Nonprofit Research and Education Corporations (NPCs) - Annual Report, Remediation Plans & Assessment Questionnaires

Forms and Documents

Document Name	Status
Form VA Form 10-10073 Nonprofit Research and Education Corporations Data Collection Form and Instruction	Modified
30-day FRN_NPCs - Annual Report, Remediation Plans & Assessment_published 11242021.pdf Supplementary Document	2021-11-29
60-day FRN_NPCs - Annual Report, Remediation Plans & Assessment_published 09092021.pdf Supplementary Document	2021-10-28
Supporting Statement A_NPC Annual Report & Questionnaires_2900-0783_updated Nov 2021.docx Supporting Statement A	2021-11-29

IC Document Collections

IC ID	Document Title	Status
195872	Nonprofit Research and Education Corporations Data Collection Form and Instruction	Modified

ICR Details

OMB Control No: 2900-0783	ICR Reference No: 202107-2900-005
Status: Received in OIRA	Previous ICR Reference No: 201605-2900-003
Agency/Subagency: VA	Agency Tracking No: 2900-0783
Title: Nonprofit Research and Education Corporations (NPCs) - Annual Report, Remediation Plans & Assessment Questionnaires
Type of Information Collection: Reinstatement without change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 01/18/2022

	Requested	Previously Approved
Expiration Date	36 Months From Approved
Responses	300	0
Time Burden (Hours)	858	0
Cost Burden (Dollars)	0	0

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Abstract: The NPC Annual Report Template, VA Form 10-10073 Since 1988, when the enabling legislation for the NPCs was passed, annual reports have been obtained from each NPC and combined into an NPC Annual Report to Congress. Congress uses the combined NPC Annual Report to Congress to monitor the progress of the overall NPC program it created. The NPC Annual Report to Congress is also used by top-level VA executives to evaluate the program and to recommend changes where needed. VHA’s Nonprofit Oversight Board and the Nonprofit Program Office use both the combined NPC Annual Report to Congress and the individual NPC Annual Report Templates to monitor and oversee the NPCs. Trend analyses and other financial information are analyzed for each NPC and judgments made about each NPC’s progress, financial viability, stewardship of assets, and accomplishments. NPC Audit Actions Items Remediation Plans, VA Form 10-10073A The NPC Audit Action Items Remediation Plans information collection is used in to review the NPCs’ remedies for audit deficiencies and recommendations. The major object of the information collection is to help ensure that the proper corrective action is actually taken. If any of the remediation plans submitted are inadequate, then NPPO will make recommendations for sound, workable remedies. NPPO Internal Control Questionnaire, VA Form 10-10073B The NPPO Internal Control Questionnaire, or portions of it, will be used in conducting reviews, audits and investigations of the NPCs. The major object of the questionnaire is to uncover weaknesses and lapses in internal controls. NPPO will then make recommendations for improved internal controls wherever there are weaknesses or lapses. The questionnaire may also be used as a voluntary self-assessment by the NPCs. NPPO Operations Oversight Questionnaire, VA Form 10-10073C The NPPO Operations Oversight Questionnaire, or portions of it, will be used in conducting operational reviews of the NPCs. The major object of the questionnaire is to uncover operating problems and areas that need improvement. NPPO will then make recommendations for operations improvements wherever problems or opportunities for improvement are found. The questionnaire may also be used as a voluntary self-assessment by the NPCs.

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Authorizing Statute(s): US Code: 38 USC Part V, Chapter 73 Name of Law: Accountability and Oversights
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 50596	09/09/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 67122	11/24/2021
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Nonprofit Research and Education Corporations Data Collection	VA Form 10-10073A, VA Form 10-10073B, VA Form 10-10073, VA Form 10-10073C	NPC Annual Report Template ,   NPC Audit Actions Items Remediation Plans ,   NPPO Internal Control Questionnaire ,   NPPO Operations Oversight Questionnaire

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	300	0	0	0	0	300
Annual Time Burden (Hours)	858	0	0	0	0	858
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $43,689

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/18/2022

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