Rule 498 under the Securities Act of 1933, Summary Prospectuses for Open-End Management Investment Companies

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0648 can be found here:

Documents and Forms

Document Name Document Type
EDGAR PIA 2016.pdf EDGAR PIA IC Document
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 498 under the Securities Act of 1933, Summary Prospectuses for Open-End Management Investment Companies	Agency IC Tracking Number:	270-574

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 230.498

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10,536	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	10,536	1,479	9,057
Annual IC Time Burden (Hours)	15,804	-4,523	20,327
Annual IC Cost Burden (Dollars)	190,754,280	23,295,480	167,458,800

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	01/24/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.