise enter -0-) ...................................

RCFD

0010

Amount

(Column B)
IBF Only

RCFN

0010

0260

Amount

1.a.
1.b.(1)
1.b.(2)

0371

A003

1.c.(1)

C416

C417
C036
C037

1.c.(2)(a)
1.c.(2)(b)
1.c.(3)
1.c.(4)

C412
F856
C413

1.d.(1)(a)
1.d.(1)(b)
1.d.(1)(c)

C414
F857

C415

1.d.(2)(a)
1.d.(2)(b)
1.d.(2)(c)

2122

1.e.

K479

1.f.(1)

K298

3536

K299
L193

K302

1.f.(2)(a)
1.f.(2)(b)
1.f.(3)
1.f.(4)
1.f.(5)

2151
2171

1.h.
1.i.

2.a.

2154

2.b.
06/2018

FFIEC 002
Page 5 of 32

Schedule RAL—Continued
(Column A)
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands RCFD
Assets—Continued
3. Total assets (for Column A, sum of items 1.i and 2.a; for Column B,
sum of items 1.i and 2.b) ......................................................... 2170
Liabilities
4. Liabilities to nonrelated parties:
(Excludes all liabilities to related depository institutions but includes
all liabilities to related nondepository institutions. See instructions for
coverage and treatment of "nonrelated" and "related" institutions.)
a. Total deposits and credit balances (from Schedule E, item 7) ......
b. Federal funds purchased and securities sold under agreements to
repurchase:
(1) Federal funds purchased:
(a) With commercial banks in the U.S. ..............................
(b) With others .............................................................
(2) Securities sold under agreements to repurchase:
(a) With commercial banks in the U.S. ..............................
(b) With others .............................................................
c. Other borrowed money (from Schedule P, item 4) .....................
d. Not applicable
e. Trading liabilities ................................................................
f. Other liabilities to nonrelated parties.......................................
g. Total liabilities to nonrelated parties (sum of items 4.a through 4.f) ....
5. Net due to related depository institutions:
a. For the reporting branch or agency including its IBF: Net due to
head office and other related depository institutions (item 1.i
minus item 4.g of Column A if item 1.i is greater than item 4.g;
otherwise enter -0-).............................................................
b. For the IBF of the reporting branch or agency: Net due to
establishing entity, head office, and other related depository
institutions (item 1.i minus item 4.g of Column B if item 1.i is
greater than item 4.g; otherwise enter -0-) ...............................
6. Total liabilities (for Column A, sum of items 4.g and 5.a; for
Column B, sum of items 4.g and 5.b) ........................................
Memoranda
1. Fair value of held-to-maturity securities ......................................
2. Amortized cost of held-to-maturity securities ...............................
3. Available-for-sale securities:
a. Fair value of available-for-sale securities................................
b. Amortized cost of available-for-sale securities .........................
4. Fair value of equity securities with readily determinable fair values
not held for trading1 ................................................................

Amount

(Column B)
IBF Only

RCFN

Amount

2170

2205

4.a.

C420
C421

4.b.(1)(a)
4.b.(1)(b)

C422
C423
3190

4.b.(2)(a)
4.b.(2)(b)
4.c.

3548
2916

2927

4.e.
4.f.
4.g.

2944

5.a.

2944

5.b.

2950

1771
1754

M.1.
M.2.

1773
1772

M.3.a.
M.3.b.

JA22

M.4.

1. Memorandum item 4 is to be completed only by institutions that have adopted ASU 2016-01, which includes provisions governing the
accounting for investments in equity securities. See the instructions for further detail on ASU 2016-01.

06/2018

FFIEC 002
Page 6 of 32

Schedule RAL—Continued
(Column A)
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands
Memoranda—Continued
5. Loans held for trading (included in Schedule RAL, item 1.f.(5)):
a. Loans secured by real estate:
(1) Loans secured by 1– 4 family residential properties ..............
(2) All other loans secured by real estate .................................
b. Commercial and industrial loans ............................................
c. Other loans ........................................................................
6. Unpaid principal balance of loans held for trading (reported in
Schedule RAL, Memorandum item 5):
a. Loans secured by real estate:
(1) Loans secured by 1– 4 family residential properties ..............
(2) All other loans secured by real estate ................................
b. Commercial and industrial loans ............................................
c. Other loans ........................................................................
7. Fair value of structured notes ....................................................
8. Amortized cost of structured notes .............................................
9. Assets under the reporting branch or agency's management in
proprietary mutual funds and annuities .......................................
10. Derivatives with a positive fair value held for trading purposes .........
11. Derivatives with a negative fair value held for trading purposes ........
12. Not applicable
13. Pledged U.S. government securities1 .........................................

RCFD

Amount

(Column B)
IBF Only

RCFN

HT63
HT64

F614
G007

HT66
HT67

F632
G009
8783

8782

B570

3543
3547

2785

Amount

M.5.a.(1)
M.5.a.(2)
M.5.b.
M.5.c.

M.6.a.(1)
M.6.a.(2)
M.6.b.
M.6.c.
M.7.
M.8.
M.9.
M.10.
M.11.
M.13.

1. Includes held-to-maturity securities at amortized cost and available-for-sale securities at fair value.

06/2018

FFIEC 002
Page 7 of 32

Schedule RAL—Continued
Total Reporting
Branch or Agency
Including its IBF

Dollar Amounts in Thousands
Memoranda—Continued
14. If other assets including other claims on nonrelated parties (item 1.h) exceed 5 percent
of total assets (item 3), itemize and describe amounts that exceed 25 percent of
item 1.h.
a. TEXT
A539
b. TEXT
A540
c. TEXT
A541
15. If other liabilities to nonrelated parties (item 4.f) exceed 5 percent of total liabilities
(item 6), itemize and describe amounts that exceed 25 percent of item 4.f.
a. TEXT
A542
b. TEXT
A543
c. TEXT
A544

RCFD

Amount

A539
A540

M.14.a.
M.14.b.
M.14.c.

A541

A542
A543

M.15.a.
M.15.b.
M.15.c.

A544

RCFD
16. Number of full-time equivalent employees of the branch or agency at end of current period
(round to nearest whole number) .................................................................................. 4150

Number

M.16.

To be reported only with the March Report
17. Indicate in the box at the right the number of the statement below that best describes
RCFD
the most comprehensive level of auditing work performed for the branch or agency by
independent external auditors during the preceding year ................................................... 6724
1a= An integrated audit of the branch or agency and its
internal control over financial reporting conducted in
accordance with the auditing standards of the
American Institute of Certified Public Accountants
(AICPA) or the Public Company Accounting Oversight
Board (PCAOB) by an independent public accountant
(e.g., as required for FDIC-insured branches subject
to Part 363 of the FDIC's regulations that have $1
billion or more in total claims on nonrelated parties)
1b= An audit of the branch or agency conducted in
accordance with the auditing standards of the AICPA
or the PCAOB by an independent public accountant

Number

M.17.

