OPM 1496A 60-day Federal Register Notice

Federal Register / Vol. 85, No. 250 / Wednesday, December 30, 2020 / Notices
Physician’s/Medical Officer’s Statement
(CM–787).
OMB Control Number: 1240–0020.
Affected Public: Individuals or
Households.
Estimated Number of Respondents:
1,325.
Frequency: Annual.
Total Estimated Annual Responses:
1,325.
Estimated Average Time per
Response: Varies.
Estimated Total Annual Burden
Hours: 679 hours.
Total Estimated Annual Other Cost
Burden: $0.
Authority: 44 U.S.C. 3506(c)(2)(A).
Anjanette Suggs,
Agency Clearance Officer.
[FR Doc. 2020–28897 Filed 12–29–20; 8:45 am]
BILLING CODE 4510–CK–P

OFFICE OF PERSONNEL
MANAGEMENT
Submission for Review: Application for
Refund of Retirement Deductions, SF
3106 and Current/Former Spouse(s)
Notification of Application for Refund
of Retirement Deductions Under FERS,
SF 3106A
Office of Personnel
Management.
ACTION: 60-Day notice and request for
comments.
AGENCY:

Retirement Services, Office of
Personnel Management (OPM) offers the
general public and other federal
agencies the opportunity to comment on
a revised information collection request
(ICR), Application for Refund of
Retirement Deductions, Federal
Employees Retirement System, SF 3106
and Current/Former Spouse’s
Notification of Application for Refund
of Retirement Deductions under FERS,
SF 3106A.
DATES: Comments are encouraged and
will be accepted until March 1, 2021.
ADDRESSES: You may submit comments,
identified by docket number and/or
Regulatory Information Number (RIN)
and title, by the following method:
—Federal Rulemaking Portal:http://
www.regulations.gov. Follow the
instructions for submitting comments.
All submissions received must
include the agency name and docket
number or RIN for this document. The
general policy for comments and other
submissions from members of the public
is to make these submissions available
for public viewing at http://
www.regulations.gov as they are
received without change, including any
SUMMARY:

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personal identifiers or contact
information.
A
copy of this ICR with applicable
supporting documentation, may be
obtained by contacting the Retirement
Services Publications Team, Office of
Personnel Management, 1900 E Street
NW, Room 3316–L, Washington, DC
20415, Attention: Cyrus S. Benson, or
sent via electronic mail to
[email protected] or faxed to
(202) 606–0910 or via telephone at (202)
606–4808.
SUPPLEMENTARY INFORMATION: As
required by the Paperwork Reduction
Act of 1995 (Pub. L. 104–13, 44 U.S.C.
chapter 35) as amended by the ClingerCohen Act (Pub. L. 104–106), OPM is
soliciting comments for this collection
(OMB No. 3206–0121). The Office of
Management and Budget is particularly
interested in comments that:
1. Evaluate whether the proposed
collection of information is necessary
for the proper performance of functions
of the agency, including whether the
information will have practical utility;
2. Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions used;
3. Enhance the quality, utility, and
clarity of the information to be
collected; and
4. Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology,
e.g., permitting electronic submissions
of responses.
Standard Form 3106, Application for
Refund of Retirement Deductions under
FERS is used by former Federal
employees under FERS, to apply for a
refund of retirement deductions
withheld during Federal employment,
plus any interest provided by law.
Standard Form 3106A, Current/Former
Spouse(s) Notification of Application
for Refund of Retirement Deductions
under FERS, is used by refund
applicants to notify their current/former
spouse(s) that they are applying for a
refund of retirement deductions, which
is required by law.
FOR FURTHER INFORMATION CONTACT:

Analysis
Agency: Retirement Operations,
Retirement Services, Office of Personnel
Management.
Title: Application for Refund of
Retirement Deductions (FERS) and
Current/Former Spouse’s Notification of

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Application for Refund of Retirement
Deductions under FERS.
OMB Number: 3206–0170.
Frequency: On occasion.
Affected Public: Individuals or
Households.
Number of Respondents: SF 3106 =
8,000; SF 3106A = 6,400.
Estimated Time per Respondent: SF
3106 = 30 minutes; SF 3106A = 5
minutes.
Total Burden Hours: 4,533.
Office of Personnel Management.
Alexys Stanley,
Regulatory Affairs Analyst.
[FR Doc. 2020–28900 Filed 12–29–20; 8:45 am]
BILLING CODE 6325–38–P

OFFICE OF PERSONNEL
MANAGEMENT
Submission for Review: 3206–0121,
Application for Deferred Retirement
(for Persons Separated on or After
October 1, 1956), OPM 1496A
Office of Personnel
Management.
ACTION: 60-Day notice and request for
comments.
AGENCY:

Retirement Services, Office of
Personnel Management (OPM) offers the
general public and other federal
agencies the opportunity to comment on
a revised information collection request
(ICR), Application for Deferred
Retirement (for Persons Separated on or
after October 1, 1956), OPM 1496A.
DATES: Comments are encouraged and
will be accepted until March 1, 2021.
ADDRESSES: You may submit comments,
identified by docket number and/or
Regulatory Information Number (RIN)
and title, by the following method:
—Federal Rulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
All submissions received must include
the agency name and docket number or
RIN for this document. The general
policy for comments and other
submissions from members of the public
is to make these submissions available
for public viewing at http://
www.regulations.gov as they are
received without change, including any
personal identifiers or contact
information.
SUMMARY:

