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pdfATTACHMENT A
U.S. DEPARTMENT OF COMMERCE
U.S. CENSUS BUREAU
FORM
BRD-1 (08-30-2021) D4
2021 BUSINESS ENTERPRISE
RESEARCH AND DEVELOPMENT SURVEY
OMB No. 0607-0912: Approval Expires 02/28/2022
DUE DATE:
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INTERNET REPORTING OPTION AVAILABLE
Please complete this survey online at: https://portal.census.gov
Authentication Code:
YOUR RESPONSE IS REQUIRED BY LAW. Title 13, United States Code, Sections 8(b), 131, and 182,
and Title 42, United States Code, Sections 1861-76 (National Science Foundation Act of 1950, as
amended), and Section 505 within the America COMPETES Reauthorization Act of 2010 authorize this
collection. Sections 224 and 225 of Title 13 require your response. The U.S. Census Bureau is required
by Section 9 of Title 13 to keep your information CONFIDENTIAL and can use your responses only to
produce statistics. The Census Bureau is not permitted to publicly release your responses in a way that
could identify your business, organization, or institution. Per the Federal Cybersecurity Enhancement
Act of 2015, your data are protected from cybersecurity risks through screening of the systems that
transmit your data.
THIS COLLECTION HAS BEEN APPROVED by the Office of Management and Budget (OMB). The
eight-digit OMB approval number is 0607-0912 and appears at the upper right corner of this page.
Without this approval, we could not conduct this survey.
We estimate this survey will take an average of 2 hours and 37 minutes to complete. More information
about this estimate and an email address where you may write with comments is on the back of this
form.
THANK YOU – YOUR RESPONSE IS IMPORTANT. Accurate and timely statistical information could
not be produced without your cooperation and goodwill. Thank you.
ฏThis survey is jointly conducted by the U.S. Census Bureau and the National Center for Science and
Engineering Statistics (NCSES) within the National Science Foundation. ฏ
Table of Contents
This survey is divided into seven sections based on subject matter. You may need to collaborate with
colleagues in different departments to complete all sections. The following table of contents summarizes
the subject matter covered by each section and what is required to complete them.
Section 1: Company Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . p.4
Topics include company ownership, business activities, revenues, and employees.
Section 2: R&D Paid For by Your Company . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . p.8
Topics include geographic location and accounting details related to R&D expenses.
Section 3: Costs Paid For by Others . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . p.19
Topics include customer-sponsored work and activities funded through grants and/or reimbursements.
Section 4: Assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . p.35
Topics include company expenditures for property, plant, and equipment including capitalized software.
Section 5: Management and Strategy of R&D . . . . . . . . . . . . . . . . . . . . . . . . . . . . p.39
Topics include characteristics of R&D reported in Sections 2 and 3. Requires familiarity with the
technical and strategic aspects of your company’s R&D.
Section 6: Human Resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . p.45
Topics include your company’s employees, focusing on those who work on R&D activities.
Section 7: Tax Topics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . p.53
Topics include state and federal tax credits applied for by your company.
Changes from the 2020 survey
Questions related to detail of R&D performed by others, as well as activities with academia were added to
Section 2. Questions related to industry of business and specific federal agency funding R&D were added
to Section 3. The Capital Expenditures section was renamed to Assets and questions were added related
to assets. Questions that asked for percentage of R&D with specific application areas were added to
Section 5. The Intellectual Property and Technology Transfer section was removed. For a list of specific
changes go to https://www.census.gov/programs-surveys/brds/about/faq.html.
Electronic materials
Electronic versions of the questionnaire and related information are available at
https://www.census.gov/programs-surveys/brds/information.html.
Available materials include:
Ⴠ PDF copy of the questionnaire
Ⴠ Excel worksheets for each section that can be completed and uploaded
Ⴠ Question-by-question instructions, definitions, and examples that provide clarification
Ⴠ Answers to frequently asked questions, including how the data will be used
Filing electronically
You may submit your survey online via a secure website. Online submission allows you to save the data
as you go, so you can exit and resume later where you left off. It also allows you to save an electronic
copy of your completed survey. To submit online, follow the instructions at
https://www.census.gov/programs-surveys/brds/information.html.
Form BRD-1
2
What is Research and Development (R&D)?
Research and development (R&D) comprise creative and systematic work undertaken in order to increase
the stock of knowledge and to devise new applications of available knowledge. This includes: a) activities
aimed at acquiring new knowledge or understanding without specific immediate commercial applications
or uses (basic research); b) activities aimed at solving a specific problem or meeting a specific commercial
objective (applied research); and c) systematic work, drawing on research and practical experience and
resulting in additional knowledge, which is directed to producing new products or processes or to
improving existing products or processes (development). R&D includes both direct costs such as salaries
of researchers as well as administrative and overhead costs clearly related to the company’s R&D.
The term R&D does NOT include expenditures for:
● Costs for routine product testing, quality control, and technical services unless they are an integral
part of an R&D project
● Market research
● Efficiency surveys or management studies
● Literary, artistic, or historical projects, such as films, music, or books and other publications
● Prospecting or exploration for natural resources
Does R&D include development of software and Internet applications?
Research and development activity in software and Internet applications refers only to activities with
an element of uncertainty and that are intended to close knowledge gaps and meet scientific and
technological needs. Report in this survey all software R&D as defined here regardless of the eventual
user (internal or external).
R&D activity in software INCLUDES:
● Software development or improvement activities that expand scientific or technological knowledge
● Construction of new theories and algorithms in the field of computer science
R&D activity in software EXCLUDES:
● Software development that does not depend on a scientific or technological advance, such as
● supporting or adapting existing systems
● adding functionality to existing application programs, and
● routine debugging of existing systems and software
● Creation of new software based on known methods and applications
● Conversion or translation of existing software and software languages
● Adaptation of a product to a specific client, unless knowledge that significantly improved the base
program was added in that process
Reporting unit
The reporting unit is your company, including all subsidiaries and divisions regardless of location.
Include only subsidiary companies where there is more than 50 percent ownership. If your company is
owned by a foreign parent, the reporting unit for the survey is your U.S.-located company, including
all your majority-owned subsidiaries and divisions regardless of location. For reporting purposes, your
foreign parent and any foreign affiliates your company does not own should be treated the same as
any business partner, customer, or supplier you do not own.
Reporting period
Report data for the calendar year 2021, if possible, or for your company’s fiscal year ending between
April 2021 and March 2022.
Estimates are acceptable
Please report all items to the best of your ability.
To speak with a survey specialist, call 1-800-416-3262.
Survey specialists are available Monday through Friday, from 8:00 a.m. to 8:00 p.m. Eastern time, to help
with any questions you may have.
Form BRD-1
3
SECTION 1
SECTION 1
Company Information
1-1
Has your company ceased operations?
Yes ➔ Please provide the following information:
(MM)
(DD)
(YYYY)
Date your company ceased operations
REPORTING INSTRUCTIONS:
If your company ceased operations between April 1, 2021 and December 31, 2021, report only
for the period January 1, 2021 to the date your company ceased operations. If your company
ceased operations before April 1, 2021, complete Question 1-7 and return this form to the
Census Bureau - you are not required to complete the rest of this survey.
No
1-2
Did another U.S. company own more than 50% of the voting interest in your company
during 2021?
Yes ➔ Please provide the following information:
Name of parent company
EIN of owner (9 digits)
Date parent
company purchased
your company
(MM)
(DD)
(YYYY)
Is the parent company a holding company or a private equity firm [shell company,
investment company, and the like]?
Yes
No
REPORTING INSTRUCTIONS FOR U.S.-OWNED COMPANIES:
If your company was purchased by a holding company or private equity firm you are required
to complete the rest of this survey (regardless of purchase date). Otherwise, if your company
was purchased between April 1, 2021 and December 31, 2021, report only for the period
January 1, 2021 to the date of purchase. If your company was purchased before April 1, 2021
then complete Question 1-7 and return this form to the Census Bureau - you are not required to
complete the rest of this survey unless your owner instructs you to complete this survey.
No
1-3
Will the information in this survey be reported for the 2021 calendar year?
Yes
No ➔ Enter time period covered below:
(MM)
From
(YYYY)
(MM)
to
Form BRD-1
4
(YYYY)
Was your company a majority-owned subsidiary of a foreign company in 2021?
Yes ➔ Please provide the following information:
Name of parent company
REPORTING INSTRUCTIONS FOR FOREIGN-OWNED COMPANIES:
If your company is owned by a foreign parent, the reporting unit for the survey is your
U.S.-located company, including all your majority-owned subsidiaries and divisions regardless of
location. For reporting purposes, your foreign parent and any foreign affiliates your company
does not own should be treated the same as any business partner, customer, or supplier you do
not own.
If your company pays a foreign parent for R&D services, those costs should be included in your
responses in Section 2 as "costs for purchased R&D services."
If your foreign parent pays or reimburses your company for R&D services, the costs for this R&D
should be included in your responses in Section 3 as "costs funded, paid for, or reimbursed by
others."
Report your survey data using U.S. Generally Accepted Accounting Principles (U.S. GAAP) as
recognized by the Financial Accounting Standard Board (FASB). If your company follows
International Financial Reporting Standards (IFRS), we request that you estimate any adjustments
that would be required to conform to U.S. GAAP.
No
1-5
Did your company own more than 50 percent of any company operations or
subsidiaries outside the 50 United States and D.C. during 2021?
Yes ➔ Include data for these operations/subsidiaries in your survey responses
11017050
No
1-6
Did your company have discontinued operations in 2021?
Yes ➔ Include data for these operations in your survey responses
No
1-7
Who is the survey coordinator?