2= An audit of the branch or agency conducted in
accordance with home-country auditing standards by
an independent public accountant
3= Review of the financial statements of the branch or
agency by external auditors, as part of the audit of the
parent organization
4= Review of the financial statements of the branch or
agency by external auditors
5= Compilation of the financial statements of the branch
or agency by external auditors
6= Other audit procedures
7= No audit or independent review

Total Reporting
Branch or Agency
Including its IBF

Dollar Amounts in Thousands
Statutory or Regulatory Requirement
as appropriate for the reporting institution (see instructions)
1. Asset maintenance requirement ....................................................................................
2. Asset pledge requirement/Capital equivalency deposit.......................................................
3. FDIC asset maintenance requirement (for FDIC insured branches only):
a. Average liabilities for the preceding calendar quarter ....................................................
b. Eligible assets as of the report date ...........................................................................

RCFD

Amount

3343
3349

S.1.
S.2.

2334
2387

S.3.a.
S.3.b.

06/2018

FFIEC 002
Page 8 of 32

Schedule A—Cash and Balances Due from Depository Institutions
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands
Cash items in process of collection and unposted debits...........................
Currency and coin (U.S. and foreign) ....................................................
Balances due from depository institutions in the U.S. ...............................
Balances due from banks in foreign countries and foreign central banks ......
Balances due from Federal Reserve Banks ...........................................

RCFD

Amount

(Column B)
IBF Only

RCFN

0020
0080

0020

0082

0070
0090

0070

RCXX

RCXY

6. Total (sum of items 1 through 5) (must equal Schedule RAL, item 1.a)......... 0010

0010

1.
2.
3.
4.
5.

Amount

1.
2.
3.
4.
5.
6.

06/2018

FFIEC 002
Page 9 of 32

Schedule C—Loans
Part I. Loans and Leases
Held for investment and held for sale.
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands
1. Loans secured by real estate:
a. Construction, land development, and other land loans ...................
b. Secured by farmland (including farm residential and other
improvements) ......................................................................
c. Secured by 1– 4 family residential properties:
(1) Revolving, open-end loans secured by 1– 4 family residential
properties and extended under lines of credit ..........................
(2) Closed-end loans secured by 1– 4 family residential properties........
d. Secured by multifamily (5 or more) residential properties ...............
e. Secured by nonfarm nonresidential properties .............................
2. Loans to depository institutions and acceptances of other banks:
a. To commercial banks in the U.S. (including their IBFs):
(1) To U.S. branches and agencies of other foreign banks ..............
(2) To other commercial banks in the U.S. ...................................
b. To other depository institutions in the U.S. (including their IBFs).......
c. To banks in foreign countries:
(1) To foreign branches of U.S. banks.........................................
(2) To other banks in foreign countries ........................................
3. Loans to other financial institutions................................................
4. Commercial and industrial loans:
a. To U.S. addressees (domicile) ..................................................
b. To non-U.S. addressees (domicile) ............................................
5. Not applicable
6. Loans to foreign governments and official institutions (including foreign
central banks)...........................................................................
7. Loans for purchasing or carrying securities (secured and unsecured) ...
8. All other loans (include state and local obligations other than securities
and loans to individuals) ..............................................................
9. Lease financing receivables (net of unearned income):
a. Of U.S. addressees (domicile) ..................................................
b. Of non-U.S. addressees (domicile) ............................................
10. Less: Any unearned income on loans reflected in items 1–8 above ......
11. Total loans and leases, held for investment and held for sale (sum of
items 1 through 9 minus item 10) (must equal Schedule RAL, item 1.e) ..
Memoranda
1.–2. Not applicable
3. Commercial and industrial loans with remaining maturity of one year
or less (excluding those in nonaccrual status):
a. With predetermined interest rates ..............................................
b. With floating interest rates .......................................................
4. Commercial and industrial loans with remaining maturity of more
than one year (excluding those in nonaccrual status):
a. With predetermined interest rates ..............................................
b. With floating interest rates .......................................................

RCFD

Amount

(Column B)
IBF Only

RCFN

Amount

1415

1.a.

1420

1.b.

1797

1798
1460
1480

1.c.(1)
1.c.(2)
1.d.
1.e.

B532

B533
B534

2.a.(1)
2.a.(2)
2.b.

B536
B537
1520

2.c.(1)
2.c.(2)
3.

1763
1764

4.a.
4.b.

2081

1545

6.
7.

1885

2182
2183

9.a.
9.b.
10.

2123

RCXX

RCXY

2122

11.

RCFD

6119
6120

M.3.a.
M.3.b.

6122
6123

M.4.a.
M.4.b.

06/2018

FFIEC 002
Page 10 of 32

Schedule C—Continued
(Column A)
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands

Number

RCON

(Column B)
IBF Only

Amount

RCFN

Memoranda—Continued
Amounts reported in Memorandum items 5.a and 5.b will not be made
available to the public on an individual U.S. branch-and-agency basis.
5. Eligible loan modifications under Section 4013, Temporary Relief from
Troubled Debt Restructurings of the 2020 Coronavirus Aid, Relief, and
Economic Security Act:
a. Number of outstanding Section 4013 loans ................................. LG24

M.5.a.
Amount

b. Outstanding balance of Section 4013 loans ................................. LG25

M.5.b.

Part II. Loans to Small Businesses and Small Farms
Part II of Schedule C is to be completed annually as of the June 30 report date only by branches whose deposits
are insured by the FDIC.
Report the number and amount currently outstanding as of June 30 of business loans with "original amounts" of $1,000,000 or less and
farm loans with "original amounts" of $500,000 or less. The following guidelines should be used to determine the "original amount" of a
loan: (1) For loans drawn down under lines of credit or loan commitments, the "original amount" of the loan is the size of the line of
credit or loan commitment when the line of credit or loan commitment was most recently approved, extended, or renewed prior to the
report date. However, if the amount currently outstanding as of the report date exceeds this size, the "original amount" is the amount
currently outstanding on the report date. (2) For loan participations and syndications, the "original amount" of the loan participation or
syndication is the entire amount of the credit originated by the lead lender. (3) For all other loans, the "original amount" is the total
amount of the loan at origination or the amount currently outstanding as of the report date, whichever is larger.

Loans to Small Businesses
1. Not applicable
(Column A)
Number of Loans

Dollar Amounts in Thousands
2. Number and amount currently outstanding of "Loans secured by nonfarm nonresidential properties" (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 1, column A, "Loans secured by real
estate" (sum of items 2.a through 2.c must be less than or equal to
Schedule C, part I, item 1, column A minus column B):
a. With original amounts of $100,000 or less..........................................
b. With original amounts of more than $100,000 through $250,000.............
c. With original amounts of more than $250,000 through $1,000,000 ............
3. Number and amount currently outstanding of "Commercial and industrial
loans to U.S. addressees" (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 4.a, column A (sum of items 3.a through
3.c must be less than or equal to Schedule C, part I, item 4.a, column A
minus column B):
a. With original amounts of $100,000 or less..........................................
b. With original amounts of more than $100,000 through $250,000.............
c. With original amounts of more than $250,000 through $1,000,000 ............

(Column B)
Amount
Currently
Outstanding
Amount

RCON

5564
5566

5565
5567

5568

5569

2.a.
2.b.
2.c.

