Recordkeeping FR U-1

Margin Credit Reports

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0011 can be found here:

Documents and Forms

Document Name Document Type
Form FR U-1 Recordkeeping FR U-1 Form and Instruction
FR U-1 Statement of Purpose for an Extension of Credit Secured FRU1_20180630_f.pdf www.federalreserve.gov/apps/reportforms/default.aspx Form and Instruction

Information Collection (IC) Details

IC Title:	Recordkeeping FR U-1	Agency IC Tracking Number:	FR U-1

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 12 CFR 221.3(c)(1)(i) 12 CFR 221.3(c)(2)(i)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	FR U-1	Statement of Purpose for an Extension of Credit Secured by Margin Stock	FRU1_20180630_f.pdf	https://www.federalreserve.gov/apps/reportforms/default.aspx	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 4	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	300	300
Annual IC Time Burden (Hours)	51	51
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.