The survey coordinator is the person at your company responsible for gathering all requested
information, ensuring instructions are followed, and submitting the completed survey. The
survey coordinator may not be able to personally complete the entire survey and may need
to request information from other knowledgeable resources concerning your company’s R&D,
accounting, human resources, and legal matters.
Name
Telephone
Title
Area code
E-mail address
Form BRD-1
5
Number
Extension
SECTION 1
1-4
SECTION 1
1-8
What was the total number of your company’s employees worldwide for the pay
period that included March 12, 2021?
Include:
Ⴠ Full- and part-time employees
Number
Exclude:
Ⴠ Leased or temporary employees and consultants
1-9
How many of the employees reported in Question 1-8 were employees of
your company’s domestic operations and foreign operations?
Domestic operations employees include all employees whose payroll was reported on the
first quarter filing of IRS Form 941, Employer’s Quarterly Tax Return.
(1)
Domestic
operations
(2)
Foreign
operations
(3)
Total
employees
Employees . . . . . . . . . . . .
Total equals Question 1-8
TIP
If the number reported in Question 1-9, column 1, was fewer than 10, return this form to the
Census Bureau - you are not required to complete the rest of this survey.
Business Codes
1-10
Please describe your company’s primary business activity during 2021.
1-11
List all applicable business codes in which your company operated worldwide
in 2021.
NOTE: These codes will be used to describe both business activities and R&D activities and
may differ from industry codes used by other government surveys and reports. Tools to help
you search for appropriate business codes are available at
https://www.census.gov/programs-surveys/brds/information/brdshelp/business-codes.html.
Business code
(see pages 54-55)
Description
Form BRD-1
6
What was the amount of your company’s worldwide sales and revenues
for the year 2021?
$Bil.
Mil.
SECTION 1
1-12
Thou.
Include:
● Sales and operating revenues from discontinued operations
1-13
How much of the amount reported in Question 1-12 was attributable to or originated
from domestic operations?
Include:
● Sales and operating revenues to foreign customers,
including foreign subsidiaries
Example: U.S. Manufacturing Corporation sells parts to
customers around the world. However, because all its
operations are located inside the United States it reports 100%
of its sales in this question.
1-14
$Bil.
Mil.
Thou.
How much of the 2021 sales and operating revenue amounts was for each business
code listed or amended in Question 1-11:
(1) Worldwide sales and operating revenues reported in Question 1-12
(2) Sales and operating revenues from domestic operations reported in Question 1-13
Business code
(1)
Worldwide sales and
operating revenues
$Bil.
Mil.
Thou.
(2)
Sales and operating revenues
from domestic operations
$Bil.
Mil.
Thou.
a.
b.
c.
d.
e.
f.
g.
h.
i.
j.
Less eliminations
the sales and
revenues that are
eliminated in order
to consolidate the (
business codes. . . .
)(
)
Total . . . . . . . . . .
Total equals Question 1-12
Form BRD-1
7
Total equals Question 1-13
SECTION 2
SECTION 2
R&D Paid For by Your Company
Who should answer this section?
Persons familiar with accounting concepts and with access to financial records related to your company’s
R&D activities should complete this section.
What does this section cover?
This section requests information about your company’s R&D at multiple levels of detail: for your
worldwide consolidated enterprise, for units or parts of your company defined by geography (countries,
states, specific location), and for parts of your company defined by business code.
2-1
What was the worldwide R&D expense (both direct and indirect) for your company
in 2021?
If your company is publicly traded, this amount is equivalent
to that disclosed on SEC Form 10-K as defined in FASB ASC Topic
730, Research and Development.
$Bil.
Mil.
Thou.
If your company is foreign-owned, refer to the instructions on
page 5. Additional guidance, such as for privately owned
companies, is available online at https://www.census.gov/
programs-surveys/brds/information/brdshelp.html#q2-1
NOTE: Report your company’s R&D expense even if the amount is
not considered material for your company’s financial statements.
2-2
Does the amount reported in Question 2-1 include any of the following costs?
a. Collaborative R&D that was reimbursed by business partners,
such as through cost-sharing agreements . . . . . . . . . . . . . . . . . . . . . . . .
Yes
No
b. R&D paid for by grants (government or private foundations) . . . . . . . . .
Yes
No
c. R&D paid for by customers (customer-sponsored R&D) . . . . . . . . . . . . .
d. Technical services not an integral part of an R&D project (such as
product support provided by R&D employees) . . . . . . . . . . . . . . . . . . . .
Yes
No
Yes
No
e. Bid and proposal costs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
f. Expenses for the acquisition of in-process R&D (IPR&D) or the
impairment of intangible IPR&D assets. . . . . . . . . . . . . . . . . . . . . . . . . .
Yes
No
Yes
No
g. Phase IV clinical trials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Yes
No
2-3
If you answered "Yes" to any of the costs in Question
2-2, what was the amount of these costs that were
included in your response to Question 2-1?
2-4
Subtract Question 2-3 from Question 2-1 and enter the
result here. This is the total R&D paid for by your
company in 2021.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
Is the amount entered in Question 2-4:
$0 ➔
STOP
Skip to Section 3 on page 19.
Less than $1 Million ➔
Skip to Section 2 Worksheet on page 18 and then
continue with Section 3 on page 19.
STOP
$1 Million or greater ➔ Continue with Question 2-5.
Form BRD-1
8
Indirect R&D charges
How much of the amount reported in Question 2-4
was for R&D costs your company plans to recoup
through indirect charges on U.S. federal government
contracts (IR&D or independent R&D)?
$Bil.
Mil.
Thou.
SECTION 2
2-5
R&D paid for by your company
2-6
Of the amount reported in Question 2-4, what were the costs for each business
code listed or amended in Question 1-11?
If R&D costs are applicable to more than one business code allocate on a reasonable
basis. Allocation in proportion to operating revenues is acceptable unless some alternative
allocation basis is more appropriate.
$Bil.
Business code
a.
................................
b.
................................
c.
................................
d.
................................
e.
................................
f.
................................
g.
................................
h.
................................
Mil.
Thou.
i. Total (equals Question 2-4) . . . . . . . . . . . . . . . . . . . . . . . . .
2-7
Of the amount reported in Question 2-4, what costs were incurred by your
company in the following locations?
a. Domestic United States (50 states and D.C.) [Include
R&D performed by domestic operations that is paid
for by foreign subsidiaries] . . . . . . . . . . . . . . . . . . . . . . . . . .
b. All other countries (also, Puerto Rico) [Include R&D
performed by foreign subsidiaries that is paid for
by domestic operations] . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Total (equals Question 2-4). . . . . . . . . . . . . . . . . . . . . . . . . .
Form BRD-1
9
$Bil.
Mil.
Thou.
2-8
How much of the (1) domestic, (2) foreign, and (3) worldwide R&D paid for by
your company in 2021 was for each of the following types of costs?
SECTION 2
Indirect costs that are allocated to R&D should be reported in the "All other costs" line only
if no other category is applicable. Refer to the question instructions for specific examples.
$Bil.
(1)
Domestic
Mil.
Thou.
$Bil.
(2)
Foreign
Mil.
Thou.
$Bil.
(3)
Worldwide
Mil.
Thou.
a. Salaries, wages, and fringe benefits
b. Stock-based compensation
c. Leased employees and temporary staffing, including on-site consultants, working on R&D
d. Expensed equipment (not capitalized)
e. Materials and supplies
f. Leased facilities and equipment
g. Depreciation and amortization on property, plant, equipment, and intangible assets
h. Royalties and licensing fees
(including payments made to others for the use of patents and other forms of intellectual
property used in your company’s R&D)
i. Collaborative R&D payments
j. Contract R&D
(include joint development agreements)
(include payments to your company’s foreign parent for R&D)
k. Other purchased services
Question continues on next page
Form BRD-1
10
2-8
(Continued)
$Bil.
(1)
Domestic
Mil.
$Bil.
Thou.
$Bil.
(3)
Worldwide
Mil.
Thou.
(including administrative and overhead costs clearly associated with your company’s R&D)
SECTION 2
l. All other costs
Thou.
(2)
Foreign
Mil.
m. Total
Total equals Question 2-7, line a
2-9
Total equals Question 2-7, line b
Total equals Question 2-4
Add 2-8, lines i and j for each column, and enter the result here.
This is R&D performed by others.
$Bil.
(1)
Domestic
Mil.
Thou.
$Bil.
(2)
Foreign
Mil.
Thou.
$Bil.
(3)
Worldwide
Mil.
Thou.
2-10 Subtract 2-9 from 2-8, line m, for each column and enter the result here.
This is R&D performed by your company.
$Bil.
(1)
Domestic
Mil.
Thou.
$Bil.
(2)
Foreign
Mil.
Thou.
$Bil.
(3)
Worldwide
Mil.
Thou.
2-11 Of the amount reported in Question 2-10, column 2, how much R&D was performed
in the following locations? For full list of countries in each region see Question by Question Guidance at
https://www.census.gov/programs-surveys/brds/information/brdshelp.html#q2-11.
$Bil.
Mil.
Thou.
$Bil.
Canada . . . . . . .
Finland . . . . . . .
Puerto Rico . . . .
France . . . . . . . .
Europe
$Bil.
Mil.
Germany . . . . . .
Thou.
Austria. . . . . . . .
Hungary. . . . . . .
Belgium . . . . . . .
Ireland . . . . . . . .
Czech Rep . . . . .
Italy . . . . . . . . . .
Denmark . . . . . .
Luxembourg . . .
Question continues on next page
Form BRD-1
11
Mil.
Thou.
2-15
2-11 (Continued)
SECTION 2
$Bil.
Mil.
Thou.
Netherlands . . . .
Hong Kong . . . .
Norway . . . . . . .