5570
5572
5574

5571
5573
5575

3.a.
3.b.
3.c.

06/2020

FFIEC 002
Page 11 of 32

Schedule C—Continued
Part II—Continued
Agricultural Loans to Small Farms
(Column A)
Number of Loans

Dollar Amounts in Thousands
4. Number and amount currently outstanding of "Loans secured by farmland
(including farm residential and other improvements)" (excluding those held
in the branch's IBF) reported in Schedule C, part I, item 1, column A, "Loans
secured by real estate" (sum of items 4.a through 4.c must be less than or
equal to Schedule C, part I, item 1, column A minus column B):
a. With original amounts of $100,000 or less .........................................
b. With original amounts of more than $100,000 through $250,000 .............
c. With original amounts of more than $250,000 through $500,000 .............
5. Number and amount currently outstanding of "Loans to finance agricultural production and other loans to farmers" (excluding those held in the branch's IBF)
reported in Schedule C, part I, item 8, column A, "All other loans" (sum of items
5.a through 5.c must be less than or equal to Schedule C, part I, item 8, column
A minus column B):
a. With original amounts of $100,000 or less .........................................
b. With original amounts of more than $100,000 through $250,000 .............
c. With original amounts of more than $250,000 through $500,000 .............

(Column B)
Amount
Currently
Outstanding
Amount

RCON

5578
5580

5579
5581

5582

5583

4.a.
4.b.
4.c.

5584
5586
5588

5585
5587
5589

5.a.
5.b.
5.c.

06/2012

FFIEC 002
Page 12 of 32

Schedule E—Deposit Liabilities and Credit Balances
NOTE: Exclude all transactions with related depository institutions.
Total Deposit Liabilities and Credit Balances, Excluding IBF
Transaction
Accounts
(Column A)
Total Transaction
Accounts and
Credit Balances
(Excluding IBF)

Dollar Amounts in Thousands
1. Individuals, partnerships,
and corporations (include
all certified and official
checks):
a. U.S. addressees
(domicile) ................
b. Non-U.S. addressees
(domicile) .................
2. Commercial banks in the
U.S. (including their
IBFs):
a. U.S. branches and
agencies of other
foreign banks ...........
b. Other commercial
banks in the U.S. ......
3. Banks in foreign
countries:
a. Foreign branches of
U.S. banks ..............
b. Other banks in
foreign countries .......
4. Foreign governments and
official institutions (including foreign central banks) .
5. All other deposits and
credit balances ............
6. Not applicable
7. Total deposits and credit
balances (sum of
Columns A, C, and D
must equal Schedule
RAL, item 4.a, Column A.
Column D must equal
Schedule RAL, item 4.a,
Column B) ..................

RCON

Amount

Nontransactions
Accounts

(Column B)
Memo: Total Demand
Deposits1 (Included in
Column A)
RCON

Amount

(Column C)
Total Nontransaction
Accounts
(Including MMDAs)
(Excluding IBF)
RCON

Amount

(Column D)
IBF Deposit Liabilities2

RCFN

Amount

C040

C041

C042

1.a.

C043

C044

C045

1.b.

1643

2347

1668

2.a.

1645

2348

1669

2.b.

1646

2367

1671

3.a.

1647

2373

1672

3.b.

1649

2377

2650

1650

2259

2261

RCXY

1653

2210

2385

2205

1. Includes interest-bearing and noninterest-bearing demand deposits.
2. Amounts in this column should exclude those IBF liabilities to be reported as "Federal funds purchased and securities sold under agreements to
repurchase" or as "Other borrowed money."

06/2012

FFIEC 002
Page 13 of 32

Schedule E—Continued
Memoranda

Total Reporting
Branch or Agency
Excluding Its IBF

Dollar Amounts in Thousands RCON
1. Components of total nontransaction accounts (included in item 7, Column C):
a. Time deposits of $100,000 or more ............................................................................... 2604
b. Individual Retirement Accounts (IRAs) and Keogh Plan accounts included in Memorandum
item 1.a, "Time deposits of $100,000 or more," above ...................................................... F233
c. Time deposit of $100,000 or more with remaining maturity of more than 12 months included in
Memorandum item 1.a, "Time deposits of $100,000 or more," above ................................... 6643

Amount

M.1.a.
M.1.b.
M.1.c.

Schedule K—Quarterly Averages1
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands
Assets
1. Interest-bearing balances due from depository institutions (corresponds to part of Schedule RAL,
item 1.a, Column A) ......................................................................................................
2. Federal funds sold and securities purchased under agreements to resell (corresponds to
Schedule RAL, item 1.d, Column A) .................................................................................
3. Total loans and leases held for investment and held for sale (corresponds to Schedule RAL,
item 1.e, Column A) ......................................................................................................
4. Loans to and acceptances of banks in foreign countries (corresponds to Schedule C, item 2.c,
Column A) ..................................................................................................................
5. Total claims on nonrelated parties (corresponds to Schedule RAL, item 1.i, Column A) ...............
Liabilities
6. Time certificates of deposit of $100,000 or more (corresponds to part of Schedule E,
Memorandum item 1.a) .................................................................................................
7. Interest-bearing deposits2 and credit balances (corresponds to part of Schedule RAL,
item 4.a, Column A) ......................................................................................................
8. Federal funds purchased and securities sold under agreements to repurchase (corresponds to
Schedule RAL, item 4.b, Column A) .................................................................................
9. Other borrowed money (corresponds to Schedule RAL, item 4.c, Column A) ............................

RCFD

Amount

3381

3365

3360

3105
3106

4.
5.

3345

3107

3353

8.
9.

3355

1. For all items, branches and agencies have the option of reporting either (1) an average of daily figures for the quarter or (2) an average of
weekly figures (i.e., the Wednesday of each week of the quarter).
2. Includes interest-bearing demand deposits.

06/2018

FFIEC 002
Page 14 of 32

Schedule L—Derivatives and Off-Balance-Sheet Items
NOTE: Exclude all transactions with related depository institutions.
Total Reporting
Branch or Agency
Including Its IBF

1.
2.
3.

4.
5.

Dollar Amounts in Thousands
Commitments to make or purchase loans ........................................................................
Spot foreign exchange contracts....................................................................................
Standby letters of credit:
a. Total .....................................................................................................................
(1) To U.S. addressees (domicile)...............................................................................
(2) To non-U.S. addressees (domicile).........................................................................
b. Amount of total standby letters of credit in item 3.a conveyed to others through participations ...
Commercial and similar letters of credit ...........................................................................
Not applicable

6. Credit derivatives:
a. Notional amounts:
(1) Credit default swaps ...........................................................
(2) Total return swaps ..............................................................
(3) Credit options ....................................................................
(4) Other credit derivatives .......................................................
b. Gross fair values:
(1) Gross positive fair value ......................................................
(2) Gross negative fair value .....................................................

RCFD

Amount

1.
2.

8765
3375

3.a.
3.a.(1)
3.a.(2)
3.b.
4.

