IC6 - Annual audited reports

Rule 17a-5, Form X-17A-5 (FOCUS REPORT)

OMB: 3235-0123

IC ID: 205674

Information Collection (IC) Details

View Information Collection (IC)

IC6 - Annual audited reports
 
No Unchanged
 
Mandatory
 
17 CFR 240.17-5

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form SEC 1410 Focus Report Part III formx-17a-5_3.pdf https://www.sec.gov/files/formx-17a-5_3.pdf Yes Yes Paper Only

Economic Development Financial Sector Oversight

 

3,679 895
   
Private Sector Businesses or other for-profits
 
   10 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 3,679 0 0 0 0 3,679
Annual IC Time Burden (Hours) 44,148 0 0 0 0 44,148
Annual IC Cost Burden (Dollars) 28,512 0 0 0 0 28,512

Title Document Date Uploaded
EDGAR PIA EDGAR PIA 2016.pdf 05/26/2017
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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