India . . . . . . . . .
Poland . . . . . . . .
Indonesia . . . . .
Russia . . . . . . . .
Japan . . . . . . . .
Spain. . . . . . . . .
Malaysia . . . . . .
Sweden . . . . . . .
New Zealand . . .
Switzerland . . . .
Singapore . . . . .
Turkey . . . . . . . .
South Korea . . .
United
Kingdom . . . . . .
Taiwan . . . . . . .
Other
Europe. . . . . . . .
Thailand . . . . . .
Latin America/
Other Western
Hemisphere
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
Other Asia/
Pacific . . . . . . . .
$Bil.
Mil.
Thou.
Middle East
Argentina . . . . . .
Israel . . . . . . . . .
Brazil . . . . . . . . .
Other
Middle East . . . .
Chile . . . . . . . . .
Africa
Mexico. . . . . . . .
Other Latin
America/OWH. . .
South Africa . . .
Other Africa . . . .
Asia and Pacific
$Bil.
Mil.
Thou.
Total (equals
Question 2-10,
column 2). . . . . .
Australia . . . . . .
China . . . . . . . . .
Form BRD-1
12
2-12 How much of the amount reported in Question 2-10, column 1, was performed in
each state (including D.C.) in 2021?
Mil.
$Bil.
Thou.
Alabama . . . . . . .
Maine . . . . . . . . .
Alaska. . . . . . . . .
Maryland . . . . . .
Arizona . . . . . . . .
Massachusetts . .
Arkansas . . . . . .
Michigan . . . . . .
California . . . . . .
Minnesota . . . . .
Colorado. . . . . . .
Mississippi . . . . .
Connecticut . . . .
Missouri . . . . . . .
Delaware . . . . . .
Montana . . . . . . .
District of
Columbia . . . . . .
Nebraska . . . . . .
Florida . . . . . . . .
Nevada . . . . . . . .
Georgia. . . . . . . .
New Hampshire
Hawaii . . . . . . . .
New Jersey. . . . .
Idaho . . . . . . . . .
New Mexico . . . .
Illinois . . . . . . . . .
New York . . . . . .
Indiana . . . . . . . .
North Carolina . .
Iowa . . . . . . . . . .
North Dakota . . .
Kansas . . . . . . . .
Ohio . . . . . . . . . .
Kentucky. . . . . . .
Oklahoma . . . . . .
Louisiana . . . . . .
Oregon . . . . . . . .
Question continues on next page
Form BRD-1
13
Mil.
Thou.
SECTION 2
$Bil.
2-12 (Continued)
SECTION 2
$Bil.
Mil.
Thou.
$Bil.
Pennsylvania. . . .
Vermont . . . . . . .
Rhode Island. . . .
Virginia . . . . . . . .
South Carolina . .
Washington . . . .
South Dakota . . .
West Virginia . . .
Tennessee . . . . .
Wisconsin . . . . .
Texas . . . . . . . . .
Wyoming . . . . . .
Utah . . . . . . . . . .
Total (equals
Question 2-10,
column 1) . . . . . .
Mil.
Thou.
2-13 At what domestic location did your company perform the largest dollar amount of
R&D in 2021?
Address 1
Address 2
City
State
2-14 How much of the amount reported in Question 2-10,
column 1, was from the location identified in
Question 2-13?
Form BRD-1
14
$Bil.
ZIP
Mil.
Thou.
2-15 At what domestic location did your company perform the second largest dollar
amount of R&D in 2021?
Address 1
City
State
2-16 How much of the amount reported in Question 2-10,
column 1, was from the location identified in
Question 2-15?
$Bil.
SECTION 2
Address 2
ZIP
Mil.
Thou.
2-17 Of the domestic R&D performed by your company reported in Question 2-10,
column 1, how much was for each business code reported in Question 2-6?
(1)
Domestic R&D performed
by your company
Business code
$Bil.
a.
................................
b.
................................
c.
................................
d.
................................
e.
................................
f.
................................
g.
................................
h.
................................
Mil.
Thou.
i. Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Total equals Question 2-10, column 1
Form BRD-1
15
R&D transactions between legal entities under common ownership
SECTION 2
2-18 How much of the domestic R&D performed by your company reported in Question
2-10, column 1, was paid for by your company’s foreign subsidiaries?
Include:
● Costs for R&D performed in the United States under contract
for a foreign subsidiary
● Inter-company transactions paid to the United States from
foreign subsidiaries for transfer pricing R&D cost sharing
arrangements
$Bil.
Mil.
Thou.
Exclude:
● Payments in excess of the cost of R&D performed (profit or fees)
2-19 How much of the foreign R&D performed by your company reported in Question 2-10,
column 2, was paid for by your company’s domestic operations?
Include:
● Costs for R&D performed by your company’s foreign
subsidiaries under contract for your company’s U.S. operations
● Inter-company transactions paid from the United States to
foreign subsidiaries for transfer pricing R&D cost sharing
arrangements
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
Exclude:
● Payments in excess of the cost of R&D performed (profit or fees)
R&D performed by others
2-20 How much of the domestic R&D performed by others
reported in Question 2-9, column 1, was performed by
the following types of organizations?
a. Companies located inside the United States . . . . . . . . . . . . .
b. Your company’s foreign parent (if you are owned by a
foreign parent). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Other companies located outside the United States . . . . . . .
d. U.S. federal government agencies or laboratories . . . . . . . . .
e. U.S. state and local government agencies or laboratories . . .
f. Universities, colleges, and academic researchers (including
principal investigators) located inside the United States . . . .
g. All other organizations inside the United States . . . . . . . . . .
h. All other organizations outside the United States . . . . . . . . .
i. Total domestic R&D paid for by your company that
was performed by others (equals Question 2-9,
column 1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Form BRD-1
16
Activities with academia
2-21 In addition to the amount reported in Question 2-20, line f, did your company make
monetary gifts to U.S. universities or colleges in 2021 that included support for R&D?
No ➔ Skip to Question 2-23
2-22 What was the amount of monetary gifts made by your
company to U.S. universities or colleges in 2021 that
was for R&D?
$Bil.
Mil.
Thou.
Projected R&D for 2022
2-23 What are your company’s projected 2022 costs for (1) domestic, (2) foreign, and
(3) worldwide R&D paid for by your company?
NOTE: These amounts are the 2022 projections for the amounts reported in
Question 2-8, line m.
(1)
Domestic
Mil.
$Bil.
Thou.
$Bil.
(2)
Foreign
Mil.
Thou.
$Bil.
2-24 How much of the amount reported in Question 2-23, column 1,
is for projected contract R&D services and projected payments
to business partners for collaborative R&D?
$Bil.
(3)
Worldwide
Mil.
Thou.
Domestic
Mil.
Thou.
NOTE: This amount is the 2022 projection for the amount
reported in Question 2-9, column 1.
2-25 Who was primarily responsible for completing this section?
Same person mentioned in Question 1-7
Another person ➔ Please provide the following information:
Name
Telephone
Title
Area code
Form BRD-1
17
Number
Extension
SECTION 2
Yes ➔ Continue with Question 2-22
SECTION 2 WORKSHEET
Complete if amount reported in Question 2-4 is less than $1 Million
SECTION 2
1
Of the total R&D paid for by your company reported in Question 2-4, what costs
were incurred in the following locations?
a. Domestic United States (50 states and D.C.) [Include R&D
performed by domestic operations that is paid for by foreign
subsidiaries] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
$Mil.
Thou.
b. All other countries (also, Puerto Rico) [Include R&D performed
by foreign subsidiaries that is paid for by domestic operations] . . . . .
c. Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
How much of the amount reported in Question 1, line a, was for each of the
following types of costs?
$Mil.
Thou.
$Mil.
Thou.
a. Salaries, wages, and fringe benefits. . . . . . . . . . . . . . . . . . . . . . . . . . .
b. Depreciation and amortization on property, plant, equipment,
and intangible assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Collaborative R&D payments
d. Contract R&D
(include joint development agreements)
......
(include payments to your company’s foreign parent for R&D)
e. All other costs
(including administrative and overhead costs
clearly associated with your company’s R&D) . . . . . . . . .
....
..............
f. Total (equals Question 1, line a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3
Add Question 2, lines a, b, and e, and enter the result here.
This is the domestic R&D paid for and performed by your
company in 2021.
4
Of the domestic R&D paid for and performed by your company reported in
Question 3, how much was for the following categories?
a. Basic research activities aimed at acquiring new knowledge
or understanding without specific immediate commercial
applications or uses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
b. Applied research activities aimed at solving a specific
problem or meeting a specific commercial objective . . . . . . . . . . . . . .
c. Development systematic work, drawing on research and
practical experience and resulting in additional knowledge,
which is directed to producing new products or processes
or to improving existing products or processes . . . . . . . . . . . . . . . . . .
d. Total (equals Question 3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Form BRD-1
18
$Mil.
Thou.
SECTION 3
Costs Paid For by Others
Who should answer this section?
Persons familiar with accounting concepts and with access to financial records related to your
company’s activities paid for by others should complete this section.
3-1
What were your company’s worldwide costs (both direct and indirect) in 2021 for
the following that were funded, paid for, or reimbursed by others not owned by
your company?