3376
3377
3378
3411

(Column A)
Guarantor
RCFD

Amount

3423

(Column B)
Beneficiary
RCFD

C968
C970
C972

C969

C974

C975

C219

C221

C220

C222

Amount

6.a.(1)
6.a.(2)
6.a.(3)
6.a.(4)

C971
C973

6.b.(1)
6.b.(2)

Total Reporting
Branch or Agency
Including Its IBF

7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of
total claims on nonrelated parties as reported on Schedule RAL, item 1.i ...............................
List below each component of this item greater than or equal to 1 percent of total claims on
Amount
nonrelated parties as reported on Schedule RAL, item 1.i:
RCFD
a. TEXT
5598
5598
b. TEXT
5600
5600
c. TEXT
5601
5601
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent
of total claims on nonrelated parties as reported on Schedule RAL, item 1.i ............................
List below each component of this item greater than or equal to 1 percent of total claims on
nonrelated parties as reported on Schedule RAL, item 1.i:
Amount
RCFD
a. TEXT
5604
5604
b. TEXT
5605
5605
c. TEXT
5606
5606

RCFD

5602

Amount

7.a.
7.b.
7.c.
5603

8.a.
8.b.
8.c.

06/2012

FFIEC 002
Page 15 of 32

Schedule L—Continued
NOTE: Exclude all transactions with related depository institutions.

Dollar Amounts in Thousands
Derivatives Position
Indicators1
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts......
b. Forward contracts.....
c. Exchange-traded
option contracts:
(1) Written options ...
(2) Purchased options
d. Over-the-counter
option contracts:
(1) Written options ....
(2) Purchased options
e. Swaps ...................
10. Total gross notional
amount of derivative
contracts held for trading .
11. Total gross notional
amount of derivative
contracts held for purposes other than trading.
12. Gross fair values of derivative contracts:
a. Contracts held for
trading:
(1) Gross positive
fair value............
(2) Gross negative fair
value ................
b. Contracts held for
purposes other
than trading:
(1) Gross positive
fair value............
(2) Gross negative
fair value ...........

(Column A)
Interest Rate
Contracts
RCFD

Amount

(Column B)
Foreign Exchange
Contracts2
RCFD

Amount

(Column C)
Equity Derivative
Contracts
RCFD

Amount

(Column D)
Commodity and
Other Contracts
RCFD

Amount

8693

8694

8695

8696

8697

8698

8699

8700

9.a.
9.b.

8701
8705

8702
8706

8703
8707

8704
8708

9.c.(1)
9.c.(2)

8709
8713

8710
8714

8711
8715

8712
8716

3450

3826

8719

8720

9.d.(1)
9.d.(2)
9.e.

A126

A127

8723

8724

10.

8725

8726

8727

8728

11.

8733

8734

8735

8736

12.a.(1)

8737

8738

8739

8740

12.a.(2)

8741

8742

8743

8744

12.b.(1)

8745

8746

8747

8748

12.b.(2)

1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule L, item 2.

06/2012

FFIEC 002
Page 16 of 32

Schedule M—Due from/Due to Related Institutions in the U.S. and in Foreign
Countries (CONFIDENTIAL)
The Federal Financial Institutions Examination Council regards the individual respondent information provided by each reporting
institution on this schedule as confidential. If it should be determined subsequently that any information collected on this
schedule must be released, respondents will be notified.
Total Reporting Branch or Agency
Including Its IBF
(Column A)
Gross due from

Dollar Amounts in Thousands
Part I: Transactions of reporting institution including its IBF with related
depository institutions, reflected in net due from/due to items
(items 2.a and 5.a; Column A) in Schedule RAL.
Amounts outstanding as of report date:
1. U.S. domiciled offices of related depository institutions (including their
IBFs):
a. Related branches and agencies in the U.S.:
(1) In same state as the reporting office.....................................
(2) In other states .................................................................
b. Offices in the U.S. of other related depository institutions (including
Edge and Agreement corporations and New York investment
companies)..........................................................................
2. Non-U.S. domiciled offices of related depository institutions:
a. Head office of parent bank ......................................................
b. Non-U.S. branches and agencies of the parent bank:
(1) Offices in the Caribbean ....................................................
(2) Other offices ...................................................................
c. Other non-U.S. offices of related depository institutions .................
3. Total (sum of items 1.a, 1.b, and 2.a through 2.c) .............................
4. Net due from head office and other related depository institutions (item 3,
Column A minus Column B — enter the amount with a minus sign (–) if
Column B is greater than Column A. The absolute value of item 4 must
equal Schedule RAL, item 2.a if item 3 Column A above is greater than
Column B, or Schedule RAL, item 5.a if item 3 Column B above is greater
than Column A) .......................................... 3035
Memoranda
1. Average daily (or weekly) amounts for the quarter ending with the report
date:
a. Related depository offices domiciled in the U.S. (corresponds to items
1.a and 1.b of Part I above) ......................................................
b. Related depository offices domiciled outside of the U.S. (corresponds
to items 2.a through 2.c of Part I above) .....................................
2. Sum of those parts of items 1.b and 2.c of Part I above that are with
wholly owned depository subsidiaries of the parent bank .....................
3. Trading assets and liabilities, related parties (amount is included in item 3
above, and in Schedule RAL, items 2.a and 5.a, respectively) .................

RCFD

Amount

(Column B)
Gross due to
RCFD

Amount

3008
3010

3007
3009

1.a.(1)
1.a.(2)

3171

3172

1.b.

3173

3174

2.a.

3175
3177
3179
3002

3176
3178
3180
3001

2.b.(1)
2.b.(2)
2.c.
3.

3026

3025

M.1.a.

3028

3027

M.1.b.

3181

3182

M.2.

A006

A007

M.3.

06/2012

FFIEC 002
Page 17 of 32

Schedule M (CONFIDENTIAL)—Continued
IBF Only
(Column A)
Gross due from

Dollar Amounts in Thousands
Part II: Transactions of reporting institution's IBF with related
depository institutions.
Amounts outstanding as of report date:
1. IBF transactions with related depository institutions other than
transactions with establishing entity:
a. IBF transactions with IBFs of related depository institutions
domiciled in the U.S. (included in Part I, item 1) ..........................
b. IBF transactions with related depository institutions domiciled
outside the U.S. (included in Part I, item 2):
(1) Head office of parent bank................................................
(2) Non-U.S. branches and agencies of the parent bank:
(a) Offices in the Caribbean..............................................
(b) Other offices ............................................................
(3) Other related depository institutions domiciled outside the U.S ...
c. Total (sum of items 1.a and 1.b.(1) through 1.b.(3) above) ..............
d. IBF net due from related depository institutions
other than establishing entity (item 1.c,
Column A minus Column B—enter the amount
with a minus sign (–) if Column B is
greater than Column A ....................... 3193
2. IBF net due from establishing entity (if net due
to, enter the amount with a minus sign (–)) .... 1888
3. IBF net due from all related depository institutions (sum of items 1.d and 2 above; if negative,
enter the amount with a minus sign (–)). (If this
item is positive, it must equal Schedule RAL,
item 2.b; if this item is negative, its absolute
value must equal Schedule RAL, item 5.b.) .... 3194

RCFN

Amount

(Column B)
Gross due to
RCFN

Amount

3004

3003

1.a.

