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| Covered Institution Legal Reserves Reporting Worksheet |
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| Section 2 - Annual Reporting of Legal Reserves |
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a. For each year in the chart below, report the total dollar value of the bank’s legal reserve balance, representing the total legal reserve balance that was included on the institution’s financial statements for the as-of quarter. The covered institution's initial submission should contain annual legal reserve balances from Q4 of the as-of reporting quarter as well as Q4 from the prior four years. |
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Total Legal Reserve Balance |
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Year |
$ Balance (Millions) |
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As-of Q4 |
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Q4 - HY1 |
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Total Legal Reserves: |
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Q4 - HY2 |
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Q4 - HY3 |
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Q4 - HY4 |
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b. Legal Reserves Pertaining to Repurchase Litigation (Voluntary): For the as-of quarter, on a voluntary basis, report the total dollar value of the institution’s legal reserves pertaining to repurchase litigation which was included on the institution’s financial statements as part of the total legal reserve for the as-of quarter. Also please report the subset of this amount which is related only to contractual Representation and Warranty (R&W) claims (excluding any amounts set aside for damages, penalties, etc). |
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Total Repurchase Litigation Reserve Balance |
Repurchase Litigation Reserve Balance related only to contractual R&W claims |
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As of Quarter |
$ Balance (Millions) |
$ Balance (Millions) |
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Voluntary Reporting of Legal Reserves Pertaining to Repurchase Litigation: |
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Q4 |
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| Material Risk Identification |
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List all material operational risks identified within the firm, the line of business in which each risk appears and the loss projection amount for each risk/risk segment combination. Add additional rows when necessary. |
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| Material Risk Number |
Material Operational Risks |
Business Lines(s) or Bank-wide |
Loss Estimation Mehodology(ies) |
Bank Baseline Projection Amount - 9 quarter loss projection |
Bank Stress Projection Amount - 9 quarter loss projection |
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Material Operational Risks included in the firm's loss projections: |
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| 1 |
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| 2 |
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| 3 |
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| 4 |
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| 5 |
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Material Operational Risks excluded from the firm's loss projections: |
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| 1 |
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| 2 |
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| 3 |
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| 4 |
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| 5 |
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