Exclude:
● Costs that were paid for by your company, such as those reported in Question 2-4
● Payments in excess of the actual cost of the work performed (such as profit or fees)
$Bil.
a. R&D reimbursed by your company’s foreign
parent (if you are owned by a foreign parent) . . . . . . . . . . . .
b. Collaborative R&D reimbursed by business partners,
such as through cost-sharing agreements . . . . . . . . . . . . . . .
c. R&D paid for by grants (government or private
foundations). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
d. Defense R&D goods or services provided as a prime
or as a sub, to the government and/or government
contractors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Exclude:
● Costs for projects that have achieved technical feasibility, such as
low-rate initial production. Additional guidance is available online
at https://www.census.gov/programs-surveys/brds/information.html
e. Medical clinical trial Phase I-III services provided to others
not owned by your company (include pass-through costs) . .
f. Medical R&D services, other than clinical trials, provided
to others not owned by your company . . . . . . . . . . . . . . . . .
g. Nondefense custom software development and/or
computer systems designed for others not owned by
your company . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Exclude:
● Software development that does not depend on a scientific or
technological advance, such as adding functionality to existing
application programs, debugging systems, and adapting
existing software
h. Prototype development, production, and testing for
customer’s products prior to their introduction to the
market (excluding defense-related prototyping reported
in line d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
i. All other R&D services provided to the Federal Government
or to others not owned by your company . . . . . . . . . . . . . . .
j. Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Form BRD-1
19
Mil.
Thou.
SECTION 3
What does this section cover?
Topics include customer-sponsored work and activities funded through grants, contracts, and/or
reimbursements. Costs for these activities are requested at multiple levels of detail: for your worldwide
consolidated enterprise, for units or parts of your company defined by geography (countries, states),
and for parts of your company defined by business code.
3-1
(Continued)
The amount entered in Question 3-1, line j is the total R&D paid for by others in 2021.
Is this amount:
$0 ➔
If Question 2-4 was also $0, then you have completed this survey,
otherwise skip to Section 4 on page 35.
STOP
Less than $1 Million ➔
Skip to Section 3 Worksheet on page 33 and then
continue with Section 4 on page 35.
STOP
$1 Million or greater ➔ Continue with Question 3-2.
SECTION 3
R&D paid for by others
3-2
Of the amount reported in Question 3-1, line j, what costs were incurred
by your company in the following locations?
$Bil.
Mil.
Thou.
a. Domestic United States (50 states and D.C.) . . . . . . . . . . . . .
b. All other countries (also, Puerto Rico) . . . . . . . . . . . . . . . . . .
c. Total (equals Question 3-1, line j) . . . . . . . . . . . . . . . . . . . . .
3-3
How much of the (1) domestic, (2) foreign, and (3) worldwide R&D paid for by others
in 2021 was for each of the following types of costs?
Indirect costs that are allocated to R&D should be reported in the "All other costs" line only
if no other category is applicable. Refer to the question instructions for specific examples.
$Bil.
(1)
Domestic
Mil.
Thou.
$Bil.
(2)
Foreign
Mil.
Thou.
$Bil.
(3)
Worldwide
Mil.
a. Salaries, wages, and fringe benefits
b. Stock-based compensation
c. Leased employees and temporary staffing, including on-site consultants, working on R&D
d. Expensed equipment (not capitalized)
e. Materials and supplies
Question continues on next page
Form BRD-1
20
Thou.
3-3
(Continued)
$Bil.
(1)
Domestic
Mil.
Thou.
$Bil.
(2)
Foreign
Mil.
Thou.
$Bil.
(3)
Worldwide
Mil.
Thou.
f. Leased facilities and equipment
g. Depreciation and amortization on property, plant, equipment, and intangible assets
h. Royalties and licensing fees
i. Collaborative R&D payments
SECTION 3
(including payments made to others for the use of patents and other forms of intellectual
property used in your company’s R&D)
(include joint development agreements)
j. Contract R&D (include payments to your company’s foreign parent for R&D)
k. Other purchased services
l. All other costs
(including administrative and overhead costs clearly associated with your company’s R&D)
m. Total
Total equals Question 3-2, line a
3-4
Total equals Question 3-1, line j
Add 3-3, lines i and j for each column, and enter the result here.
This is R&D performed by others (e.g., subcontracted/passed-through R&D costs).
$Bil.
3-5
Total equals Question 3-2, line b
(1)
Domestic
Mil.
Thou.
$Bil.
(2)
Foreign
Mil.
Thou.
$Bil.
(3)
Worldwide
Mil.
Thou.
Subtract 3-4 from 3-3, line m, for each column and enter the result here.
This is R&D performed by your company that was paid for by others.
$Bil.
(1)
Domestic
Mil.
Thou.
$Bil.
(2)
Foreign
Mil.
Form BRD-1
21
Thou.
$Bil.
(3)
Worldwide
Mil.
Thou.
3-6
Of the amount reported in Question 3-5, column 2, how much R&D was performed
in the following locations? For full list of countries in each region see Question by Question Guidance at
https://www.census.gov/programs-surveys/brds/information/brdshelp.html#q3-6.
$Bil.
Mil.
Thou.
Canada . . . . . . .
Switzerland . . . .
Puerto Rico . . . .
Turkey . . . . . . . .
Europe
$Bil.
Mil.
Thou.
Mil.
Thou.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
United
Kingdom . . . . . .
Austria . . . . . . .
SECTION 3
$Bil.
Other
Europe. . . . . . . .
Belgium . . . . . . .
Latin America/
Other Western
Hemisphere
Czech Rep . . . . .
Argentina. . . . . .
Denmark . . . . . .
Brazil . . . . . . . . .
Finland . . . . . . .
Chile . . . . . . . . .
France . . . . . . . .
Mexico. . . . . . . .
Germany . . . . . .
Other Latin
America/OWH . .
Hungary . . . . . . .
Asia and Pacific
Ireland . . . . . . . .
Australia . . . . . .
Italy . . . . . . . . . .
China. . . . . . . . .
Luxembourg . . .
Hong Kong . . . .
Netherlands . . . .
India . . . . . . . . .
Norway . . . . . . .
Indonesia . . . . .
Poland . . . . . . . .
Japan . . . . . . . .
Russia . . . . . . . .
Malaysia . . . . . .
Spain . . . . . . . . .
New Zealand . . .
Sweden . . . . . . .
Singapore . . . . .
Question continues on next page
Form BRD-1
22
3-6
(Continued)
$Bil.
Mil.
Thou.
Africa
South Korea . . .
South Africa. . . .
Taiwan . . . . . . .
Other Africa . . . .
Thailand . . . . . .
Total (equals
Question 3-5,
column 2). . . . . .
$Bil.
Mil.
Thou.
Other Asia/
Pacific . . . . . . . .
$Bil.
Mil.
Thou.
SECTION 3
Middle East
Israel . . . . . . . . .
Other
Middle East . . . .
3-7
How much of the domestic R&D performed by your company that was paid for by
others reported in Question 3-5, column 1, was for each business code listed or
amended in Question 1-11?
If R&D is applicable to more than one business code allocate on a reasonable basis.
Allocation in proportion to operating revenues is acceptable unless some alternative allocation
basis is more appropriate.
Business code
$Bil.
a.
................................
b.
................................
c.
................................
d.
................................
e.
................................
f.
................................
g.
................................
h.
................................
i. Total (equals Question 3-5, column 1) . . . . . . . . . . . . . . . . .
Form BRD-1
23
Mil.
Thou.
3-8
How much of the amount reported in Question 3-5, column 1, was paid for by each
of the following?
If your company is a subcontractor or subgrantee, report the original source of funds.
Example: Company Sub Inc. performs custom software development for a large defense company as
a subcontractor on a contract with the U.S. Dept. of Defense. Even though Sub Inc. is working directly
for the defense company, it reports the cost of this development in line d because the Dept. of Defense
was the original source of funds.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
a. Other companies located inside the United States. . . . . . . . .
SECTION 3
b. Your company’s foreign parent (if you are owned by a
foreign parent). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Other companies located outside the United States . . . . . . .
d. U.S. federal government agencies or laboratories . . . . . . . . .
e. U.S. state and local government agencies or laboratories . . .
f. Foreign government agencies or laboratories . . . . . . . . . . . .
g. Universities, colleges, and academic researchers (including
principal investigators) located inside the United States . . . .
h. Universities and colleges located outside the United States . .
i. All other organizations inside the United States . . . . . . . . . .
j. All other organizations outside the United States . . . . . . . . .
k. Total (equals Question 3-5, column 1). . . . . . . . . . . . . . . . . .
3-9
Add Question 3-8, lines a, b, and c, and enter the
result here. This is the domestic R&D performed by
your company that was paid for by other companies.
Form BRD-1
24
3-10 Using the list of business codes printed below, allocate the amount reported in
Question 3-9 based on the industries of the companies that paid for the R&D.
As needed, enter additional codes from pages 54-55 in the spaces provided.
Description
a.
Biotechnology-based pharmaceutical
and biological products (except
diagnostics) . . . . . . . . . . . . . . . . . . . . . .
b.
Pharmaceutical, medicinal, and
botanical products manufacturing . . . . .
c.
Electrical equipment, appliances, and
components manufacturing . . . . . . . . . .
d.
Semiconductor and other electronic
components manufacturing . . . . . . . . . .
e.
Medical equipment and supplies
manufacturing . . . . . . . . . . . . . . . . . . . .
f.
Motor vehicles manufacturing . . . . . . . .
$Bil.
g.
..
h.
..
i.
..
j.
Total (equals Question 3-9) . . . . . . . . . . . . . . . . . . . . . . . .
Form BRD-1
25
Mil.
Thou.
SECTION 3
Business code
3-11
How much of the amount reported in Question 3-8, line d,
was paid for by the following agencies?
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
a. Department of Defense . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
b. Department of Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. National Aeronautics and Space Administration . . . . . . . . . .