3173

3174

1.b.(1)

3175
3177
3179

3176
3178
3180

3002

3001

1.b.(2)(a)
1.b.(2)(b)
1.b.(3)
1.c.

1.d.
2.

3.
Total Reporting Branch or Agency
Including Its IBF
(Column A)
Gross due from

Dollar Amounts in Thousands RCFD
Part III: Transactions of reporting institution including its IBF with related
nondepository subsidiaries. These are not reflected in the net due
from/due to items (items 2.a and 5.a) in Schedule RAL.
Amounts outstanding as of report date with:
1. Related nondepository majority-owned subsidiaries in the U.S. ....... 3030
2. Related nondepository majority-owned subsidiaries in foreign countries.. 3032
Memorandum
1. Amount of items 1 and 2 above for wholly owned related nondepository
subsidiaries........................................................................... 3034

Amount

(Column B)
Gross due to
RCFD

3029

Amount

3031

1.
2.

3033

M.1.

06/2012

FFIEC 002
Page 18 of 32

Schedule M (CONFIDENTIAL)—Continued
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands
Part IV: Confidential Loan Information.
1. Amount of allowance for loan losses, if any, carried on the books of the reporting branch or agency
including its IBF1...........................................................................................................
2. Other real estate owned................................................................................................
Part V: Derivatives and off-balance-sheet items: with related depository institutions.
1. Commitments to make or purchase loans .........................................................................
2. Spot foreign exchange contracts.....................................................................................
3. Total standby letters of credit .........................................................................................
4. Commercial and similar letters of credit ............................................................................
5. Not applicable
6. Credit derivatives:
a. Notional amounts:
(1) Credit default swaps ...........................................................
(2) Total return swaps ..............................................................
(3) Credit options....................................................................
(4) Other credit derivatives .......................................................
b. Gross fair values:
(1) Gross positive fair value ......................................................
(2) Gross negative fair value .....................................................

RCFD

3195
2150

1.
2.

5766

1.
2.
3.
4.

A125
5770
5771

(Column A)
Guarantor
RCFD

Amount

(Column B)
Beneficiary
RCFD

Amount

G014

G015

G016
G018
G020

G017
G019
G021

6.a.(1)
6.a.(2)
6.a.(3)
6.a.(4)

C484
C487

C488
C489

6.b.(1)
6.b.(2)

Total Reporting
Branch or Agency
Including Its IBF

7. All other off-balance-sheet contingent liabilities greater than or equal to 1/2 percent of total claims on
related depository institutions as reported in Schedule M, Part I, Item 3, Column A ...................
List below each component of this item greater than or equal to 1 percent
of total claims on related depository institutions as reported on Schedule
RCFD
Amount
M, Part I, Item 3, Column A:
TEXT
8570
a. 8570
TEXT
8571
b. 8571
TEXT
8572
c. 8572
8. All other off-balance-sheet contingent claims (assets) greater than or equal to 1/2 percent of total
claims on related depository institutions as reported in Schedule M, Part I, Item 3, Column A ...........
List below each component of this item greater than or equal to 1
percent of total claims on related depository institutions as reported
RCFD
Amount
on Schedule M, Part I, Item 3, Column A:
TEXT
8574
a. 8574
TEXT
8575
b. 8575
TEXT
8576
c. 8576

RCFD

8569

Amount

7.a.
7.b.
7.c.
8573

8.a.
8.b.
8.c.

1. Institutions that have adopted ASU 2016-13 should report the amount of allowance for credit losses on loans and leases, as applicable, in Item 1.

03/2019

FFIEC 002
Page 19 of 32

Schedule M (CONFIDENTIAL)—Continued
Dollar Amounts in Thousands
Derivatives
Position Indicators1
9. Gross amounts (e.g.,
notional amounts):
a. Futures contracts ....
b. Forward contracts ...
c. Exchange-traded
option contracts:
(1) Written options ..
(2) Purchased options
d. Over-the-counter
option contracts:
(1) Written options.....
(2) Purchased options
e. Swaps ..................
10. Total gross notional
amount of derivative
contracts held for trading
11. Total gross notional
amount of derivative
contracts held for
purposes other than
trading.......................
12. Gross fair values of
derivative contracts:
a. Contracts held for
trading:
(1) Gross positive
fair value..........
(2) Gross negative
fair value..........
b. Contracts held for
purposes other than
trading:
(1) Gross positive
fair value..........
(2) Gross negative
fair value .........

(Column A)
Interest Rate
Contracts
RCFD

Amount

(Column B)
Foreign Exchange
Contracts2
RCFD

Amount

(Column C)
Equity Derivative
Contracts
RCFD

Amount

(Column D)
Commodity and
Other Contracts
RCFD

Amount

A008
A038

A009
A039

A010
A040

A037
A041

9.a.
9.b.

A042
A046

A043
A047

A044
A048

A045
A049

9.c.(1)
9.c.(2)

A050

A051

A052

A053

A054
A058

A055
A059

A056
A060

A057
A061

9.d.(1)
9.d.(2)
9.e.

A062

A063

A064

A065

10.

A066

A067

A068

A069

11.

A074

A075

A076

A077

12.a.(1)

A078

A079

A080

A081

12.a.(2)

A082

A083

A084

A085

12.b.(1)

A086

A087

A088

A089

12.b.(2)

1. For each column, sum of items 9.a through 9.e must equal sum of items 10 and 11.
2. Spot foreign exchange is reported in Schedule M, Part V, item 2.

06/2012

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Page 20 of 32

Schedule N—Past Due, Nonaccrual, and Restructured Loans
NOTE: Exclude all transactions with related depository institutions.
Total Reporting Branch or Agency Including Its IBF
(Column A)
Past Due 30 Through
89 Days and Still Accruing

Dollar Amounts in Thousands
1. Total loans to U.S.
addressees (domicile):
a. Commercial and
industrial loans ..........
b. Loans secured by
real estate ................
c. All other loans(including
all lease financing
receivables) ...............
2. Total loans to non-U.S.
addressees (domicile).......
3. Total (sum of items 1.a
through 1.c and 2) ..........

RCFD

Amount

(Column B)
Past Due 90 Days or
More and Still Accruing
RCFD

Amount

(Column C)
Nonaccrual

RCFD

Amount

(Column D)
Restructured and
in Compliance with
Modified Terms
RCFD

Amount

1606

1607

1608

1609

1.a.

1421

1422

1423

1424

1.b.

3183

3184

3185

3186

1.c.

1623

1624

1625

1627

1406

1407

1403

1404

Memoranda
1. Book value of loans sold or
otherwise transferred to
head office or to related
institutions and still serviced
by the reporting branch or
agency ......................... 1628
2. Interest rate, foreign
exchange rate, and other
commodity and equity
contracts:
Fair value of amounts
carried as assets ............. 3529

1629

1582

1637

M.1.

3530

M.2.

