FOCUS Report Part II for Stand-Alone MSBSPs

Rule 18a-7 – Reports to be Made by Certain Security-Based Swap Dealers and Major Security-Based Swap Participants

OMB: 3235-0749

IC ID: 223464

Information Collection (IC) Details

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FOCUS Report Part II for Stand-Alone MSBSPs
 
No Modified
 
Mandatory
 
17 CFR 240.18a-7

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction X-17A-5 Annual Reports Form X-17A-5, Part III (as amended by the final rulemaking).pdf Yes Yes Fillable Fileable

Economic Development Financial Sector Oversight

 

4 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 48 48 0 0 0 0
Annual IC Time Burden (Hours) 245 245 0 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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