SECTION 3
d. National Institutes of Health . . . . . . . . . . . . . . . . . . . . . . . . . .
e. Department of Homeland Security . . . . . . . . . . . . . . . . . . . . .
f. Department of Transportation . . . . . . . . . . . . . . . . . . . . . . . .
g. Environmental Protection Agency. . . . . . . . . . . . . . . . . . . . . .
h. National Science Foundation . . . . . . . . . . . . . . . . . . . . . . . . .
i. All other, please specify:
....
j. Total (equals Question 3-8, line d) . . . . . . . . . . . . . . . . . . . .
3-12 How much of the amount reported in Question 3-8, line d,
was performed under the following types of agreements?
a. Contracts (include direct or prime contracts and
subcontracts). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
b. Grants, reimbursements, and all other agreements . . . . . . . .
c. Total (equals Question 3-8, line d) . . . . . . . . . . . . . . . . . . . . .
3-13 Subtract Question 3-8, line d, from Question 3-8, line k,
and enter the result here. This is the domestic R&D
performed by your company that was paid for by
nonfederal sources.
Form BRD-1
26
3-14 How much of the following three amounts was performed in each state
(including D.C.):
(1) Domestic R&D paid for by the U.S. federal government reported in Question 3-8,
line d
(2) Domestic R&D paid for by nonfederal sources reported in Question 3-13
(3) Total domestic R&D performed by your company that was paid for by others
reported in Question 3-5, column 1
$Bil.
(1)
Federal
Mil.
Thou.
$Bil.
(2)
Nonfederal
Mil.
Thou.
$Bil.
(3)
Total
Mil.
Thou.
Alabama
SECTION 3
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Hawaii
Question continues on next page
Form BRD-1
27
3-14 (Continued)
$Bil.
(1)
Federal
Mil.
Thou.
$Bil.
(2)
Nonfederal
Mil.
Thou.
Idaho
Illinois
SECTION 3
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Question continues on next page
Form BRD-1
28
$Bil.
(3)
Total
Mil.
Thou.
3-14 (Continued)
$Bil.
(1)
Federal
Mil.
Thou.
$Bil.
(2)
Nonfederal
Mil.
Thou.
$Bil.
(3)
Total
Mil.
Thou.
Missouri
Montana
SECTION 3
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Question continues on next page
Form BRD-1
29
3-14 (Continued)
$Bil.
(1)
Federal
Mil.
Thou.
$Bil.
(2)
Nonfederal
Mil.
Thou.
Pennsylvania
Rhode Island
SECTION 3
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming
Question continues on next page
Form BRD-1
30
$Bil.
(3)
Total
Mil.
Thou.
3-14 (Continued)
$Bil.
(1)
Federal
Mil.
Thou.
$Bil.
(2)
Nonfederal
Mil.
Thou.
$Bil.
(3)
Total
Mil.
Thou.
Total
Total equals Question 3-8, line d
Total equals Question 3-13
Total equals Question 3-5, column 1
3-15 At what domestic location did your company perform the largest dollar amount of
R&D that was paid for by others in 2021?
SECTION 3
Address 1
Address 2
City
State
3-16 How much of the amount reported in Question 3-5,
column 1, was from the location identified in
Question 3-15?
$Bil.
ZIP
Mil.
Thou.
3-17 At what domestic location did your company perform the second largest dollar
amount of R&D that was paid for by others in 2021?
Address 1
Address 2
City
State
3-18 How much of the amount reported in Question 3-5,
column 1, was from the location identified in
Question 3-17?
Form BRD-1
31
$Bil.
ZIP
Mil.
Thou.
R&D performed by others
3-19 Of the domestic R&D performed by others reported
in Question 3-4, column 1, how much was paid for by
U.S. federal government agencies or laboratories?
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
Projected R&D paid for by others in 2022
SECTION 3
3-20 What are your company’s projected 2022 costs for R&D
that will be paid for by others?
NOTE: This amount is the 2022 projection for what is
reported in Question 3-1, line j.
3-21 How much of the projected costs in 2022 for R&D that
will be paid for by others reported in Question 3-20 will
be performed by your company in the United States?
NOTE: This amount is the 2022 projection for what is
reported in Question 3-5, column 1.
3-22 How much of the projected costs in 2022 for domestic
R&D performed by your company reported in Question
3-21 will be paid for by the U.S. federal government?
NOTE: This amount is the 2022 projection for what is
reported in Question 3-8, line d.
3-23 Who was primarily responsible for completing this section?
Same person mentioned in Question 1-7
Another person ➔ Please provide the following information:
Name
Telephone
Title
Area code
Form BRD-1
32
Number
Extension
SECTION 3 WORKSHEET
Complete if amount reported in Question 3-1, line j is less than $1 Million
1
Of the total R&D paid for by others reported in Question 3-1, line j, what costs
were incurred in the following locations?
$Mil.
Thou.
a. Domestic United States (50 states and D.C.) . . . . . . . . . . . . . . . . . . . .
SECTION 3
b. All other countries (also, Puerto Rico) . . . . . . . . . . . . . . . . . . . . . . . . .
c. Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
How much of the amount reported in Question 1, line a, was for each of the
following types of costs?
$Mil.
Thou.
$Mil.
Thou.
a. Salaries, wages, and fringe benefits . . . . . . . . . . . . . . . . . . . . . . . . . .
b. Depreciation and amortization on property, plant,
equipment, and intangible assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Collaborative R&D payments
d. Contract R&D
(include joint development agreements)
......
(include payments to your company’s foreign parent for R&D)
e. All other costs
(including administrative and overhead costs
clearly associated with your company’s R&D) . . . . . . . . .
....
..............
f. Total (equals Question 1, line a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3
Add Question 2, lines a, b, and e, and enter the result here.
This is the domestic R&D performed by your company
that was paid for by others in 2021.
Form BRD-1
33
4
How much of the amount reported in Question 3, was paid for by each of the
following?
If your company is a subcontractor or subgrantee, report the original source of funds.
Example: Company Sub Inc. performs custom software development for a large defense company as
a subcontractor on a contract with the U.S. Dept. of Defense. Even though Sub Inc. is working directly
for the defense company, it reports the cost of this development in line d because the Dept. of Defense
was the original source of funds.
$Mil.
Thou.
a. Other companies located inside the United States . . . . . . . . . . . . . . .
SECTION 3
b. Your company’s foreign parent (if you are owned by a
foreign parent) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Other companies located outside the United States . . . . . . . . . . . . . .
d. U.S. federal government agencies or laboratories . . . . . . . . . . . . . . . .
e. U.S. state and local government agencies or laboratories . . . . . . . . .
f. Foreign government agencies or laboratories . . . . . . . . . . . . . . . . . . .
g. Universities, colleges, and academic researchers (including
principal investigators) located inside the United States . . . . . . . . . . .
h. Universities and colleges located outside the United States . . . . . . . .
i. All other organizations inside the United States . . . . . . . . . . . . . . . . .
j. All other organizations outside the United States . . . . . . . . . . . . . . . .
k. Total (equals Question 3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5
Of the domestic R&D performed by your company that was paid for by others
reported in Question 3, how much was for the following categories?
a. Basic research activities aimed at acquiring new knowledge
or understanding without specific immediate commercial
applications or uses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
b. Applied research activities aimed at solving a specific
problem or meeting a specific commercial objective . . . . . . . . . . . . .
c. Development systematic work, drawing on research and
practical experience and resulting in additional knowledge,
which is directed to producing new products or processes
or to improving existing products or processes . . . . . . . . . . . . . . . . .
d. Total (equals Question 3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Form BRD-1
34
$Mil.
Thou.
SECTION 4
Assets
Who should answer this section?
Persons familiar with your company’s accounting for capital expenditures and with access to records
related to those expenditures should complete this section.
What does this section cover?
The purpose of this section is to measure the stock of capital, both tangible and intangible, your
company owns and uses in the course of its business and the investments it has made in these assets
during 2021. Many of the questions in this section will tie directly to your company’s financial
statements.
4-1
What was the net worldwide value of the following assets owned or leased by
your company at the end of 2021, according to your balance sheet?
Include:
● Assets classified as discontinued operations
$Bil.
Mil.
Thou.
a. Property, plant, and equipment . . . . . . . . . . . . . . . . . . . . . . .
SECTION 4
b. Goodwill . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Identifiable intangible assets . . . . . . . . . . . . . . . . . . . . . . . . .
d. Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4-2
What was your company’s accumulated depreciation and amortization for the
following assets owned or leased by your business at the end of 2021?
$Bil.
Mil.
Thou.
a. Property, plant, and equipment . . . . . . . . . . . . . . . . . . . . . . .
b. Identifiable intangible assets . . . . . . . . . . . . . . . . . . . . . . . . .
c. Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4-3
What was the reduction in value of the following assets due to impairment
charges, disposals, or retirement in 2021?
Include:
● Assets classified as discontinued operations
● Assets considered sold under capital lease arrangements
a. Property, plant, and equipment . . . . . . . . . . . . . . . . . . . . . . .
b. Goodwill . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Identifiable intangible assets . . . . . . . . . . . . . . . . . . . . . . . . .
d. Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Form BRD-1
35
$Bil.
Mil.
Thou.
4-4
What was the book value of the following assets acquired through
mergers and acquisitions in 2021?
$Bil.
Mil.
Thou.
a. Property, plant, and equipment . . . . . . . . . . . . . . . . . . . . . . .
b. Goodwill . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Identifiable intangible assets . . . . . . . . . . . . . . . . . . . . . . . . .
d. Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4-5
What were your company’s total worldwide expenditures for the following
capitalized assets in 2021?
SECTION 4
Include:
● Estimated cost of new structures and equipment acquired as the
lessee under lease arrangements entered into during 2021.
● Capitalized internal software development costs.
Exclude:
● Investment in operating leases (expenditures for fixed assets
leased to others).
$Bil.
Mil.