06/2012

FFIEC 002
Page 21 of 32

Schedule O—Other Data for Deposit Insurance Assessments
This schedule is to be completed only by branches whose deposits are insured by the FDIC. Each FDIC-insured branch
must complete items 1 and 2, 4 through 6, Memorandum items 1 and 5, and, if applicable, item 3 and Memorandum items 2
and 3 each quarter.
Reporting Branch
Including Its IBF

Dollar Amounts in Thousands

RCFD

Amount

1. Total deposit liabilities before exclusions (gross) as defined in Section 3(l) of the Federal Deposit
Insurance Act and FDIC regulations................................................................................ F236
2. Total allowable exclusions, including interest accrued and unpaid on allowable exclusions
(including foreign deposits)........................................................................................... F237
RCFN
3. Total foreign deposits, including interest accrued and unpaid thereon
(included in item 2 above) ............................................................................................ F234

1.
2.
3.

RCFD

4. Average consolidated total assets for the calendar quarter .................................................... K652
Number
a. Averaging method used (for daily averaging, enter 1; for weekly
averaging, enter 2) ................................................................. K653
5. Average tangible equity for the calendar quarter1................................................................ K654
6. Holdings of long-term unsecured debt issued by other FDIC-insured depository institutions .......... K655

4.
4.a.
5.
6.

1. See instructions for averaging methods. Tangible equity is defined as eligible assets (determined in accordance with Section 347.210 of
the FDIC’s regulations) less the book value of liabilities (exclusive of liabilities due to the foreign bank’s head office, other branches,
agencies, offices, or wholly owned subsidiaries).
Reporting Branch
Excluding Its IBF

Memoranda
Dollar Amounts in Thousands
1. Total deposit liabilities of the branch (including related interest accrued and unpaid) less allowable
exclusions (sum of Memorandum items 1.a.(1), 1.b.(1), 1.c.(1), and 1.d.(1) must equal Schedule O,
item 1 less item 2):
a. Deposit accounts (excluding retirement accounts) of $250,000 or less:1
(1) Amount of deposit accounts (excluding retirement accounts) of $250,000 or less ................
Number
(2) Number of deposit accounts (excluding retirement accounts) of
F050
$250,000 or less (to be completed for the June report only) ..........
b. Deposit accounts (excluding retirement accounts) of more than $250,000:1
(1) Amount of deposit accounts (excluding retirement accounts) of more than $250,000..............
Number
(2) Number of deposit accounts (excluding retirement accounts) of more
F052
than $250,000...................................................................
c. Retirement deposit accounts of $250,000 or less:1
(1) Amount of retirement deposit accounts of $250,000 or less.......................................
Number
(2) Number of retirement deposit accounts of $250,000 or less
F046
(to be completed for the June report only) .............................
d. Retirement deposit accounts of more than $250,000:1
(1) Amount of retirement deposit accounts of more than $250,000 ......................................

RCON

Amount

F049

M.1.a.(1)
M.1.a.(2)

F051

M.1.b.(1)
M.1.b.(2)

F045

M.1.c.(1)
M.1.c.(2)

F047

M.1.d.(1)

Number

(2) Number of retirement deposit accounts of more than $250,000 ...... F048

M.1.d.(2)

1. The dollar amounts used as the basis for reporting in Memoranda items 1.a. through 1.d. reflect the deposit insurance limits in effect on
the report date.

12/2012

FFIEC 002
Page 22 of 32

Schedule O—Continued
Dollar Amounts in Thousands
Memorandum item 2 is to be completed by branches with $1 billion or more
in total claims on nonrelated parties.2
2. Estimated amount of uninsured deposits in the branch, including related interest accrued and
unpaid3 ......................................................................................................................
3. Preferred deposits (to be completed for the December report only) .........................................
4. and 5. Not applicable
6. Outstanding balance of Paycheck Protection Program (PPP) loans ........................................
7. Quarterly average amount of holdings of assets purchased from money market funds under the
Money Market Mutual Fund Liquidity Facility ......................................................................

Reporting Branch
Excluding Its IBF
RCON

Amount

5597
5590

M.2.
M.3.

LG27

M.6.

LL58

M.7.

2. The $1 billion size test is generally based on the total claims on nonrelated parties (Schedule RAL, item 1.i, column A) reported in the preceding
calendar year's June 30 FFIEC 002.
3. Uninsured deposits should be estimated based on the deposit insurance limits set forth in Memorandum items 1.a through 1.d.

Schedule P—Other Borrowed Money
NOTE: Exclude all transactions with related depository institutions.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands
1. Owed to nonrelated commercial banks in the U.S. (including their IBFs):
a. Owed to U.S. offices of nonrelated U.S. banks ...............................
b. Owed to U.S. branches and agencies of nonrelated foreign banks .....
2. Owed to nonrelated banks in foreign countries:
a. Owed to foreign branches of nonrelated U.S. banks ........................
b. Owed to foreign offices of nonrelated foreign banks.........................
3. Owed to others ............................................................................

RCFD

Amount

(Column B)
IBF Only

RCFN

Amount

3312
3313

1.a.
1.b.

3314
3315

2.a.
2.b.
3.

2869

3314
3315
2869

RCXX

RCXY

4. Total (sum of items 1 through 3) (must equal Schedule RAL, item 4.c) .....

3190

Memorandum
1. Immediately available funds with a maturity greater than one day
included in other borrowed money...................................................

RCFD

2805

M.1.

09/2020

FFIEC 002
Page 23 of 32

Schedule Q—Financial Assets and Liabilities Measured at Fair Value on a Recurring Basis
Schedule Q is to be completed by branches and agencies that:
(1) Have elected to report financial instruments or servicing assets and liabilities at fair value under a fair value option with changes in fair value recognized in earnings, or
(2) Reported total trading assets of $10 million or more in any of the four preceding calendar quarters.
(Column A)
Total Fair Value
Reported on
Schedule RAL

Dollar Amounts in Thousands
Assets
1. Available-for-sale debt securities and equity
securities with readily determinable fair values
not held for trading1 ..................................
2. Federal funds sold and securities
purchased under agreements to resell ..........
3. Loans and leases held for sale ....................
4. Loans and leases held for investment ...........
5. Trading assets:
a. Derivative assets ..................................

RCFD

Amount

(Column B)
LESS: Amounts Netted in
the Determination
of Total Fair Value
RCFD

Amount

(Column C)
Level 1 Fair Value
Measurements
RCFD

Amount

(Column D)
Level 2 Fair Value
Measurements
RCFD

Amount

(Column E)
Level 3 Fair Value
Measurements
RCFD

Amount

JA36

G474

G475

G476

G477

G478

G479

G480

G481

G482

G483

G484

G485

G486

G487

G488

G489

G490

G491

G492

2.
3.
4.

G493

G494

G495

G496

5.a.

G498

G499

G500

G501

5.b.

RCXX

3543
RCFD

b. Other trading assets ..............................
(1) Nontrading securities at fair value with
changes in fair value reported in current
earnings (included in Schedule Q, item
5.b above) ........................................
6. All other assets ........................................
7. Total assets measured at fair value on a
recurring basis (sum of items 1 through 5.b
plus item 6) .............................................

G497

F240

F684

F692

F241

F242

G391

G392

G395

G396

G804

5.b.(1)
6.

