Form 3 - Initial Statement of Beneficial Ownership of Securities

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0104 can be found here:

Documents and Forms

Document Name Document Type
form3data.instructions.05-31-2021.pdf www.sec.gov/about/forms/form3data.pdf Instruction
form3data.instructions.05-31-2021.pdf www.sec.gov/about/forms/form3data.pdf Instruction
SEC 1473 Form 3 - Initial Statement of Beneficial Ownership of Se form3.05-31-2021.pdf www.sec.gov/about/forms/form3.pdf Form
SEC 1473 Form 3 - Initial Statement of Beneficial Ownership of Se form3.05-31-2021.pdf www.sec.gov/about/forms/form3.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form 3 - Initial Statement of Beneficial Ownership of Securities	Agency IC Tracking Number:	CF 270-125

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.103

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Instruction			form3data.instructions.05-31-2021.pdf	http://www.sec.gov/about/forms/form3data.pdf	Yes	Yes	Fillable Fileable
Form	SEC 1473	Form 3 - Initial Statement of Beneficial Ownership of Securities	form3.05-31-2021.pdf	http://www.sec.gov/about/forms/form3.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 21,968	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	21,968	21,968
Annual IC Time Burden (Hours)	10,984	10,984
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.