Thou.
a. Property, plant, and equipment . . . . . . . . . . . . . . . . . . . . . . .
b. Identifiable intangible assets . . . . . . . . . . . . . . . . . . . . . . . . .
c. Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4-6
How much of the expenditures for capitalized assets in Question 4-5 were for
assets that were deployed in the following locations?
$Bil.
(1)
Domestic
Mil.
Thou.
$Bil.
(2)
Foreign
Mil.
a. Property, plant, and equipment
b. Identifiable intangible assets
c. Total
Form BRD-1
36
Thou.
$Bil.
(3)
Worldwide
Mil.
Thou.
4-7
Of the amounts reported in Question 4-6, Column 1 (Domestic), how much was for
R&D operations?
Include:
Ⴠ Expenditures for business operations that research and develop
new and improved products for sale by your company.
Ⴠ Expenditures for business operations that research and develop
new and improved processes and software for use by your
company.
Ⴠ Expenditures for business operations that conduct R&D that is
paid for by customers, business partners, or other third parties.
Companies should allocate capital expenditures that benefit both
R&D operations and other company operations on a reasonable
basis.
$Bil.
Mil.
Thou.
a. Property, plant, and equipment . . . . . . . . . . . . . . . . . . . . . . .
b. Identifiable intangible assets . . . . . . . . . . . . . . . . . . . . . . . . .
4-8
SECTION 4
c. Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
How much of the amount reported in Question 4-7 was for the following?
$Bil.
Mil.
Thou.
a. Land acquisition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
b. Buildings and land improvement. . . . . . . . . . . . . . . . . . . . . .
c. Machinery and equipment. . . . . . . . . . . . . . . . . . . . . . . . . . .
d. Capitalized software . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
e. Other intellectual property. . . . . . . . . . . . . . . . . . . . . . . . . . .
f. All other capital expenditures for R&D operations . . . . . . . . .
g. Total (equals Question 4-7, line c). . . . . . . . . . . . . . . . . . . . .
4-9
Was any of the amount reported in Question 4-7 funded, paid
for, or reimbursed by others not owned by your company
(including a foreign parent)? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Form BRD-1
37
Yes
No
4-10 Who was primarily responsible for completing this section?
Same person mentioned in Question 1-7
Another person ➔ Please provide the following information:
Name
Telephone
Area code
SECTION 4
Title
Form BRD-1
38
Number
Extension
SECTION 5
Management and Strategy of R&D
Who should answer this section?
Persons familiar with the technical, managerial, and strategic aspects of your company’s R&D should
complete this section.
What does this section cover?
This section requests information about the characteristics of the R&D reported in Sections 2 and 3.
This section requests information about your company’s worldwide consolidated R&D and the R&D
your company performs in the domestic United States.
TIP
If the amount reported in Question 2-4 was less than $1 Million, skip to Question 5-16 on page 41.
5-1
What percentage of the total R&D paid for by your company reported in Question 2-4
was directed toward business areas or product lines that are new to your company?
Example: Company A manufactures laptop computers. In 2021, Company A’s
management decided to attempt to enter the cellular phone market and used a portion
of the company’s R&D budget to develop cellular phones. Because this was a new line
of business in 2021, Company A reports this R&D in this question.
%
5-2
Copy the amount from Question 2-10, column 1.
This is the domestic R&D paid for and performed
by your company.
5-3
How much of the amount reported in Question 5-2
was for the following categories?
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
a. Research planned, systematic pursuit of new
knowledge or understanding . . . . . . . . . . . . . . . . . . . . . . . . .
b. Development systematic work, drawing on research
and practical experience and resulting in additional
knowledge, which is directed to producing new
products or processes or to improving existing
products or processes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Total (equals Question 5-2) . . . . . . . . . . . . . . . . . . . . . . . . . .
5-4
If you reported any research in Question 5-3, line a, how
much of that research was for the following categories?
a. Applied research activities aimed at solving a specific
problem or meeting a specific commercial objective . . . . . . .
b. Basic research activities aimed at acquiring new
knowledge or understanding without specific immediate
commercial applications or uses . . . . . . . . . . . . . . . . . . . . . .
c. Total (equals Question 5-3, line a) . . . . . . . . . . . . . . . . . . . .
Form BRD-1
39
SECTION 5
Characteristics of domestic R&D paid for and performed by your company
Areas of application for domestic R&D paid for and performed by your company
NOTE: You may report the same R&D in multiple areas for Questions 5-5 to 5-9.
5-5
What percentage of the amount reported in Question 5-2 had
energy applications, including energy production, distribution,
storage, and efficiency (excluding exploration and prospecting)?
Example: Company B is a semiconductor manufacturer. Its products are not designed
specifically for energy applications. In 2021, 10% of the domestic R&D performed by
the company was focused on improving the energy efficiency of its products. Based on
this, Company B reports "10%" for this question.
%
5-6
What percentage of the amount reported in Question 5-2 had
environmental protection applications, including pollution abatement?
%
5-7
What percentage of the amount reported in Question 5-2 had
defense applications, including military applications and
homeland security-related R&D?
%
5-8
What percentage of the amount reported in Question 5-2 had
health or medical applications?
%
5-9
What percentage of the amount reported in Question 5-2 had
agricultural applications?
%
SECTION 5
Technology focus of domestic R&D paid for and performed by your company
NOTE: You may report the same R&D in multiple areas for Questions 5-10 to 5-13.
5-10
What percentage of the amount reported in Question 5-2 was for
software products or software embedded in other projects or products?
5-11
What percentage of the amount reported in Question 5-2 was for
biotechnology? For list-based definition see Question by Question Guidance at
%
https://www.census.gov/programs-surveys/brds/information/brdshelp.html#q5-11
Biotechnology The application of science and technology to living organisms,
as well as parts, products and models thereof, to alter living or non-living materials
for the production of knowledge, goods and services.
5-12
%
What percentage of the amount reported in Question 5-2 was for
nanotechnology? For list-based definition see Question by Question Guidance at
https://www.census.gov/programs-surveys/brds/information/brdshelp.html#q5-12
Nanotechnology The application of science and technology to organisms,
organic and inorganic materials, as well as parts, products, and models thereof,
at the nanometer-scale (but not exclusively below 1000 nanometers).
5-13
%
What percentage of the amount reported in Question 5-2 was for
artificial intelligence (AI)? For a detailed definition see Question by Question
Guidance at https://www.census.gov/programs-surveys/brds/information/brdshelp.html#q5-13
Artificial Intelligence (AI) A branch of computer science and engineering devoted
to making machines intelligent. Intelligence is that quality that enables an entity to
perceive, analyze, determine response, and act appropriately in its environment.
Form BRD-1
40
%
Characteristics of foreign R&D paid for and performed by your company
5-14
Copy the amount from Question 2-10, column 2.
This is the foreign R&D paid for and performed
by your company.
5-15 How much of the foreign R&D paid for and performed
by your company reported in Question 5-14 was for
the following categories?
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
a. Research planned, systematic pursuit of new
knowledge or understanding . . . . . . . . . . . . . . . . . . . . . . . . .
b. Development systematic work, drawing on research
and practical experience and resulting in additional
knowledge, which is directed to producing new
products or processes or to improving existing
products or processes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
c. Total (equals Question 5-14). . . . . . . . . . . . . . . . . . . . . . . . .
Domestic R&D performed by your company that was paid for by others
If the amount reported in Question 3-1, line j was less than $1 Million, skip to Section 6 on page 45.
5-16 Copy the amount from Question 3-5, column 1. This
is the domestic R&D performed by your company that
was paid for by others.
5-17 How much of the amount reported in Question 5-16
was for the following categories?
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
a. Research planned, systematic pursuit of new
knowledge or understanding . . . . . . . . . . . . . . . . . . . . . . . . .
b. Development systematic work, drawing on research and
practical experience and resulting in additional knowledge,
which is directed to producing new products or processes
or to improving existing products or processes . . . . . . . . . . .
c. Total (equals Question 5-16) . . . . . . . . . . . . . . . . . . . . . . . . .
5-18 If you reported any research in Question 5-17, line a, how
much of that research was for the following categories?
a. Applied research activities aimed at solving a specific
problem or meeting a specific commercial objective . . . . . . .
b. Basic research activities aimed at acquiring new
knowledge or understanding without specific immediate
commercial applications or uses . . . . . . . . . . . . . . . . . . . . . .
c. Total (equals Question 5-17, line a). . . . . . . . . . . . . . . . . . . .
Form BRD-1
41
SECTION 5
TIP
NOTE: You may report the same R&D in multiple areas for Questions 5-19 to 5-23.
5-19 What percentage of the amount reported in Question 5-16 had
energy applications, including energy production, distribution,
storage, and efficiency (excluding exploration and prospecting)?
%
5-20 What percentage of the amount reported in Question 5-16 had
environmental protection applications, including pollution
abatement?
%
5-21
What percentage of the amount reported in Question 5-16 had
defense applications, including military applications and
homeland security-related R&D?
%
5-22
What percentage of the amount reported in Question 5-16 had
health or medical applications?
%
5-23
What percentage of the amount reported in Question 5-16 had
agricultural applications?
%
Technology focus of domestic R&D performed by your company that was
paid for by others
SECTION 5
NOTE: You may report the same R&D in multiple areas for Questions 5-24 to 5-27.
5-24 What percentage of the amount reported in Question 5-16 was for
software products or software embedded in other projects or
products?
%
5-25 What percentage of the amount reported in Question 5-16 was for
biotechnology? For list-based definition see Question by Question Guidance at
https://www.census.gov/programs-surveys/brds/information/brdshelp.html#q5-25
Biotechnology The application of science and technology to living organisms,
as well as parts, products and models thereof, to alter living or non-living materials
for the production of knowledge, goods and services.