G502

G503

G504

G505

G506

1. For institutions that have adopted ASU 2016-01, which includes provisions governing the accounting for investments in equity securities, the amount reported in item 1, column A, must equal
the sum of Schedule RAL, Memorandum items 3.a and 4. For institutions that have not adopted ASU 2016-01, the amount reported in item 1, column A, must equal Schedule RAL,
Memorandum item 3.a.

06/2018

FFIEC 002
Page 24 of 32

Schedule Q—Continued

(Column A)
Total Fair Value
Reported on
Schedule RAL

Dollar Amounts in Thousands RCFD
Liabilities
8. Deposits .................................................. F252
9. Federal funds purchased and securities
sold under agreements to repurchase............ G507
RCXX
10. Trading liabilities:
a. Derivative liabilities................................. 3547

Amount

(Column B)
LESS: Amounts Netted in
the Determination
of Total Fair Value
RCFD

Amount

(Column C)
Level 1 Fair Value
Measurements
RCFD

Amount

(Column D)
Level 2 Fair Value
Measurements
RCFD

Amount

(Column E)
Level 3 Fair Value
Measurements
RCFD

Amount

F686

F694

F253

F254

G508

G509

G510

G511

G512

G513

G514

G515

10.a.

G516
G521
G526
G805

G517
G522
G527
G806

G518
G523
G528
G807

G519
G524
G529
G808

G520
G525
G530
G809

10.b.
11.
12.
13.

G531

G532

G533

G534

G535

14.

RCFD

b. Other trading liabilities ............................
11. Other borrowed money ...............................
12. Subordinated notes and debentures ..............
13. All other liabilities ......................................
14. Total liabilities measured at fair value on a
recurring basis (sum of items 8 through 13) ....

06/2018

FFIEC 002
Page 25 of 32

Schedule Q—Continued

(Column A)
Total Fair Value
Reported on
Schedule RAL

Dollar Amounts in Thousands
Memoranda
1. All other assets (itemize and describe
amounts included in Schedule Q, item 6,
that are greater than $100,000 and exceed
25% of item 6)
a. Mortgage servicing assets ......................
b. Nontrading derivative assets ...................
TEXT
c. G546
TEXT
d. G551
TEXT
e. G556
TEXT
f. G561
2. All other liabilities (itemize and describe
amounts included in Schedule Q,
item 13, that are greater than $100,000 and
exceed 25% of item 13):
a. Loan commitments (not accounted for
as derivatives) .......................................
b. Nontrading derivative liabilities .................
TEXT
c. G571
TEXT
d. G576
TEXT
e. G581
TEXT
f. G586

RCFD

Amount

(Column B)
LESS: Amounts Netted in
the Determination
of Total Fair Value
RCFD

Amount

(Column C)
Level 1 Fair Value
Measurements
RCFD

Amount

(Column D)
Level 2 Fair Value
Measurements
RCFD

Amount

(Column E)
Level 3 Fair Value
Measurements
RCFD

G536

G537

G538

G539

G540

G541
G546

G542
G547

G543
G548

G544
G549

G545
G550

G551

G552

G553

G554

G555

G556

G557

G558

G559

G560

G561

G562

G563

G564

G565

F261

F689

F697

F262

F263

G566

G567

G568

G569

G570

G571

G572

G573

G574

G575

G576

G577

G578

G579

G580

G581

G582

G583

G584

G585

G586

G587

G588

G589

G590

Amount

M.1.a.
M.1.b.
M.1.c.
M.1.d.
M.1.e.
M.1.f.

M.2.a.
M.2.b.
M.2.c.
M.2.d.
M.2.e.
M.2.f.

06/2018

FFIEC 002
Page 26 of 32

Schedule Q—Continued
Memorandum items 3 and 4 are to be completed by branches and agencies that have elected to measure loans included in Schedule
C, part I, items 1 through 8, at fair value under a fair value option.
(Column A)
Total Reporting
Branch or Agency
Including Its IBF

Dollar Amounts in Thousands
Memoranda—Continued
3. Loans measured at fair value (included in Schedule C, part I, items
1 through 8):
a. Loans secured by real estate:
(1) Loans secured by 1– 4 family residential properties ..................
(2) All other loans secured by real estate ....................................
b. Commercial and industrial loans ...............................................
c. Other loans...........................................................................
4. Unpaid principal balance of loans measured at fair value (reported
in Schedule Q, Memorandum item 3):
a. Loans secured by real estate:
(1) Loans secured by 1– 4 family residential properties ..................
(2) All other loans secured by real estate ....................................
b. Commercial and industrial loans ...............................................
c. Other loans...........................................................................

RCFD

Amount

(Column B)
IBF Only

RCFN

HT87

HT88
F585
G011

HT91

HT92
F597
G013

Amount

M.3.a.(1)
M.3.a.(2)
M.3.b.
M.3.c.

M.4.a.(1)
M.4.a.(2)
M.4.b.
M.4.c.

06/2018

FFIEC 002
Page 27 of 32

Schedule S—Servicing, Securitization, and Asset Sale Activities

Dollar Amounts in Thousands
Securitization Activities
1. Outstanding principal balance of assets
sold and securitized by the reporting
institution with servicing retained or with
recourse or other seller-provided credit
enhancements ....................................
2. Maximum amount of credit exposure
arising from recourse or other sellerprovided credit enhancements
provided to structures reported in
item 1 ................................................

(Column A)
1-4 Family
Residential
Loans

(Column B)
Home
Equity
Lines

(Column C)
Credit
Card
Receivables

(Column D)
Auto
Loans

(Column E)
Other
Consumer
Loans

(Column F)
Commercial
and Industrial
Loans

(Column G)
All Other
Loans, All
Leases, and All
Other Assets

Amount

RCFD B705

RCFD B706

RCFD B707

RCFD B708

RCFD B709

RCFD B710

RCFD B711

RCFD HU09

RCFD HU10

RCFD HU11

RCFD HU12

RCFD HU13

RCFD HU14

RCFD HU15

Item 3 is to be reported by branches and agencies with $100 billion or more in total assets.1
3. Reporting institution's unused
commitments to provide liquidity to
structures reported in item 1 ...................
4. Past due loan amounts included in
item 1:
a. 30-89 days past due .........................

RCFD B726

RCFD B727

RCFD B728

RCFD B729

RCFD B730

RCFD B731

RCFD B732

3.
RCFD B733

RCFD B734

RCFD B735

RCFD B736

RCFD B737

RCFD B738

RCFD B739

RCFD B740

RCFD B741

RCFD B742

RCFD B743

RCFD B744

RCFD B745

RCFD B746

4.a.

b. 90 days or more past due...................
5. Not applicable

4.b.

Item 6 is to be reported by branches and agencies with $10 billion or more in total assets.1
6. Total amount of ownership (or seller's)
interest carried as securities or loans........
7. and 8. Not applicable

RCFD HU16

RCFD HU17

RCFD HU18

1. The asset size tests are based on the total assets reported in the preceding calendar year's June 30 FFIEC 002.

06/2018

FFIEC 002
Page 28 of 32

Schedule S—Continued

Dollar Amounts in Thousands
For Securitization Facilities Sponsored By or
Otherwise Established By Other Institutions
9. Maximum amount of credit exposure
arising from credit enhancements
provided by the reporting institution to
other institutions' securitization
structures in the form of standby letters
of credit, purchased subordinated
securities, and other enhancements .......

