CLIA Collection of Information Requirements Related to SARS-CoV-2 Test Results Reporting (CMS-10757)

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Response to comments.docx	Supplementary Document	Uploaded 2021-07-28	Repair queued
CMS-10757 Supporting Statement - Part A 04082021.docx	Supporting Statement A	Uploaded 2021-07-29	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
244436	CMS-3401-IFC CLIA Information Collection Requirements Related to SARS-CoV-2 Test Results Reporting		Unchanged

ICR Details

OMB Control No: 0938-1391	ICR Reference No: 202107-0938-010
Status: Received in OIRA	Previous ICR Reference No: 202011-0938-003
Agency/Subagency: HHS/CMS	Agency Tracking No: CCSQ
Title: CLIA Collection of Information Requirements Related to SARS-CoV-2 Test Results Reporting (CMS-10757)
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 07/29/2021

table that charts list comparision

	Requested	Previously Approved
Expiration Date	36 Months From Approved	08/31/2021
Responses	308,114	308,114
Time Burden (Hours)	1,386,873	1,386,873
Cost Burden (Dollars)	0	0

---

Abstract: The September 2, 2020 interim final rule with comment (CMS-3401-IFC) requires laboratories to report SARS-CoV-2 test results in a manner and frequency specified by the Secretary. As a result, CMS has made modifications to the CLIA regulations to require reporting of SARS-CoV-2 test results. Laboratories will be reporting test results to State and local health departments, not CMS. Accreditation Organizations and Exempt States will be reporting laboratories that fail to report test results to CMS for the purposes of enforcement (i.e., imposition of CMPs). CMS will impose CMP on accredited laboratories; Exempt States will impose CMPs on exempt-state laboratories.

---

Authorizing Statute(s): US Code: 42 USC 1302, 1395 Name of Law: Public Health Act
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 19269	04/13/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 40847	07/29/2021
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
CMS-3401-IFC CLIA Information Collection Requirements Related to SARS-CoV-2 Test Results Reporting

---

ICR Summary of Burden

table that charts list of burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	308,114	308,114	0	0	0	0
Annual Time Burden (Hours)	1,386,873	1,386,873	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

---

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Yes

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/29/2021

---