%
5-26 What percentage of the amount reported in Question 5-16 was for
nanotechnology? For list-based definition see Question by Question Guidance at
https://www.census.gov/programs-surveys/brds/information/brdshelp.html#q5-26
Nanotechnology The application of science and technology to organisms,
organic and inorganic materials, as well as parts, products, and models thereof,
at the nanometer-scale (but not exclusively below 1000 nanometers).
%
5-27 What percentage of the amount reported in Question 5-16 was for
artificial intelligence (AI)? For a detailed definition see Question by Question
Guidance at https://www.census.gov/programs-surveys/brds/information/brdshelp.html#q5-27
Artificial Intelligence (AI) A branch of computer science and engineering devoted
to making machines intelligent. Intelligence is that quality that enables an entity to
perceive, analyze, determine response, and act appropriately in its environment.
Form BRD-1
42
%
Domestic R&D performed by your company that was paid for by the
U.S. federal government
5-28 Copy the amount from Question 3-8, line d. This is
the domestic R&D performed by your company that
was paid for by the U.S. federal government.
5-29 How much of the amount reported in Question 5-28
was for the following categories?
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
a. Research planned, systematic pursuit of new
knowledge or understanding . . . . . . . . . . . . . . . . . . . . . . . . .
b. Development systematic work, drawing on research and
practical experience and resulting in additional knowledge,
which is directed to producing new products or processes
or to improving existing products or processes . . . . . . . . . . .
c. Total (equals Question 5-28) . . . . . . . . . . . . . . . . . . . . . . . . .
5-30 If you reported any research in Question 5-29, line a,
how much was for the following categories?
a. Applied research activities aimed at solving a specific
problem or meeting a specific commercial objective . . . . . . .
c. Total (equals Question 5-29, line a) . . . . . . . . . . . . . . . . . . . .
5-31 What percentage of the amount reported in Question 5-28 was
for software products or software embedded in other projects
or products?
%
Characteristics of foreign R&D performed by your company that was paid
for by others
5-32 Copy the amount from Question 3-5, column 2. This is
the foreign R&D performed by your company and paid
for by others.
5-33 How much of the amount reported in Question 5-32
was for the following categories?
a. Research planned, systematic pursuit of new
knowledge or understanding . . . . . . . . . . . . . . . . . . . . . . . . .
b. Development systematic work, drawing on research and
practical experience and resulting in additional knowledge,
which is directed to producing new products or processes
or to improving existing products or processes . . . . . . . . . . .
c. Total (equals Question 5-32) . . . . . . . . . . . . . . . . . . . . . . . . .
Form BRD-1
43
$Bil.
Mil.
Thou.
$Bil.
Mil.
Thou.
SECTION 5
b. Basic research activities aimed at acquiring new
knowledge or understanding without specific immediate
commercial applications or uses . . . . . . . . . . . . . . . . . . . . . .
5-34 Who was primarily responsible for completing this section?
Same person mentioned in Question 1-7
Another person ➔ Please provide the following information:
Name
Telephone
Area code
SECTION 5
Title
Form BRD-1
44
Number
Extension
SECTION 6
Human Resources
Who should answer this section?
Persons familiar with human resources concepts and with access to records related to your company’s
employees should complete this section.
What does this section cover?
This section requests information about your company’s employees, focusing on those who worked on
R&D activities either full-time or part-time. Include employment data for operations or subsidiaries for
which your company owned more than 50 percent.
6-1
How many employees reported in Question 1-9 were R&D employees and how
many were all other employees?
R&D employees include all employees who work on R&D or who provide direct support
to R&D, such as researchers, R&D managers, technicians, clerical staff, and others assigned
to R&D groups. Exclude employees who provide only indirect support to R&D, such as
corporate personnel, security guards, and cafeteria workers.
(1)
Domestic
operations
(2)
Foreign
operations
(3)
Total
employees
a. R&D employees . . . . . .
b. All other employees . . .
c. Total employees . . . . .
Total line equals Question 1-9
How many of the employees reported in Question 6-1, column 1, were employed in
each state (including D.C.)?
(1)
R&D employees
(2)
Total employees
(1)
R&D employees
Alabama
Colorado
Alaska
Connecticut
Arizona
Delaware
Arkansas
District of Columbia
California
Florida
Question continues on next page
Form BRD-1
45
(2)
Total employees
SECTION 6
6-2
6-2
(Continued)
SECTION 6
(1)
R&D employees
(2)
Total employees
(1)
R&D employees
Georgia
Minnesota
Hawaii
Mississippi
Idaho
Missouri
Illinois
Montana
Indiana
Nebraska
Iowa
Nevada
Kansas
New Hampshire
Kentucky
New Jersey
Louisiana
New Mexico
Maine
New York
Maryland
North Carolina
Massachusetts
North Dakota
Michigan
Ohio
Question continues on next page
Form BRD-1
46
(2)
Total employees
(Continued)
(1)
R&D employees
6-3
(2)
Total employees
(1)
R&D employees
Oklahoma
Utah
Oregon
Vermont
Pennsylvania
Virginia
Rhode Island
Washington
South Carolina
West Virginia
South Dakota
Wisconsin
Tennessee
Wyoming
Texas
Total
(2)
Total employees
How many of the employees reported in Question 6-1, column 2, were employed in
each location (including Puerto Rico)?
(1)
R&D employees
(2)
Total employees
(1)
R&D employees
Canada
Czech Rep
Puerto Rico
Denmark
Finland
Europe
Austria
France
Belgium
Question continues on next page
Form BRD-1
47
(2)
Total employees
SECTION 6
6-2
6-3
(Continued)
(1)
R&D employees
(2)
Total employees
(1)
R&D employees
Germany
United Kingdom
Hungary
Other Europe
Ireland
Latin America/Other Western Hemisphere
Argentina
Italy
Brazil
Luxembourg
Chile
Netherlands
Mexico
Norway
Other Latin America/OWH
Poland
Asia and Pacific
SECTION 6
(2)
Total employees
Russia
Australia
Spain
China
Sweden
Hong Kong
Switzerland
India
Turkey
Indonesia
Question continues on next page
Form BRD-1
48
6-3
(Continued)
(1)
R&D employees
(2)
Total employees
(1)
R&D employees
Japan
(2)
Total employees
Middle East
Israel
Malaysia
Other Middle East
New Zealand
Africa
Singapore
South Africa
South Korea
Other Africa
Taiwan
Total
Thailand
R&D employees
6-4
How many of the R&D employees reported in Question 6-1, line a, were female
employees and male employees?
(1)
Domestic Operations
(2)
Foreign Operations
(3)
Total R&D employees
a. Female R&D employees
b. Male R&D employees . .
c. Total R&D employees
Total line equals Question 6-1, line a
Form BRD-1
49
SECTION 6
Other Asia/Pacific
6-5
How many of the R&D employees reported in Question 6-1, line a, worked in the
occupations listed below?
a. Researchers (including
R&D scientists,
engineers, and their
managers) . . . . . . . . . . .
(1)
Domestic Operations
(2)
Foreign Operations
(3)
Total R&D employees
b. R&D technicians and
equivalent staff . . . . . . .
c. R&D support staff
(clerical and other) . . . .
d. Total R&D employees
Total
Question continues
on line
nextequals
page Question 6-1, line a
6-6
How many of the researchers reported in Question 6-5, line a, had the following
level of education?
(1)
Domestic Operations
(2)
Foreign Operations
(3)
Total
PhD (excluding MD,
JD, and EdD) . . . . . . . . . . .
Domestic full-time equivalents (FTEs)
6-7
Of the domestic R&D employees reported in Question 6-1, line a, column 1, what
was the number of full-time equivalents (FTEs) for R&D activity for full-time R&D
employees, other full-time employees not working solely on R&D, and part-time
employees?
Number
a. FTEs for full-time R&D employees
SECTION 6
Count the number of full-time employees who work only on R&D. . . . .
Example:
50 full-time R&D employees worked only on R&D = 50 FTEs
b. FTEs for other full-time employees not working solely on R&D
Use the share of the time they work on R&D to calculate the
number of FTEs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
........
Example:
60 full-time employees averaged one-fourth of their time on R&D = 15 FTEs
c. FTEs for part-time employees working on R&D
Use the share of a full-time week (such as 40 hours) that they work
on R&D to calculate the FTEs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
........
Example:
20 part-time employees averaged 20 hours a week on R&D activities = 10 FTEs
d. Total FTEs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Total FTEs should not exceed Question 6-1, line a, column 1.
Form BRD-1
50
6-8
Of the domestic researchers reported in Question 6-5, line a, column 1, what was
the number of full-time equivalents (FTEs) for R&D activity for full-time R&D
employees, other full-time employees not working solely on R&D, and part-time
employees?
Number
a. FTEs for full-time researchers
Count the number of full-time employees who work only on R&D. . . . .
Example:
50 full-time R&D scientists worked only on R&D = 50 FTEs
b. FTEs for other full-time researchers not working solely on R&D
Use the share of the time they work on R&D to calculate the
number of FTEs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
........
Example:
60 full-time managers averaged one-fourth of their time on R&D = 15 FTEs
c. FTEs for part-time researchers working on R&D
Use the share of a full-time week (such as 40 hours) that they work
on R&D to calculate the FTEs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
........
Example:
20 part-time employees averaged 20 hours a week on R&D activities = 10 FTEs
d. Total FTEs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Total FTEs should not exceed Question 6-5, line a, column 1.
6-9
How many of the domestic researchers reported in Question 6-5, line a, column 1,
were non-U.S. citizens employed in the United States under a temporary visa, such
as H-1B or L-1?