(Column A)
1-4 Family
Residential
Loans

(Column B)
Home
Equity
Lines

(Column C)
Credit
Card
Receivables

(Column D)
Auto
Loans

(Column E)
Other
Consumer
Loans

(Column F)
Commercial
and Industrial
Loans

(Column G)
All Other
Loans, All
Leases, and All
Other Assets

Amount

RCFD B779

RCFD B780

RCFD B781

RCFD B782

RCFD B776

Item 10 is to be reported by branches and
agencies that have $10 billion or more in
total assets.1
10. Reporting institution's unused
commitments to provide liquidity to other
institutions' securitization structures .........
Asset Sales
11. Assets sold with recourse or other seller
provided credit enhancements and not
securitized by the reporting institution .........
12. Maximum amount of credit exposure
arising from recourse or other seller
provided credit enhancements provided
to assets reported in item 11 ....................

RCFD B783

RCFD B786

RCFD B787

RCFD B788

RCFD B789

10.

RCFD B790

RCFD B796

11.

RCFD B797

RCFD B803

12.

1. The asset size tests are based on the total assets reported in the preceding calendar year's June 30 FFIEC 002.

06/2018

FFIEC 002
Page 29 of 32

Schedule S—Continued
Memorandum
Dollar Amounts in Thousands
Memorandum item 1 is to be reported by branches and agencies that have $10 billion or more in total assets.

RCFD

Amount

1. Asset-backed commercial paper conduits:
a. Maximum amount of credit exposure arising from credit enhancements provided to conduit structures in the form of standby letters of
credit, subordinated securities, and other enhancements:
(1) Conduits sponsored by the reporting institution or related institution ......................................................................................
(2) Conduits sponsored by other unrelated institutions ...........................................................................................................
b. Unused commitments to provide liquidity to conduit structures:
(1) Conduits sponsored by the reporting institution or related institution .....................................................................................
(2) Conduits sponsored by other unrelated institutions ............................................................................................................

B806
B807
B808
B809

M.1.a.(1)
M.1.a.(2)
M.1.b.(1)
M.1.b.(2)

1. The asset size tests are based on the total assets reported in the preceding calendar year's June 30 FFIEC 002.

06/2018

FFIEC 002
Page 30 of 32

Schedule T—Fiduciary and Related Services
Schedule T is to be completed annually as of the December 31 report date.
RCFD

1. Does the institution have fiduciary powers? (If "NO," do not complete Schedule T.) ...............................

Yes

A345
RCFD

2. Does the institution exercise the fiduciary powers it has been granted? ..............................................

A346

3. Does the institution have any fiduciary or related activity (in the form of assets or accounts)?
(If "NO," do not complete the rest of Schedule T.)...........................................................................

RCFD

1.
Yes

2.
Yes

B867

If the answer to item 3 is "YES," complete all applicable items of Schedule T.
(Column A)
Managed
Assets

Dollar Amounts in Thousands
Fiduciary and Related Assets
4. Personal trust and agency accounts ....
5. Retirement related trust and agency
accounts:
a. Employee benefit-defined
contribution................................
b. Employee benefit-defined
benefit ......................................

(Column B)
Non-Managed
Assets

Amount

RCFD B868

RCFD B869

(Column C)
Number of
Managed
Accounts

(Column D)
Number of
Non-Managed
Accounts

RCFD B870

RCFD B871

RCFD B872

RCFD B873

RCFD B874

RCFD B875

RCFD B876

RCFD B877

RCFD B878

RCFD B879

RCFD B880

RCFD B881

RCFD B882

RCFD B883

RCFD B884

RCFD B885

RCFD C001

RCFD C002

5.a.
5.b.

c. Other retirement accounts .............
6. Corporate trust and agency accounts ..
7. Investment management agency
accounts .......................................
8. Other fiduciary accounts ...................
9. Total fiduciary accounts
(sum of items 4 through 8) ................

5.c.
6.
RCFD B886

RCFD B888

7.
RCFD B890

RCFD B891

RCFD B892

RCFD B893

RCFD B894

RCFD B895

RCFD B896

RCFD B897

8.
9.
RCFD B898

10. Custody and safekeeping accounts .....

RCFD B899

10.

06/2012

FFIEC 002
Page 31 of 32

Schedule T—Continued
Managed Assets

Memoranda

Dollar Amounts in Thousands
1. Managed assets held in personal trust and agency accounts:
a. Noninterest-bearing deposits ......................................................................................
b. Interest-bearing deposits ...........................................................................................
c. U.S. Treasury and U.S. Government agency obligations...................................................
d. State, county and municipal obligations ........................................................................
e. Money market mutual funds .......................................................................................
f. Other short-term obligations .......................................................................................
g. Other notes and bonds ..............................................................................................
h. Common and preferred stocks ....................................................................................
i. Real estate mortgages ..............................................................................................
j. Real estate .............................................................................................................
k. Miscellaneous asset .................................................................................................

RCFD

Amount

B913
B914
B915

M.1.a.
M.1.b.
M.1.c.
M.1.d.
M.1.e.
M.1.f.
M.1.g.
M.1.h.
M.1.i.
M.1.j.
M.1.k.

B916
B917
B918
B919
B920
B921
B922
B923
Amount

l. Total managed assets held in personal trust and agency accounts (sum of Memorandum items
1.a through 1.k) (must equal Schedule T, item 4, column A) ...............................................
(Column A)
Number of
Issues

Dollar Amounts in Thousands RCFD
2. Corporate trust and agency accounts:
a. Corporate and municipal trusteeships................................................... B927
b. Transfer agent, registrar, paying agent, and other corporate agency ........... B929

Dollar Amounts in Thousands
3. Collective investment funds and common trust funds:
a. Domestic equity ...............................................................................

RCXX B868

M.1.l.
(Column B)
Principal Amount
Outstanding
Amount
RCFD B928

M.2.a.
M.2.b.

(Column A)
Number of
Funds

(Column B)
Market Value of
Fund Assets

RCFD B931

RCFD B932

RCFD B933

RCFD B934

RCFDB935

RCFD B936

RCFD B937

RCFD B938

RCFD B939

RCFD B940

RCFD B941

RCFD B942

RCFD B943

RCFD B944

RCFD B945

RCFD B946

Amount

M.3.a.

b. International/Global equity .................................................................

M.3.b.

c. Stock/Bond blend .............................................................................

M.3.c.

d. Taxable bond...................................................................................

M.3.d.

e. Municipal bond ................................................................................

M.3.e.

f. Short term investments/Money market ..................................................
g. Specialty/Other ................................................................................
h. Total collective investment funds (sum of Memorandum items 3.a
through 3.g) ....................................................................................

M.3.f.
M.3.g.
M.3.h.

06/2012

FFIEC 002
Page 32 of 32

Person to whom questions about Schedule T–Fiduciary and Related Services should be directed:

Name and Title (TEXT B962)

E-mail Address (TEXT B926)

Area Code / Phone Number / Extension (TEXT B963)

FAX Number (TEXT B964)

06/2012

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