A
copy of this ICR with applicable
supporting documentation, may be
obtained by contacting the Retirement
Services Publications Team, Office of
Personnel Management, 1900 E Street
NW, Room 3316–L, Washington, DC
20415, Attention: Cyrus S. Benson, or

FOR FURTHER INFORMATION CONTACT:

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86584

Federal Register / Vol. 85, No. 250 / Wednesday, December 30, 2020 / Notices

sent via electronic mail to
[email protected] or faxed to
(202) 606–0910 or via telephone at (202)
606–4808.
As
required by the Paperwork Reduction
Act of 1995 (Pub. L. 104–13, 44 U.S.C.
chapter 35) as amended by the ClingerCohen Act (Pub. L. 104–106), OPM is
soliciting comments for this collection
(OMB No. 3206–0121). The Office of
Management and Budget is particularly
interested in comments that:
1. Evaluate whether the proposed
collection of information is necessary
for the proper performance of functions
of the agency, including whether the
information will have practical utility;
2. Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions used;
3. Enhance the quality, utility, and
clarity of the information to be
collected; and
4. Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology,
e.g., permitting electronic submissions
of responses.
OPM Form 1496A is used by eligible
former Federal employees to apply for a
deferred Civil Service annuity.

SUPPLEMENTARY INFORMATION:

Analysis
Agency: Retirement Operations,
Retirement Services, Office of Personnel
Management.
Title: Application for Deferred
Retirement (for Persons Separated on or
After October 1, 1956).
OMB Number: 3206–0121.
Frequency: On occasion.
Affected Public: Individuals or
Households.
Number of Respondents: 2,800.
Estimated Time per Respondent: 1
hour.
Total Burden Hours: 2,800.
Office of Personnel Management.
Alexys Stanley,
Regulatory Affairs Analyst.
[FR Doc. 2020–28899 Filed 12–29–20; 8:45 am]
BILLING CODE 6325–38–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–90775; File No. SR–NYSE–
2020–86]

Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing of Proposed Rule Change for a
New Rule 5.2(j)(8)
December 22, 2020.

Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on December
18, 2020, New York Stock Exchange
LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes (1) a new
Rule 5.2(j)(8) establishing ‘‘generic’’
listing standards for Exchange-Traded
Products that are permitted to operate in
reliance on Rule 6c–11 under the
Investment Company Act of 1940, and
(2) a new Rule 7.18(d)(2) that would
govern trading halts for listed ExchangeTraded Products. The proposed rule
change is available on the Exchange’s
website at www.nyse.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
1 15

U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15

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A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes a new Rule
5.2(j)(8) establishing ‘‘generic’’ listing
standards for Exchange-Traded Products
(‘‘ETPs’’) 4 that are permitted to operate
in reliance on Rule 6c–11 under the
Investment Company Act of 1940 (the
‘‘1940 Act’’). The Exchange also
proposes a new Rule 7.18(d)(2) that
would govern trading halts for listed
ETPs.
Background
Currently, the Exchange trades
securities, including ETPs, on its Pillar
trading platform on an unlisted trading
privileges (‘‘UTP’’) basis, subject to
Pillar Platform Rules 1P–13P.5 ETPs
traded on a UTP basis on the Exchange
are not assigned to a Designated Market
Maker (‘‘DMM’’) but are available for
Floor brokers to trade in Floor-based
crossing transactions.6
The Exchange’s rules permit it to list
ETPs under Rules 5P and 8P.
Specifically, Rules 5P (Securities
Traded) and 8P (Trading of Certain
Exchange-Traded Products) provide for
the listing of certain ETPs on the
Exchange that (1) meet the applicable
requirements set forth in those rules,
and (2) do not have any component
NMS Stock that is listed on the
Exchange or is based on, or represents
an interest in, an underlying index or
reference asset that includes an NMS
Stock listed on the Exchange. ETPs
listed under Rules 5P and 8P would be
‘‘Tape A’’ listings and traded pursuant
to the rules applicable to NYSE-listed
securities. Accordingly, once an ETP is
listed, it would be assigned to a DMM
pursuant to Rule 103B and the assigned
4 Rule 1.1(k) defines ‘‘Exchange Traded Product’’
as a security that meets the definition of ‘‘derivative
securities product’’ in Rule 19b–4(e) under the Act.
ETPs include, for example, securities listed and
traded on the Exchange pursuant to the following
Exchange rules: Rule 5.2(j)(3) (Investment Company
Units); Rule 5.2(j)(5) (Equity Gold Shares); Rule
5.2(j)(6) (Index-Linked Securities); Rule 8.100
(Portfolio Depositary Receipts); Rule 8.200 (Trust
Issued Receipts); Rule 8.201 (Commodity-Based
Trust Shares); Rule 8.202 (Currency Trust Shares);
Rule 8.203 (Commodity Index Trust Shares); Rule
8.204 (Commodity Futures Trust Shares); Rule
8.600 (Managed Fund Shares); and Rule 8.700
(Managed Trust Securities).
5 ‘‘UTP Security’’ is defined as a security that is
listed on a national securities exchange other than
the Exchange and that trades on the Exchange
pursuant to unlisted trading privileges. See Rule
1.1.
6 See Securities Exchange Act Release No. 82945
(March 26, 2018), 83 FR 13553, 13568 (March 29,
2018) (SR–NYSE–2017–36) (approving Exchange
rules to trade securities on a UTP basis on the Pillar
trading platform).

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