Researchers employed under a temporary visa . . . . . . . . . . . . . . . . . . . . .
6-10 In addition to the R&D employees reported in Question 6-1, line a, how many
leased employees and temporary staff, including on-site consultants, worked
in the occupations listed below?
a. Researchers (including
R&D scientists,
engineers, and their
managers) . . . . . . . . . . .
(1)
Domestic Operations
b. R&D technicians and
equivalent staff . . . . . . .
c. R&D support staff
(clerical and other) . . . .
d. Total leased and
temporary employees
working on R&D. . . . .
Form BRD-1
51
(2)
Foreign Operations
(3)
Total leased and temporary
employees working on R&D
SECTION 6
(1)
Domestic Operations
6-11 Who was primarily responsible for completing this section?
Same person mentioned in Question 1-7
Another person ➔ Please provide the following information:
Name
Telephone
Area code
SECTION 6
Title
Form BRD-1
52
Number
Extension
SECTION 7
Tax Topics
Who should answer this section?
Persons familiar with your company’s tax filings.
What does this section cover?
This section requests information about state and federal tax credits for which your company may
have filed.
Are responses to this survey confidential?
Yes. Your responses are completely confidential under Title 13, United States Code, Section 9, and
can only be used to produce statistics. The Census Bureau is not permitted to publicly release your
responses in a way that could identify your business. The law also provides that copies of reports
retained in your files are immune from legal process. In addition, reported data are exempt from
requests made under the Freedom of Information Act.
7-1
Did your company file for the tax credit for increasing
research activities (IRS Form 6765) in 2021? . . . . . . . . . . . . . . . . . . . .
Yes
No
7-2
Did your company file for any U.S. state tax credit for
research activities in 2021? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Yes
No
7-3
Was your company charged for R&D performed by foreign
subsidiaries in 2021 as part of any cost sharing arrangement? . . . .
Yes
No
7-4
Did your company charge foreign subsidiaries for R&D your
company performed in 2021 as part of any cost sharing
arrangement? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Yes
No
7-5
Who was primarily responsible for completing this section?
Same person mentioned in Question 1-7
Another person ➔ Please provide the following information:
Telephone
Title
Area code
Form BRD-1
53
Number
Extension
SECTION 7
Name
Business codes
Consumer Goods
33333 Digital cameras manufacturing
33430 Audio and video equipment manufacturing
31210 Beverage manufacturing
33200 Fabricated metal products manufacturing
31100 Food manufacturing
33700 Furniture and related products manufacturing
32300 Printing and related support activities
32591 Soap, cleaning compound, and toilet
preparations manufacturing
31990 Textile, apparel, and leather products
manufacturing
31220 Tobacco manufacturing
33990 Miscellaneous manufacturing not listed
elsewhere (games, office supplies,
slot machines, etc.)
(used in Sections 1, 2, and 3)
Aerospace and Defense
33642 Aircraft engine and engine parts manufacturing
33641 Aircraft manufacturing
33644 Guided missiles, space vehicles, and parts
manufacturing
33692 Military armored vehicle, tank, and tank
components manufacturing
33452 Search, detection, navigation, guidance,
aeronautical, and nautical system and
instruments manufacturing
33660 Ship and boat building
33643 Other aircraft parts and auxiliary equipment
manufacturing
Automobiles, Motorcycles, and Components
33620 Motor vehicle body and trailer manufacturing
33630 Motor vehicle parts manufacturing
33610 Motor vehicles manufacturing
33691 Motorcycle, bicycle, and parts manufacturing
33651 Railroad rolling stock manufacturing
33660 Ship and boat building
33699 All other transportation equipment
manufacturing
Energy and Mining
33360 Engine, turbine, and power transmission
equipment manufacturing
21200 Mining
33319 Mining, oil, and gas field machinery and
equipment manufacturing
21100 Oil and gas extraction
32401 Petroleum refineries
21300 Support activities for mining,
including oil and gas
Capital Equipment
33311 Agricultural machinery and equipment
manufacturing
33332 Commercial, service industry, temperature
control, and airfiow control machinery
manufacturing
33312 Construction machinery manufacturing
33500 Electrical equipment, appliances, and
components manufacturing
33360 Engine, turbine, and power transmission
equipment manufacturing
33322 Industrial machinery manufacturing, except
semiconductor machinery
33390 Metalworking and other general purpose
machinery manufacturing
33319 Mining, oil, and gas field machinery and
equipment manufacturing
33331 Photographic and photocopying equipment
manufacturing
Finance, Insurance, and Real Estate
52200 Finance: banking and credit intermediation
52400 Insurance carriers and related activities
53100 Real estate
52310 Securities, commodity contracts, and other
financial investments and related activities
(including funds and trusts)
Healthcare
32543 Biotechnology-based pharmaceutical and
biological products (except diagnostics)
33451 Electromedical, electrotherapeutic, and
irradiation apparatus manufacturing
62200 Hospitals and nursing care facilities
32542 In vitro diagnostic substances manufacturing
62150 Medical and diagnostic laboratories
33910 Medical equipment and supplies manufacturing
62110 Offices of physicians
32541 Pharmaceutical, medicinal, and botanical
products manufacturing
54173 Research and development services
in biotechnology (except nanotechnology)
54175 Research and development services in
nanotechnology
54174 Research and development services
in physical, engineering, and life sciences
(except nanotechnology and biotechnology)
62199 Other ambulatory health care services
(ambulance, dental, home health care)
Chemicals and Materials
32402 Asphalt paving, roofing, and saturated
materials manufacturing
32510 Basic chemicals manufacturing
32790 Cement, concrete, lime, gypsum, and other
nonmetallic mineral product manufacturing
32710 Clay and glass products manufacturing
21200 Mining
32592 Paint, adhesive, and other chemical
manufacturing
32200 Paper manufacturing
32530 Pesticide, fertilizer, and other agricultural
chemical manufacturing
32600 Plastics and rubber products manufacturing
33100 Primary metal manufacturing
32520 Resin, synthetic rubber, and artificial
synthetic fibers and filaments manufacturing
32591 Soap, cleaning compound, and toilet
preparations manufacturing
32100 Wood products manufacturing
32403 Other petroleum and coal products
manufacturing, including motor oil,
hydraulic fiuid, and charcoal
Form BRD-1
54
Other
72000
56100
71000
23000
49200
Information Technology - Goods and Services
33333 Digital cameras manufacturing
51801 Cloud computing applications and internet
based software services
54150 Computer systems design and related services
33412 Computers and peripheral equipment
manufacturing, including magnetic and
optical media
51800 Data processing, hosting, and related services
33500 Electrical equipment, appliances, and
components manufacturing
45411 Electronic shopping and mail-order houses
33459 Measuring and control instruments
manufacturing (not listed elsewhere)
33422 Radio, television, and wireless
communication equipment manufacturing
33440 Semiconductor and other electronic
components manufacturing
33321 Semiconductor machinery manufacturing
51120 Software publishers (except Internet)
33421 Telephone apparatus manufacturing
including routers, modems, and gateways
42500 Wholesale electronic markets and
agents and brokers (business to business)
33429 Other communication equipment
manufacturing (except radio, television,
and wireless communication equipment)
51910 Other information services, including
Internet publishing, broadcasting,
and web search portals
53300
55100
42300
42400
51200
51110
53200
44000
62400
21300
48000
49300
81000
Professional, Scientific, and Technical Services
54180 Advertising and related services
54130 Architectural, engineering, and related services
54150 Computer systems design and related services
54111 Legal, accounting, tax preparation,
bookkeeping and payroll services
54160 Management, scientific, and
technical consulting services
54190 Professional, scientific, and technical services
(not listed elsewhere)
54173 Research and development services in
biotechnology (except nanotechnology)
54175 Research and development services in
nanotechnology
54174 Research and development services in
physical, engineering, and life sciences
(except nanotechnology and biotechnology)
54172 Research and development services in
social sciences and humanities
54140 Specialized design services
Telecommunications and Utilities
51500 Broadcasting (except Internet)
51740 Satellite telecommunications
22100 Utilities
56200 Waste management and remediation services
51710 Wired telecommunications carriers
51720 Wireless telecommunications carriers
(except satellite)
51790 Other telecommunications (not listed elsewhere)
Form BRD-1
55
Services
Accommodation and food services
Administrative and support services
Arts, entertainment, and recreation
Construction
Couriers, messengers, and express delivery
services
Lessors of nonfinancial intangible assets
(including patent licensing)
Management of companies and enterprises
Merchant wholesalers, durable goods
Merchant wholesalers, nondurable goods
Motion picture and sound recording
(except Internet)
Newspaper, periodical, book, and
directory publishers (except Internet)
Rental and leasing services
Retail trade, except electronic shopping
and mail-order houses
Social assistance services
Support activities for mining,
including oil and gas
Transportation
Warehousing and storage
Other services (not listed elsewhere)
Hours
Approximately how long did it take to complete this survey?
Minutes
:
Remarks (Please use this space below for any explanations that may be essential in understanding your
reported data.)
Thank You – Your Response is Important
Accurate and timely statistical information could not be produced without your continued cooperation
and goodwill. Thank you.
We estimate this survey will take between 15 minutes and 18 hours, with an average of 2 hours and 37
minutes to complete, including the time for reviewing instructions, searching existing data sources,
gathering and maintaining the data needed, and completing and reviewing the collection of information.
You may email comments regarding this burden estimate or any other aspect of this collection of
information, including suggestions for reducing this burden, to [email protected]. Be sure
to use "ERD Survey Comments 0607-0912" as the subject.
Form BRD-1
56
| File Type | application/pdf |
| Author | OneFormUser |
| File Modified | 2021-08-31 |
| File Created | 2021-08-30 |